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person · Reporting owner

RAMASWAMI RAJIV

Disclosed activity across 4 companies

Tapewire entity
14516
SEC CIK
0001483009

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Marvell Technology, Inc.MRVL · Entity 521DirectorJune 25, 2026June 29, 2026
Nutanix, Inc.NTNX · Entity 3296Director · Chief Executive OfficerOctober 06, 2026October 08, 2026
VMWARE LLCVMW · Entity 11690COO, Products & Cloud ServicesNovember 24, 2020November 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Marvell Technology, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,082 Reported balance After 2026-06-25 transaction · row 1
1 source row

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 3,082 · Balance 3,082

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-25 · Exercise / conversion · Disposed 3,082 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vested in full on June 25, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,034 Reported balance After 2026-06-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vested in full on June 25, 2026.

F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Nutanix, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect634,849 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Sale · Disposed 179,490 · Balance 634,849

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.

Class A Common StockSEC Table I · non-derivativeDirect489,384 Reported balance After 2026-10-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-06 · Sale · Disposed 145,465 · Balance 489,384

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeDirect414,339 Reported balance After 2026-10-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-07 · Sale · Disposed 75,045 · Balance 414,339

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.

F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

VMWARE LLC

Report date November 24, 2020 · Filed November 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect44,572 Reported balance After 2020-11-24 transaction · row 1
1 source row

Row 1 · 2020-11-24 · Sale · Disposed 2,490 · Balance 44,572

Class A Common StockSEC Table I · non-derivativeIndirectby GRAT30,500 Reported balance Holding disclosure · report date 2020-11-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 30,500

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NEOPHOTONICS CORP

Report date August 03, 2022 · Filed August 05, 2022

Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-08-03 transaction · row 1
1 source row

Row 1 · 2022-08-03 · Disposition to issuer · Disposed 49,459 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25Direct0 Reported balance After 2022-08-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-03 · Disposition to issuer · Disposed 7,692 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33Direct0 Reported balance After 2022-08-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78Direct0 Reported balance After 2022-08-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-03 · Disposition to issuer · Disposed 12,486 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56Direct0 Reported balance After 2022-08-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.68Direct0 Reported balance After 2022-08-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-03 · Disposition to issuer · Disposed 2,880 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20Direct0 Reported balance After 2022-08-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-03 · Disposition to issuer · Disposed 7,521 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.41Direct0 Reported balance After 2022-08-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-03 · Disposition to issuer · Disposed 2,656 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17Direct0 Reported balance After 2022-08-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-08-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0

F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.

F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,207 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · derivative · entry 10

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,651

Underlying: Class A Common Stock · 17,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,512

Underlying: Class A Common Stock · 8,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 58,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,447

Underlying: Class A Common Stock · 58,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F4 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F4 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 23,663 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · derivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,663

Underlying: Class A Common Stock · 23,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F3 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 269,595 $59.06 $15,922,280.70
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,014

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,884 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,207 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 892,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 58,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 866,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 22:47 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 23,663 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107479 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 20:20 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 136,116 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-105939 · ownership.xml · derivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,116

Underlying: Class A Common Stock · 136,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:44 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 84,717 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101215 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,781

F3 · shares: On August 29, 2023, the Reporting Person was granted performance-based restricted stock units ("FY 2024 PRSUs"). The FY 2024 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2023, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 26, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the first performance period was 200% but, under the terms of the FY 2024 PRSUs, the achievement percentage was capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:44 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 91,768 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101215 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,064

F2 · shares: On August 25, 2022, the Reporting Person was granted performance-based restricted stock units ("FY 2023 PRSUs"). The FY 2023 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2022, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 26, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the second performance period was 200% but, under the terms of the FY 2023 PRSUs, the achievement percentage was capped at 100%, resulting in these shares becoming eligible to vest on September 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 01:44 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 201,251 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-101215 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,296

F1 · shares: On October 11, 2021, the Reporting Person was granted performance-based restricted stock units ("FY 2022 PRSUs"). The FY 2022 PRSUs are eligible to vest in up to three installments based on the total shareholder return of the Issuer over one-, two- and three-year performance periods, each commencing on August 1, 2021, relative to the total shareholder return of companies in the NASDAQ Composite Index. On August 26, 2024, the Compensation Committee of the Issuer's Board of Directors determined that the achievement percentage for the third performance period was 200%, resulting in these shares becoming eligible to vest on September 15, 2024, subject to the Reporting Person continuing to provide service to the Issuer through the vesting date.

Read SEC document
June 18, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 1,162 $54.52 $63,350.03
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 407,045

F3 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.485 to $54.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 22,824 $54.17 $1,236,387.49
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,207

F3 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.484 to $54.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,885 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · derivative · entry 13

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,498

Underlying: Class A Common Stock · 15,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F11 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F11 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · derivative · entry 12

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,858

Underlying: Class A Common Stock · 17,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F10 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F10 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,627 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · derivative · entry 11

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,140

Underlying: Class A Common Stock · 8,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F9 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F9 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 58,447 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · derivative · entry 10

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,893

Underlying: Class A Common Stock · 58,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F8 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

F8 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 23,662 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,326

Underlying: Class A Common Stock · 23,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 66,561 $54.01 $3,594,959.61
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 431,031

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,885 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,206 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,627 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 464,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 58,447 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2024 Filed Jun 19, 2024 01:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 23,662 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075234 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 397,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 741 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2024.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 3,033 $63.85 $193,657.05
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,024

