Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBNY · Entity 2899 | Director | October 01, 2026 | October 05, 2026 |
| PFIZER INCPFE · Entity 2863 | Director | September 25, 2026 | September 29, 2026 |
| Unum GroupUNM · Entity 3369 | Director | May 26, 2026 | May 28, 2026 |
| XEROX CORPXRX · Entity 12016 | Director | May 21, 2019 | May 22, 2019 |
| Xerox Holdings CorpXRX · Entity 5610 | Director | May 19, 2022 | May 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,574.9625 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 625.3474 · Balance 67,574.9625 F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
PFIZER INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 169,739.319 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 1,613.185 · Balance 169,739.319 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
Unum Group
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,550 |
Reported balance
After 2026-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 2,191 · Balance 100,550 F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 102,090 |
Reported balance
After 2026-05-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-26 · Grant · Acquired 1,540 · Balance 102,090 F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
F2: Includes 43,778 deferred share rights ("DSRs"), 54,574 RSUs, and 2,198 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs, and the exempt acquisitions of an aggregate of 823.397 DSRs and 984.979 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
F5: Includes 45,318 DSRs, 54,574 RSUs, and 2,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
XEROX CORP
Report date May 21, 2019 · Filed May 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 21,842 |
Reported balance
After 2019-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 6,116 · Balance 21,842 F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2: These DSUs vest one year following date of award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.
F2: These DSUs vest one year following date of award.
Xerox Holdings Corp
Report date May 19, 2022 · Filed May 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 70,806 |
Reported balance
After 2022-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-19 · Grant · Acquired 18,819 · Balance 70,806 F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period. F2: These DSUs will vest on May 19, 2023. F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.
F2: These DSUs will vest on May 19, 2023.
F3: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 6, 2022 20:18 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,738.567 | $42.42 | $73,750.01 |
DisclosureSEC source: 0001209191-22-041097 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,755.0606 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:08 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000112 · wf-form4_165403490366661.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,512 F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F5 · balance_after: Includes 34,553 DSRs and 40,959 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:08 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,448 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000112 · wf-form4_165403490366661.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,481 F1 · shares: All are restricted stock units ("RSUs") vesting on May 26, 2023. F2 · balance_after: Includes 30,522 deferred share rights ("DSRs") and 40,959 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,273.553 DSRs and 1,523.470 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 19, 2022 Filed May 23, 2022 14:03 UTC | Xerox Holdings Corp XRX · Entity 5610 | GrantDeferred Stock Units | 18,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015335 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,806 F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period. F2 · shares: These DSUs will vest on May 19, 2023. F3 · balance_after: Balance adjusted to reflect 531 DSUs awarded June 30, 2021, 617 DSUs awarded September 30, 2021, 558 DSUs awarded December 31, 2021, and 633 DSUs awarded March 31, 2022 from reinvestment of dividend equivalents attributable to DSUs held as of the relevant record dates. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 20:15 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,058.602 | $50.51 | $204,999.99 |
DisclosureSEC source: 0001225208-22-006287 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,921.061 Underlying: Common Stock · 4,058.602 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 21:09 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-025204 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,650.3312 Underlying: Common Stock · 3,977 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2023 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 03, 2022 Filed Apr 4, 2022 21:56 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 836.242 | $51.57 | $43,125.00 |
DisclosureSEC source: 0001225208-22-005437 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,862.459 Underlying: Common Stock · 836.242 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · price: Price is the closing price of Pfizer common stock on April 1, 2022. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:27 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,491.405 | $49.45 | $73,749.98 |
DisclosureSEC source: 0001209191-22-023020 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,703.9006 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:12 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,214.531 | $60.69 | $73,709.89 |
DisclosureSEC source: 0001209191-22-006765 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,014.2186 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 19:16 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 730.313 | $59.05 | $43,124.98 |
DisclosureSEC source: 0001225208-22-000147 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,398.072 Underlying: Common Stock · 730.313 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 03, 2021 Filed Oct 4, 2021 21:30 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,004.542 | $42.93 | $43,124.99 |
DisclosureSEC source: 0001225208-21-012797 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,098.828 Underlying: Common Stock · 1,004.542 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · price: October 1, 2021 closing stock price. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:43 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,393.613 | $52.92 | $73,750.00 |
DisclosureSEC source: 0001209191-21-059473 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,591.9176 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| July 04, 2021 Filed Jul 6, 2021 21:25 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,085.452 | $39.73 | $43,125.01 |
DisclosureSEC source: 0001225208-21-010305 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,481.283 Underlying: Common Stock · 1,085.452 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · price: July 2, 2021 closing stock price. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:27 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,433.988 | $51.43 | $73,750.00 |
DisclosureSEC source: 0001209191-21-045467 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,974.9066 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:51 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,685 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000114 · wf-form4_162258786101648.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,236 F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F5 · balance_after: Includes 29,248 DSRs and 34,988 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:51 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 5,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000114 · wf-form4_162258786101648.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,551 F1 · shares: All are restricted stock units ("RSUs") vesting on May 27, 2022. F2 · balance_after: Includes 24,563 deferred share rights ("DSRs") and 34,988 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,191.639 DSRs and 1,446.550 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:18 UTC | Xerox Holdings Corp XRX · Entity 5610 | GrantDeferred Stock Units | 16,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017888 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,233 F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: 14,267 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020. Read SEC document |
| May 20, 2021 Filed Jun 4, 2021 21:36 UTC Amendment | Xerox Holdings Corp XRX · Entity 5610 | GrantDeferred Stock Units | 15,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019288 · form4a.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,648 F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: 13,682 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020. F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4. F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 18:02 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,981.884 | $38.64 | $192,500.00 |
