Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| Nutanix, Inc.NTNX · Entity 3296 | Director · Chief Executive Officer | October 06, 2026 | October 08, 2026 |
| VMWARE LLCVMW · Entity 11690 | COO, Products & Cloud Services | November 24, 2020 | November 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,082 |
Reported balance
After 2026-06-25 transaction · row 1
1 source rowRow 1 · 2026-06-25 · Exercise / conversion · Acquired 3,082 · Balance 3,082 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-25 · Exercise / conversion · Disposed 3,082 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vested in full on June 25, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vested in full on June 25, 2026.
F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Nutanix, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 634,849 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 179,490 · Balance 634,849 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026. |
| Class A Common StockSEC Table I · non-derivative | Direct | 489,384 |
Reported balance
After 2026-10-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-06 · Sale · Disposed 145,465 · Balance 489,384 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | Direct | 414,339 |
Reported balance
After 2026-10-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-07 · Sale · Disposed 75,045 · Balance 414,339 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
VMWARE LLC
Report date November 24, 2020 · Filed November 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,572 |
Reported balance
After 2020-11-24 transaction · row 1
1 source rowRow 1 · 2020-11-24 · Sale · Disposed 2,490 · Balance 44,572 |
| Class A Common StockSEC Table I · non-derivative | Indirectby GRAT | 30,500 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,500 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 49,459 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 7,692 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-03 · Disposition to issuer · Disposed 12,486 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.68 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-08-03 · Disposition to issuer · Disposed 2,880 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-03 · Disposition to issuer · Disposed 7,521 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.41 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-03 · Disposition to issuer · Disposed 2,656 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2021 Filed Jun 8, 2021 21:17 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 5,228 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000138 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,228 shares Expires 2021-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 21:17 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 5,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000138 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 4,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000124 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Underlying: Common Stock · 4,621 shares Expires 2022-06-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,641 | $0.00 Strike: $10.17 | $0.00 |
DisclosureSEC source: 0001227025-21-000124 · edgardoc.xml · derivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,641 Underlying: Common Stock · 7,641 shares Expires 2031-05-31 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:15 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 703,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000148 · wf-form4_160763849871338.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,718 Underlying: Class A Common Stock · 703,117 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: Reflects shares that the Reporting Person will receive upon the settlement of RSUs at targeted level of performance. Vesting requires satisfaction of stock-based milestones and time-based vesting. Achievement of the first milestone would result in 67% of the RSUs becoming eligible to vest. Achievement of both milestones would result in 133% of the RSUs becoming eligible to visit. If performance milestones are achieved, then earned RSUs will vest as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares to vest quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F3 · derivative.expiration_date: Reflects shares that the Reporting Person will receive upon the settlement of RSUs at targeted level of performance. Vesting requires satisfaction of stock-based milestones and time-based vesting. Achievement of the first milestone would result in 67% of the RSUs becoming eligible to vest. Achievement of both milestones would result in 133% of the RSUs becoming eligible to visit. If performance milestones are achieved, then earned RSUs will vest as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares to vest quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:15 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 378,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000148 · wf-form4_160763849871338.xml · derivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,601 Underlying: Class A Common Stock · 378,601 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on 12/15/2021, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Issuer. F2 · derivative.expiration_date: The RSUs vest as to 25% of the underlying shares on 12/15/2021, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Issuer. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:46 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 120 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001227025-20-000168 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120 shares Expires 2020-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Twenty-five percent (25%) of the underlying shares shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the shares shall vest each month thereafter, subject to the recipient's continued service through such date. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:46 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 120 | $7.50 | $900.00 |
DisclosureSEC source: 0001227025-20-000168 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a cash exercise. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:21 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 2,490 | $150.00 | $373,500.00 |
DisclosureSEC source: 0001209191-20-060664 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,572 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 19:53 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,449 | $128.73 | $315,259.77 |
DisclosureSEC source: 0001209191-20-056787 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,062 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 19:51 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,173 | $150.00 | $475,950.00 |
DisclosureSEC source: 0001209191-20-054568 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,511 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 19:41 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 3,123 | $144.70 | $451,898.10 |
DisclosureSEC source: 0001209191-20-053906 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,684 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2020. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:12 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 5,228 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000118 · edgardoc.xml · derivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,228 Underlying: Common Stock · 5,228 shares Expires 2021-06-04 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:12 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 10,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000118 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,854 shares Expires 2020-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:12 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 10,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-20-000118 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:58 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,960 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001227025-20-000092 · edgardoc.xml · derivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,960 Underlying: Common Stock · 8,960 shares Expires 2030-06-01 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:36 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 2,109 | $125.55 | $264,784.95 |
DisclosureSEC source: 0001209191-20-027360 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,734 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $125.47 through $125.59. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:36 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 9,753 | $124.87 | $1,217,857.11 |
