Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | Director | October 01, 2026 | October 05, 2026 |
| PFIZER INCPFE · Entity 2863 | Director | September 25, 2026 | September 29, 2026 |
| Unum GroupUNM · Entity 3369 | Director | May 26, 2026 | May 28, 2026 |
| XEROX CORPXRX · Entity 12016 | Director | May 21, 2019 | May 22, 2019 |
| Xerox Holdings CorpXRX · Entity 5610 | Director | May 19, 2022 | May 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,574.9625 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 625.3474 · Balance 67,574.9625 F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
PFIZER INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 169,739.319 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 1,613.185 · Balance 169,739.319 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
Unum Group
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,550 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 2,191 · Balance 100,550 F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 102,090 |
Reported balance
After 2026-05-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-26 · Grant · Acquired 1,540 · Balance 102,090 F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
XEROX CORP
Report date May 21, 2019 · Filed May 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 21,842 |
Reported balance
After 2019-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 6,116 · Balance 21,842 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: These DSUs vest one year following date of award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: These DSUs vest one year following date of award.
Xerox Holdings Corp
Report date May 19, 2022 · Filed May 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 70,806 |
Reported balance
After 2022-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-19 · Grant · Acquired 18,819 · Balance 70,806 F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period. F2: These DSUs will vest on May 19, 2023. F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.
F2: These DSUs will vest on May 19, 2023.
F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 5, 2019 21:41 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,805.3971 | $52.62 | $95,000.00 |
DisclosureSEC source: 0001209191-19-007371 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,781.2414 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2019 Filed Jul 3, 2019 18:34 UTC Amendment | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,092.7403 | $52.62 | $57,499.99 |
DisclosureSEC source: 0001209191-19-040891 · doc4a.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,068.5846 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. F2 · shares: The Amended Form 4 is being filed to reflect corrections to excess amounts disclosed on the original Form 4 due to administrative error. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:36 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 987.973 | $43.65 | $43,125.02 |
DisclosureSEC source: 0001225208-19-000132 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,217.434 Underlying: Common Stock · 987.973 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 915.222 | $51.90 | $47,500.02 |
DisclosureSEC source: 0001209191-18-053846 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,884.2453 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:19 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 978.557 | $44.07 | $43,125.01 |
DisclosureSEC source: 0001225208-18-013899 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,956.247 Underlying: Common Stock · 978.557 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 19:34 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 3,551 | $25.35 | $90,000.10 |
DisclosureSEC source: 0001127602-18-023387 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,846 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · balance_after: This amount includes 55 shares paid on 1/31/18 and 80 shares paid on 4/30/18 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 12/29/2017 and 3/30/2018, respectively. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 20:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 878.166 | $54.09 | $47,500.00 |
DisclosureSEC source: 0001209191-18-041670 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,887.4723 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 21:37 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,119.76 | $36.28 | $40,624.89 |
DisclosureSEC source: 0001225208-18-011085 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,684.417 Underlying: Common Stock · 1,119.76 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:57 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019178 · form4.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,214 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 8,951 DSRs and 12,263 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:57 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019178 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,360 F1 · shares: All are restricted stock units ("RSUs") vesting on May 24, 2019. F2 · balance_after: Includes 6,097 deferred share rights ("DSRs") and 12,263 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 117.101 DSRs and 160.759 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:33 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,223.881 | $36.85 | $192,500.01 |
DisclosureSEC source: 0001225208-18-008216 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,243.478 Underlying: Common Stock · 5,223.881 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 20:53 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 2,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-025968 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,669.981 Underlying: Common Stock · 2,345 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2019 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2019 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:30 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 947.1585 | $50.15 | $47,500.00 |
DisclosureSEC source: 0001209191-18-023672 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,950.8429 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 968.583 | $35.49 | $34,375.01 |
DisclosureSEC source: 0001225208-18-006954 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,019.597 Underlying: Common Stock · 968.583 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 1,000.2187 | $57.50 | $57,512.58 |
DisclosureSEC source: 0001209191-18-007539 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,949.8621 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 17:10 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 2,793 | $32.23 | $90,004.43 |
