Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| Nutanix, Inc.NTNX · Entity 3296 | Director · Chief Executive Officer | October 06, 2026 | October 08, 2026 |
| VMWARE LLCVMW · Entity 11690 | COO, Products & Cloud Services | November 24, 2020 | November 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,082 |
Reported balance
After 2026-06-25 transaction · row 1
1 source rowRow 1 · 2026-06-25 · Exercise / conversion · Acquired 3,082 · Balance 3,082 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-25 · Exercise / conversion · Disposed 3,082 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vested in full on June 25, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vested in full on June 25, 2026.
F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Nutanix, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 634,849 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 179,490 · Balance 634,849 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026. |
| Class A Common StockSEC Table I · non-derivative | Direct | 489,384 |
Reported balance
After 2026-10-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-06 · Sale · Disposed 145,465 · Balance 489,384 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | Direct | 414,339 |
Reported balance
After 2026-10-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-07 · Sale · Disposed 75,045 · Balance 414,339 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
VMWARE LLC
Report date November 24, 2020 · Filed November 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,572 |
Reported balance
After 2020-11-24 transaction · row 1
1 source rowRow 1 · 2020-11-24 · Sale · Disposed 2,490 · Balance 44,572 |
| Class A Common StockSEC Table I · non-derivative | Indirectby GRAT | 30,500 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,500 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 49,459 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 7,692 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-03 · Disposition to issuer · Disposed 12,486 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.68 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-08-03 · Disposition to issuer · Disposed 2,880 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-03 · Disposition to issuer · Disposed 7,521 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.41 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-03 · Disposition to issuer · Disposed 2,656 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 19, 2023 00:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 407,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 00:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 390,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 00:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 58,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 381,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 00:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 322,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 00:51 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 87,174 | $46.04 | $4,013,255.59 |
DisclosureSEC source: 0000950170-23-069488 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 299,328 F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.74 to $46.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 02:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 87,997 | $40.00 | $3,519,880.00 |
DisclosureSEC source: 0000950170-23-063970 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 386,502 F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. Read SEC document |
| October 13, 2023 Filed Oct 13, 2023 23:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 8,098 | $39.21 | $317,559.83 |
DisclosureSEC source: 0000950170-23-053376 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 474,499 F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.88 to $39.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 20:07 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 955 | $35.65 | $34,045.75 |
DisclosureSEC source: 0000950170-23-050146 · ownership.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 482,597 F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.38 to $36.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 20:07 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 44,947 | $35.07 | $1,576,291.29 |
DisclosureSEC source: 0000950170-23-050146 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 483,552 F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.38 to $35.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 00:15 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 138,038 | $33.88 | $4,676,727.44 |
DisclosureSEC source: 0000950170-23-049054 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,499 F1 · shares: Represents shares sold to cover the tax liabiity arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. F2 · balance_after: Includes 120 shares of Class A Common stock acquired under the Nutanix Employee Stock Purchase Plan on September 20, 2023. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · derivative · entry 8 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,477 Underlying: Class A Common Stock · 17,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit or RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · derivative · entry 7 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,023 Underlying: Class A Common Stock · 8,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit or RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 58,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · derivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,233 Underlying: Class A Common Stock · 58,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit or RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. F3 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · derivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,313 Underlying: Class A Common Stock · 23,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit or RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F2 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 649,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 58,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:44 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-048850 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 22:39 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 254,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-045542 · ownership.xml · derivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,151 Underlying: Class A Common Stock · 254,151 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F4 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:39 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantClass A Common Stock | 91,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-045542 · ownership.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,474 F2 · shares: On August 25, 2022, the Reporting Person was granted performance-based restricted stock units ("FY 2023 PRSUs"). The FY 2023 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2022, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 28, 2023, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the first performance period was 200% but, under the terms of the FY 2023 PRSUs, the achievement percentage was capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:39 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantClass A Common Stock | 46,015 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-045542 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,707 F1 · shares: On October 11, 2021, the Reporting Person was granted performance-based restricted stock units ("FY 2022 PRSUs"). The FY 2022 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2021, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 28, 2023, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the second performance period was 150.9630%%, but, under the terms of the FY 2022 PRSUs, the achievement percentage was capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 59,094 | $29.10 | $1,719,399.02 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · nonDerivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,692 F2 · shares: Represents shares sold to cover the tax liabiity arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 17,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · derivative · entry 9 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,683 Underlying: Class A Common Stock · 17,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F7 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F7 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · derivative · entry 8 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,651 Underlying: Class A Common Stock · 8,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 58,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · derivative · entry 7 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,679 Underlying: Class A Common Stock · 58,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · derivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,976 Underlying: Class A Common Stock · 23,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 17,207 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 58,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 00:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-029040 · ownership.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,000 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on June 5, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · derivative · entry 9 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,890 Underlying: Class A Common Stock · 17,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 8,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · derivative · entry 8 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,279 Underlying: Class A Common Stock · 8,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 58,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · derivative · entry 7 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,126 Underlying: Class A Common Stock · 58,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · derivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,639 Underlying: Class A Common Stock · 23,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 47,448 | $24.72 | $1,172,914.56 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · nonDerivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,841 F1 · shares: Represents shares surrendered to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 8,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 58,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:45 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 23,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019698 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 986 | $28.95 | $28,541.54 |
DisclosureSEC source: 0001209191-22-062448 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,348 F1 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.80 to $29.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 4,014 | $28.19 | $113,173.93 |
DisclosureSEC source: 0001209191-22-062448 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,334 F1 · shares: Shares sold pursuant to a 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.75 to $28.73 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 01:43 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 60,172 | $30.51 | $1,835,913.91 |
DisclosureSEC source: 0001209191-22-062265 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,348 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · derivative · entry 8 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,096 Underlying: Class A Common Stock · 17,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · derivative · entry 7 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,906 Underlying: Class A Common Stock · 8,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 58,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · derivative · entry 6 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,572 Underlying: Class A Common Stock · 58,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F3 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F3 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · derivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,301 Underlying: Class A Common Stock · 23,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. F2 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 17,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 8,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 58,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:13 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 23,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061868 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.