F2 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.69 to $63.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,899 $62.93 $1,315,205.42
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,057

F2 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.59 to $63.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,884 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · derivative · entry 13

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,383

Underlying: Class A Common Stock · 15,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F10 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F10 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,207 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · derivative · entry 12

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,064

Underlying: Class A Common Stock · 17,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F9 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F9 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · derivative · entry 11

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,767

Underlying: Class A Common Stock · 8,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F8 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F8 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 58,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · derivative · entry 10

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,340

Underlying: Class A Common Stock · 58,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

F7 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 23,663 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,988

Underlying: Class A Common Stock · 23,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 60,391 $63.14 $3,813,087.74
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 396,956

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,884 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 457,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 17,207 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 4

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 441,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 8,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 3

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 58,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 23,663 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-033773 · ownership.xml · nonDerivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2024 Filed Jan 9, 2024 23:03 UTC Nutanix, Inc. NTNX · Entity 3296 GrantPerformance-Based Restricted Stock Units · Derivative 327,083 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-003437 · ownership.xml · derivative · entry 2

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,083

Underlying: Class A Common Stock · 327,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit, or PRSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Reflects shares that the Reporting Person would receive upon settlement of the PRSUs at the target level of performance, provided that the actual number of PRSUs that would become eligible to vest range from 0% to 200% of the target number of PRSUs based on actual achievement. PRSUs would become eligible to vest upon achievement of certain annual recurring revenue hurdles as of July 31, 2027 and/or certain free cash flow hurdles for the last four completed fiscal quarters ending on July 31, 2027. If PRSUs become eligible to vest, the eligible PRSUs would vest on September 15, 2027, subject to the Reporting Person's continued employment as Chief Executive Officer through the vesting date.

F3 · derivative.expiration_date: Reflects shares that the Reporting Person would receive upon settlement of the PRSUs at the target level of performance, provided that the actual number of PRSUs that would become eligible to vest range from 0% to 200% of the target number of PRSUs based on actual achievement. PRSUs would become eligible to vest upon achievement of certain annual recurring revenue hurdles as of July 31, 2027 and/or certain free cash flow hurdles for the last four completed fiscal quarters ending on July 31, 2027. If PRSUs become eligible to vest, the eligible PRSUs would vest on September 15, 2027, subject to the Reporting Person's continued employment as Chief Executive Officer through the vesting date.

Read SEC document
January 07, 2024 Filed Jan 9, 2024 23:03 UTC Nutanix, Inc. NTNX · Entity 3296 GrantPerformance-Based Restricted Stock Units · Derivative 238,398 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-003437 · ownership.xml · derivative · entry 1

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,398

Underlying: Class A Common Stock · 238,398 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit, or PRSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: Reflects shares that the Reporting Person would receive upon settlement of the PRSUs at the target level of performance, provided that the actual number of PRSUs that would become eligible to vest range from 0% to 200% of the target number of PRSUs based on actual achievement. PRSUs would become eligible to vest upon achievement of the following stock price hurdles at any time during the period beginning on the grant date and ending on July 31, 2027: (i) 100% for a stock price hurdle of $70, (ii) 150% for a stock price hurdle of $80, and (iii) 200% for a stock price hurdle of $90. A stock price hurdle would be achieved only if the average closing price of the Issuer's Class A common stock is equal to or greater than the hurdle for 90 consecutive calendar days. If PRSUs become eligible to vest, the eligible PRSUs would vest on September 15, 2027, subject to the Reporting Person's continued employment as Chief Executive Officer through the vesting date.

F2 · derivative.expiration_date: Reflects shares that the Reporting Person would receive upon settlement of the PRSUs at the target level of performance, provided that the actual number of PRSUs that would become eligible to vest range from 0% to 200% of the target number of PRSUs based on actual achievement. PRSUs would become eligible to vest upon achievement of the following stock price hurdles at any time during the period beginning on the grant date and ending on July 31, 2027: (i) 100% for a stock price hurdle of $70, (ii) 150% for a stock price hurdle of $80, and (iii) 200% for a stock price hurdle of $90. A stock price hurdle would be achieved only if the average closing price of the Issuer's Class A common stock is equal to or greater than the hurdle for 90 consecutive calendar days. If PRSUs become eligible to vest, the eligible PRSUs would vest on September 15, 2027, subject to the Reporting Person's continued employment as Chief Executive Officer through the vesting date.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 24,439 $46.05 $1,125,308.42
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 7

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,519

F2 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 15,884 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · derivative · entry 12

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,267

Underlying: Class A Common Stock · 15,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F9 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F9 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 17,206 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · derivative · entry 11

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,271

Underlying: Class A Common Stock · 17,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F8 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F8 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 8,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · derivative · entry 10

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,395

Underlying: Class A Common Stock · 8,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F7 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 58,447 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · derivative · entry 9

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,786

Underlying: Class A Common Stock · 58,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F6 · derivative.exercise_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

F6 · derivative.expiration_date: As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 23,662 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · derivative · entry 8

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,651

Underlying: Class A Common Stock · 23,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F5 · derivative.expiration_date: The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 65,197 $46.32 $3,019,925.04
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 6

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357,958

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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December 15, 2023 Filed Dec 19, 2023 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 15,884 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071226 · ownership.xml · nonDerivative · entry 5

RAMASWAMI RAJIV · CIK 0001483009 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.