DisclosureSEC source: 0001127602-18-001744 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,160 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · balance_after: This amount includes 28 shares paid on7/31/17 and 48 shares paid on 10/31/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/30/17 and 9/29/17, respectively. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 23:51 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 949.06 | $36.22 | $34,374.95 |
DisclosureSEC source: 0001225208-18-000095 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,785.867 Underlying: Common Stock · 949.06 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 885.3681 | $53.65 | $47,500.00 |
DisclosureSEC source: 0001209191-17-055863 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,893.5856 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 14:03 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 962.885 | $35.70 | $34,374.99 |
DisclosureSEC source: 0001225208-17-015663 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,602.617 Underlying: Common Stock · 962.885 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:57 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 3,063 | $29.39 | $90,021.57 |
DisclosureSEC source: 0001127602-17-023740 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,291 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · balance_after: On June 14, 2017, Xerox Corporation effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. F3 · balance_after: This amount includes 27 shares paid on 4/28/17 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 3/31/2017. These dividend equivalents have been adjusted to reflect the effects of the reverse stock split. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:05 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 916.4576 | $51.83 | $47,500.00 |
DisclosureSEC source: 0001209191-17-044126 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,957.9898 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,023.37 | $33.59 | $34,375.00 |
DisclosureSEC source: 0001225208-17-011943 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400.379 Underlying: Common Stock · 1,023.37 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:36 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019709 · form4.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,190 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 5,980 DSRs and 8,210 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:36 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019709 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,768 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018. F2 · balance_after: Includes 3,558 deferred share rights ("DSRs") and 8,210 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 66.784 DSRs and 92.198 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,537.507 | $33.86 | $187,499.99 |
DisclosureSEC source: 0001225208-17-008578 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,140.849 Underlying: Common Stock · 5,537.507 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 20:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-028122 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,160.0779 Underlying: Common Stock · 2,780 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2018 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,007.8506 | $47.13 | $47,500.00 |
DisclosureSEC source: 0001209191-17-025688 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000.7216 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:58 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,004.82 | $34.21 | $34,374.89 |
DisclosureSEC source: 0001225208-17-007192 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603.342 Underlying: Common Stock · 1,004.82 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 1,276.9307 | $45.02 | $57,487.42 |
DisclosureSEC source: 0001209191-17-007696 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,960.8319 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 23:54 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 12,803 | $7.03 | $90,005.09 |
DisclosureSEC source: 0001127602-17-001929 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,803 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 22:31 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,058.34 | $32.48 | $34,374.88 |
DisclosureSEC source: 0001225208-17-000131 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,436.412 Underlying: Common Stock · 1,058.34 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:11 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCOMMON STOCK | 1,196.775 | $39.69 | $47,500.00 |
DisclosureSEC source: 0001209191-16-145055 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652.6926 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:24 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,014.91 | $33.87 | $34,375.00 |
DisclosureSEC source: 0001225208-16-039979 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,223.362 Underlying: Common Stock · 1,014.91 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2016 Filed Jul 5, 2016 19:41 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 966.4 | $35.57 | $34,374.85 |
DisclosureSEC source: 0001225208-16-036102 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,078.012 Underlying: Common Stock · 966.4 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 22:22 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,697.356 | $32.91 | $187,499.99 |
DisclosureSEC source: 0001225208-16-032026 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,990.828 Underlying: Common Stock · 5,697.356 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 19:04 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,144.308 | $30.04 | $34,375.01 |
DisclosureSEC source: 0001225208-16-030741 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,293.472 Underlying: Common Stock · 1,144.308 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:52 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,064.901 | $32.28 | $34,375.00 |
DisclosureSEC source: 0001225208-16-023249 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,078.333 Underlying: Common Stock · 1,064.901 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| September 25, 2015 Filed Sep 29, 2015 19:29 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,077.924 | $31.89 | $34,375.00 |
DisclosureSEC source: 0001225208-15-018696 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,963.7613 Underlying: Common Stock · 1,077.924 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:54 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 66.818 | $33.92 | $2,266.47 |
DisclosureSEC source: 0001225208-15-014345 · doc4.xml · derivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,843.42 Underlying: Common Stock · 66.818 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| June 25, 2015 Filed Jun 29, 2015 20:54 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,776.602 | $34.02 | $162,500.00 |
DisclosureSEC source: 0001225208-15-014345 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,776.602 Underlying: Common Stock · 4,776.602 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.