Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP, CLO and Secretary | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 3,371 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,371 · Balance 3,371 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $257.99 | $5,159.80 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,597 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F5 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 460 | $257.04 | $118,238.35 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.71 to $257.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 600 | $256.32 | $153,794.40 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,077 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.70 to $256.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 74 | $255.42 | $18,901.19 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,677 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.6201 to $255.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000137 · wf-form4_167054553654417.xml · derivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027 Underlying: Common Stock · 513 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000137 · wf-form4_167054553654417.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · derivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,744 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000103 · wf-form4_167045716302724.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000079 · wf-form4_166491954119571.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744 Underlying: Common Stock · 2,744 shares Expires 2022-12-05 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 21, 2022 Filed Aug 23, 2022 23:45 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 3,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047272 · doc4.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751 Underlying: Common Stock · 3,751 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: Vests 100% of shares at the next annual stockholder meeting of Marvell. F2 · derivative.expiration_date: Vests 100% of shares at the next annual stockholder meeting of Marvell. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 73 | $350.89 | $25,615.32 |
DisclosureSEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,007 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.77 to $351.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 156 | $350.10 | $54,615.62 |
DisclosureSEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,080 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/25/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.72 to $350.52. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · derivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974 Underlying: Common Stock · 486 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000163 · wf-form4_163951737076849.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:15 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000135 · wf-form4_163909172614678.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Underlying: Common Stock · 1,540 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:15 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,159 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000135 · wf-form4_163909172614678.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 Underlying: Common Stock · 6,159 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 374 | $345.28 | $129,135.47 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.08 to $345.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 2,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 358 | $343.39 | $122,933.26 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,124 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.29 to $343.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 581 | $342.38 | $198,920.98 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,482 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.04 to $342.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 921 | $341.70 | $314,701.74 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/25/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.02 to $341.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 3,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · derivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,831 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000111 · wf-form4_163891956537724.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 3,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000065 · wf-form4_163344669654417.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 3,831 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 07, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,600 | $0.00 Strike: $138.54 | $0.00 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · derivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,600 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,600 | $270.01 | $1,242,054.74 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $270.00 to $270.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 3,020 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 07, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,600 | $138.54 | $637,284.00 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,732 | $0.00 Strike: $138.54 | $0.00 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 3,732 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,732 | $265.02 | $989,072.93 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.00 to $265.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2021 Filed May 7, 2021 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,732 | $138.54 | $517,031.28 |
DisclosureSEC source: 0001246360-21-000714 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 13:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,268 | $0.00 Strike: $138.54 | $0.00 |
DisclosureSEC source: 0001246360-21-000696 · form.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,332 Underlying: Common Stock · 6,268 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 13:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,000 | $266.80 | $266,800.00 |
DisclosureSEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. F5 · ownership.direct: Includes 3,020 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 03, 2021 Filed May 5, 2021 13:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,568 | $265.62 | $416,487.46 |
DisclosureSEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,153 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.3550 to $266.7500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 03, 2021 Filed May 5, 2021 13:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,700 | $264.61 | $979,072.54 |
DisclosureSEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,721 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $264.33 to $264.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 03, 2021 Filed May 5, 2021 13:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 6,268 | $138.54 | $868,368.72 |
DisclosureSEC source: 0001246360-21-000696 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, Chief People & Legal &Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 6,500 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001931 · form.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2030-12-10 F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001931 · form.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460 Underlying: Common Stock · 1,460 shares Expires 2023-12-10 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $251.52 | $251.52 |
DisclosureSEC source: 0001246360-20-001893 · form.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,153 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F6 · ownership.direct: Includes 3,020 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 219 | $250.84 | $54,934.55 |
DisclosureSEC source: 0001246360-20-001893 · form.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,154 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.35 to $251.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 478 | $249.50 | $119,261.43 |
DisclosureSEC source: 0001246360-20-001893 · form.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,373 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.0650 to $249.85. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001893 · form.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,386 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001893 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001820074-20-000008 · primary_doc.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 1,386 shares Expires 2020-12-08 F4 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F5 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F6 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001820074-20-000008 · primary_doc.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,465 F2 · shares: Restricted stock award under the Company's 2020 Long-Term Incentives Plan. F3 · ownership.direct: Includes 3,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 895 | $202.70 | $181,417.31 |
DisclosureSEC source: 0001246360-20-000125 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,095 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/17/2019 to cover taxes due on restricted stock that vested on 1/3/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.65 to $202.72. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 12,600 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002604 · form.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 12,600 shares Expires 2029-12-05 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002604 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,990 F3 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 13,900 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002611 · form.xml · derivative · entry 4 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Common Stock · 13,900 shares Expires 2028-12-04 F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002611 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,220 F5 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F6 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 10,200 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003308 · form.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 10,200 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003308 · form.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · Sr.VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,340 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.