Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP, CLO and Secretary | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 3,371 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,371 · Balance 3,371 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · derivative · entry 11 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,155 Underlying: Common Stock · 1,155 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 25 | $302.36 | $7,558.88 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,179 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/7/2024. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 212 | $301.97 | $64,016.96 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,204 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/7/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.2601 to $302.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 19:29 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000208 · wk-form4_1733858987.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,251 F1 · shares: The reported disposition represents a bona fide charitable gift made by the Reporting Person to the House Family Foundation. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · derivative · entry 10 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 514 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000162 · wk-form4_1733523193.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,222 Underlying: Common Stock · 2,222 shares Expires 2027-12-05 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,060 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001024478-24-000162 · wk-form4_1733523193.xml · derivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,060 Underlying: Common Stock · 7,060 shares Expires 2034-12-05 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 367 | $296.30 | $108,742.25 |
DisclosureSEC source: 0001024478-24-000162 · wk-form4_1733523193.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,902 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/4/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.30 to $296.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000162 · wk-form4_1733523193.xml · derivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,575 Underlying: Common Stock · 787 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000162 · wk-form4_1733523193.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 19:42 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 3,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-24-000095 · wk-form4_1718998919.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,289 Underlying: Common Stock · 3,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. F2 · derivative.expiration_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,900 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,900 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6,700 | $285.01 | $1,909,537.52 |
DisclosureSEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,482 F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285 to $285.0325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,006 | $281.47 | $1,127,581.24 |
DisclosureSEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,182 F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $281.17 to $281.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,194 | $280.81 | $896,898.20 |
DisclosureSEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,188 F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.16 to $281.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 13,900 | $171.46 | $2,383,294.00 |
DisclosureSEC source: 0001024478-24-000026 · wk-form4_1709162740.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 120 | $280.22 | $33,626.40 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,482 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,347 | $279.66 | $376,706.87 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,602 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.06 to $280. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 12 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,486 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 11 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 487 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 10 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,310 Underlying: Common Stock · 1,155 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 241 | $279.04 | $67,247.99 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,821 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2022 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.56 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · derivative · entry 9 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 514 Underlying: Common Stock · 513 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000183 · wk-form4_1702345439.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000180 · wk-form4_1701824065.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,362 Underlying: Common Stock · 2,362 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,683 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000180 · wk-form4_1701824065.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,683 Underlying: Common Stock · 7,683 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · derivative · entry 8 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,486 Underlying: Common Stock · 1,486 shares Expires 2023-12-10 F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F9 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F10 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $288.70 | $5,774.00 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,549 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 80 | $287.47 | $22,997.75 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,569 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.4075 to $287.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 40 | $286.59 | $11,463.70 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,649 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.33 to $286.855. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 60 | $285.58 | $17,135.00 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,689 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $286.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 140 | $284.13 | $39,777.60 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,749 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.96 to $284.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:01 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $283.66 | $28,365.70 |
DisclosureSEC source: 0001024478-23-000120 · wf-form4_169637048419501.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,889 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.92 to $283.905. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 22:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 4,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038906 · doc4.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,570 Underlying: Common Stock · 4,570 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F3 · derivative.exercise_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. F3 · derivative.expiration_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 22:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038906 · doc4.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: These RSUs vested as to 100% of the shares on June 16, 2023. F2 · derivative.expiration_date: These RSUs vested as to 100% of the shares on June 16, 2023. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 22:33 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038906 · doc4.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 9, 2023 21:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 81 | $289.13 | $23,419.77 |
DisclosureSEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,989 F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.97 to $289.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 09, 2023 Filed Feb 9, 2023 21:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,615 | $288.18 | $465,406.18 |
DisclosureSEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,070 F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.8150 to $288.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2023 Filed Feb 9, 2023 21:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,482 | $287.33 | $425,818.17 |
DisclosureSEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,685 F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.76 to $287.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 230 | $258.65 | $59,488.56 |
DisclosureSEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,167 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.56 to $259.0350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · derivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 Underlying: Common Stock · 487 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 3,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,465 Underlying: Common Stock · 3,465 shares Expires 2025-12-09 F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,595 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000165 · wf-form4_167097250571511.xml · derivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,595 Underlying: Common Stock · 11,595 shares Expires 2032-12-09 F7 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F8 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:26 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 200 | $256.89 | $51,378.46 |
DisclosureSEC source: 0001024478-22-000137 · wf-form4_167054553654417.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,910 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.63 to $257.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.