DisclosureSEC source: 0001209191-20-027360 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,843 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $124.43 through $125.42. Read SEC document |
| May 04, 2020 Filed May 5, 2020 20:36 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,000 | $123.68 | $371,040.00 |
DisclosureSEC source: 0001209191-20-027360 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,596 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $123.24 through $123.95. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 14,615 | $125.34 | $1,831,844.10 |
DisclosureSEC source: 0001209191-20-027360 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,596 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 11,255 | $117.03 | $1,317,172.65 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,211 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F7 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $116.99 through $117.36. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 10,412 | $116.27 | $1,210,603.24 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,466 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $115.82 through $116.64. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 8,900 | $115.29 | $1,026,081.00 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,878 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $114.83 through $115.74. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 11,672 | $114.14 | $1,332,242.08 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,778 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $113.73 through $114.57. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,870 | $113.24 | $211,758.80 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,450 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $112.63 through $113.60. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:44 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 99,888 | $116.00 | $11,587,008.00 |
DisclosureSEC source: 0001209191-20-023444 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,320 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units and restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:29 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 106,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020127 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,099 F1 · shares: Amount determined upon satisfaction of performance criteria of previously awarded performance stock unit awards. F2 · balance_after: 73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 29, 2020. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:00 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 200 | $164.73 | $32,946.00 |
DisclosureSEC source: 0001209191-19-055363 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,750 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $164.71 through $164.74. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:00 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 6,424 | $163.99 | $1,053,471.76 |
DisclosureSEC source: 0001209191-19-055363 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,950 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $163.67 through $164.50. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:00 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 8,238 | $163.22 | $1,344,606.36 |
DisclosureSEC source: 0001209191-19-055363 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,374 F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $162.67 through $163.64. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 20:00 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 14,615 | $163.06 | $2,383,121.90 |
DisclosureSEC source: 0001209191-19-055363 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,612 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 19:04 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 2,150 | $151.62 | $325,983.00 |
DisclosureSEC source: 0001209191-19-052430 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,227 F2 · balance_after: 62 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:04 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 2,115 | $153.80 | $325,287.00 |
DisclosureSEC source: 0001209191-19-052430 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,315 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 20:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 6,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000061 · edgardoc.xml · derivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. F2 · derivative.expiration_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 20:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 6,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000061 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 19:55 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 4,773 | $171.63 | $819,189.99 |
DisclosureSEC source: 0001209191-19-034590 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,430 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $171.42 through $172.08. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 19:55 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 18,533 | $170.85 | $3,166,363.05 |
DisclosureSEC source: 0001209191-19-034590 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,203 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $170.39 through $171.37. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 19:55 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 15,507 | $169.93 | $2,635,104.51 |
DisclosureSEC source: 0001209191-19-034590 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,736 F2 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $169.39 through $170.37. F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 10,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-19-000061 · edgardoc.xml · derivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,854 Underlying: Common Stock · 10,854 shares Expires 2020-06-04 F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:19 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,056 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001227025-19-000061 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,056 Underlying: Common Stock · 14,056 shares Expires 2029-06-03 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:55 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 38,168 | $176.98 | $6,754,972.64 |
DisclosureSEC source: 0001209191-19-034590 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,243 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,665 | $202.19 | $741,026.35 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,411 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F7 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $201.92 through $202.90. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,427 | $201.41 | $690,232.07 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,076 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $200.82 through $201.79. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,800 | $200.34 | $360,612.00 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,503 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $199.79 through $200.76. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 1,902 | $199.05 | $378,593.10 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,303 F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $198.76 through $199.59. Read SEC document |
| May 02, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 4,068 | $198.46 | $807,335.28 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,205 F2 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $197.76 through $198.75. F3 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2019 Filed May 3, 2019 19:31 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 14,615 | $202.46 | $2,958,952.90 |
DisclosureSEC source: 0001209191-19-027573 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,273 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 21:37 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 16,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026507 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,888 Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 21:21 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 4,430 | $184.68 | $818,132.40 |
DisclosureSEC source: 0001209191-19-022871 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,648 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:21 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 4,100 | $184.29 | $755,589.00 |
DisclosureSEC source: 0001209191-19-022871 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,078 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. F3 · balance_after: 57 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.