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RAMASWAMI RAJIV

Disclosed activity across 4 companies

Tapewire entity
14516
SEC CIK
0001483009

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Marvell Technology, Inc.MRVL · Entity 521DirectorJune 25, 2026June 29, 2026
Nutanix, Inc.NTNX · Entity 3296Director · Chief Executive OfficerOctober 06, 2026October 08, 2026
VMWARE LLCVMW · Entity 11690COO, Products & Cloud ServicesNovember 24, 2020November 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Marvell Technology, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,082 Reported balance After 2026-06-25 transaction · row 1
1 source row

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 3,082 · Balance 3,082

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-25 · Exercise / conversion · Disposed 3,082 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vested in full on June 25, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,034 Reported balance After 2026-06-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vested in full on June 25, 2026.

F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Nutanix, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect634,849 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Sale · Disposed 179,490 · Balance 634,849

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.

Class A Common StockSEC Table I · non-derivativeDirect489,384 Reported balance After 2026-10-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-06 · Sale · Disposed 145,465 · Balance 489,384

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeDirect414,339 Reported balance After 2026-10-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-07 · Sale · Disposed 75,045 · Balance 414,339

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

VMWARE LLC

Report date November 24, 2020 · Filed November 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect44,572 Reported balance After 2020-11-24 transaction · row 1
1 source row

Row 1 · 2020-11-24 · Sale · Disposed 2,490 · Balance 44,572

Class A Common StockSEC Table I · non-derivativeIndirectby GRAT30,500 Reported balance Holding disclosure · report date 2020-11-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 30,500

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NEOPHOTONICS CORP

Report date August 03, 2022 · Filed August 05, 2022

Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-08-03 transaction · row 1
1 source row

Row 1 · 2022-08-03 · Disposition to issuer · Disposed 49,459 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25Direct0 Reported balance After 2022-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-03 · Disposition to issuer · Disposed 7,692 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33Direct0 Reported balance After 2022-08-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78Direct0 Reported balance After 2022-08-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-03 · Disposition to issuer · Disposed 12,486 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56Direct0 Reported balance After 2022-08-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.68Direct0 Reported balance After 2022-08-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-03 · Disposition to issuer · Disposed 2,880 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20Direct0 Reported balance After 2022-08-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-03 · Disposition to issuer · Disposed 7,521 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.41Direct0 Reported balance After 2022-08-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-03 · Disposition to issuer · Disposed 2,656 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17Direct0 Reported balance After 2022-08-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0

F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 8, 2026 20:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 75,045 $74.00 $5,553,330.00
Disclosure

SEC source: 0001193125-26-418024 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414,339

F1 · shares: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 145,465 $73.84 $10,741,353.80
Disclosure

SEC source: 0001193125-26-418024 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489,384

F1 · shares: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 179,490 $73.35 $13,165,753.04
Disclosure

SEC source: 0001193125-26-418024 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 634,849

F1 · shares: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,963

Underlying: Class A Common Stock · 8,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,508 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,058

Underlying: Class A Common Stock · 8,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,885 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · derivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,538

Underlying: Class A Common Stock · 15,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,207 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · derivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 252,956 $67.99 $17,198,478.44
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,338

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,508 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,885 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,049,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 22:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,207 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394659 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 22:01 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 34,194 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-369035 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,864

F3 · shares: On November 10, 2025, the Reporting Person was granted performance-based restricted stock units ("FY 2026 PRSUs"). The FY 2026 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2025, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 24, 2026, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the first performance period was 72.61%, resulting in these shares becoming eligible to vest on September 15, 2026, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 22:01 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 45,372 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-369035 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,670

F2 · shares: On September 10, 2024, the Reporting Person was granted performance-based restricted stock units ("FY 2025 PRSUs"). The FY 2025 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2024, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 24, 2026, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the second performance period was 121.93% but, under the terms of the FY 2025 PRSUs, the achievement percentage is capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2026, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 22:01 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 338,868 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-369035 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937,298

F1 · shares: On August 29, 2023, the Reporting Person was granted performance-based restricted stock units ("FY 2024 PRSUs"). The FY 2024 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2023, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 24, 2026, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the third performance period was 200%, resulting in these shares becoming eligible to vest on September 15, 2026, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 19:14 UTC Marvell Technology, Inc. MRVL · Entity 521 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-045956 · wk-form4_1782760470.xml · derivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F3 · derivative.exercise_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

F3 · derivative.expiration_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 19:14 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionRestricted Stock Units · Derivative 3,082 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-045956 · wk-form4_1782760470.xml · derivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2 · derivative.exercise_date: Vested in full on June 25, 2026.

F2 · derivative.expiration_date: Vested in full on June 25, 2026.

Read SEC document
June 25, 2026 Filed Jun 29, 2026 19:14 UTC Marvell Technology, Inc. MRVL · Entity 521 Exercise / conversionCommon Stock 3,082 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-045956 · wk-form4_1782760470.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,793

Underlying: Class A Common Stock · 8,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,566

Underlying: Class A Common Stock · 8,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,884 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · derivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,423

Underlying: Class A Common Stock · 15,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · derivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,207

Underlying: Class A Common Stock · 17,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 27,207 $49.40 $1,344,025.80
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,430

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,884 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,206 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-274328 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 331 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2026.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,623

Underlying: Class A Common Stock · 8,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,073

Underlying: Class A Common Stock · 8,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,885 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · derivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,307

Underlying: Class A Common Stock · 15,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,207 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · derivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,413

Underlying: Class A Common Stock · 17,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 23,428 $39.29 $920,486.12
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,879

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,885 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,207 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-111092 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,453

Underlying: Class A Common Stock · 8,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,580

Underlying: Class A Common Stock · 8,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,884 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · derivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,192

Underlying: Class A Common Stock · 15,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · derivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,620

Underlying: Class A Common Stock · 17,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 27,157 $47.76 $1,297,018.32
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,878

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,830 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,507 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,884 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 22:26 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,206 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-322971 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:58 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 141,283 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-280417 · ownership.xml · derivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,283

Underlying: Class A Common Stock · 141,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2025, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:51 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 39,394 $76.87 $3,028,157.69
Disclosure

SEC source: 0001193125-25-230614 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 524,608

F1 · shares: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 3, 2025.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.705 to $77.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:51 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 105,313 $76.26 $8,031,043.00
Disclosure

SEC source: 0001193125-25-230614 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 564,002

F1 · shares: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 3, 2025.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.71 to $76.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 90 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 22, 2025.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 22:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,508 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206457 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,087

Underlying: Class A Common Stock · 8,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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September 15, 2025 Filed Sep 17, 2025 22:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,884 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206457 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,076

Underlying: Class A Common Stock · 15,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.