DisclosureSEC source: 0001225208-21-006942 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,681.759 Underlying: Common Stock · 4,981.884 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:24 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027782 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,081.077 Underlying: Common Stock · 3,952 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 02, 2021 Filed Apr 2, 2021 18:47 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,188.017 | $36.30 | $43,125.02 |
DisclosureSEC source: 0001225208-21-006303 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,699.875 Underlying: Common Stock · 1,188.017 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F3 · price: Price is the closing price of Pfizer common stock on April 1, 2021. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,606.278 | $47.47 | $76,250.02 |
DisclosureSEC source: 0001209191-21-025160 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,342.1106 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,883.943 | $40.47 | $76,243.17 |
DisclosureSEC source: 0001209191-21-007260 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,503.6376 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 00:31 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,171.557 | $36.81 | $43,125.01 |
DisclosureSEC source: 0001225208-21-000110 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,777.255 Underlying: Common Stock · 1,171.557 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 2,121.744 | $34.17 | $72,499.99 |
DisclosureSEC source: 0001209191-20-053624 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,385.9636 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 00:29 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,196.255 | $36.05 | $43,124.99 |
DisclosureSEC source: 0001225208-20-011857 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,878.714 Underlying: Common Stock · 1,196.255 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,928.704 | $37.59 | $72,499.98 |
DisclosureSEC source: 0001209191-20-040339 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,036.9876 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 26, 2020 Filed Jul 2, 2020 01:12 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,345.974 | $32.04 | $43,125.01 |
DisclosureSEC source: 0001225208-20-009244 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,083.979 Underlying: Common Stock · 1,345.974 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:04 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 9,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000090 · wf-form4_159105623258793.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,743 F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F5 · balance_after: Includes 23,371 DSRs and 28,371 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:04 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000090 · wf-form4_159105623258793.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,635 F1 · shares: All are restricted stock units ("RSUs") vesting on May 28, 2021. F2 · balance_after: Includes 14,263 deferred share rights ("DSRs") and 28,371 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 693.161 DSRs and 890.353 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:42 UTC | Xerox Holdings Corp XRX · Entity 5610 | GrantDeferred Stock Units | 12,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017921 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,190 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: 11,538 of these DSUs vest one year following the date of award. The remainder of these DSUs are vested and include 156 DSUs paid on July 31, 2019, 182 DSUs paid on October 31, 2019, 152 DSUs paid on January 31, 2020 and 320 DSUs paid on April 30, 2020 from reinvestment of dividend equivalents paid on DSUs held as of June 28, 2019. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 19:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,246.661 | $36.69 | $192,499.99 |
DisclosureSEC source: 0001225208-20-006705 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,145.197 Underlying: Common Stock · 5,246.661 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025252 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,452.563 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 2,217.125 | $32.70 | $72,499.99 |
DisclosureSEC source: 0001209191-20-023186 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,885.6416 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 22:25 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,395.631 | $30.90 | $43,125.00 |
DisclosureSEC source: 0001225208-20-005675 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,898.536 Underlying: Common Stock · 1,395.631 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,935.239 | $45.21 | $87,492.16 |
DisclosureSEC source: 0001209191-20-006945 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,533.3556 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 23:36 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,100.689 | $39.18 | $43,125.00 |
DisclosureSEC source: 0001225208-20-000054 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,971.518 Underlying: Common Stock · 1,100.689 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,086.211 | $43.73 | $47,500.01 |
DisclosureSEC source: 0001209191-19-052250 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,469.4686 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:19 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,190.641 | $36.22 | $43,125.02 |
DisclosureSEC source: 0001225208-19-012894 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,424.943 Underlying: Common Stock · 1,190.641 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,068.136 | $44.47 | $47,500.01 |
DisclosureSEC source: 0001209191-19-040881 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,252.5346 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 00:55 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 995.5 | $43.32 | $43,125.06 |
DisclosureSEC source: 0001225208-19-009713 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,778.043 Underlying: Common Stock · 995.5 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:07 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000094 · wf-form4_155908125100282.xml · nonDerivative · entry 2 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,001 F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F5 · balance_after: Includes 13,570 DSRs and 17,431 RSUs. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:07 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 4,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000094 · wf-form4_155908125100282.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,645 F1 · shares: All are restricted stock units ("RSUs") vesting on May 23, 2020. F2 · balance_after: Includes 9,214 deferred share rights ("DSRs") and 17,431 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 262.925 DSRs and 360.183 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:02 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 6,116 | $32.71 | $200,023.78 |
DisclosureSEC source: 0001127602-19-019476 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,842 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · shares: These DSUs vest one year following date of award. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:10 UTC | XEROX CORP XRX · Entity 12016 | GrantDeferred Stock Units | 2,390 | $32.36 | $77,328.45 |
DisclosureSEC source: 0001127602-19-019354 · form4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,726 F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director. F2 · balance_after: This amount includes 97 shares paid on 7/31/18, 121 shares paid on 10/31/18, 168 shares paid on 1/31/2019 and 104 shares paid on April 30, 2019 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 6/29/2018, respectively. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 21:31 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,859.884 | $39.61 | $192,500.01 |
DisclosureSEC source: 0001225208-19-007233 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,410.044 Underlying: Common Stock · 4,859.884 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025484 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,116.318 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:38 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 1,651.768 | $51.46 | $84,999.98 |
DisclosureSEC source: 0001209191-19-023172 · doc4.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,519.6754 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. Read SEC document |
| April 01, 2019 Filed Jul 3, 2019 18:36 UTC Amendment | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 923.047 | $51.46 | $47,500.00 |
DisclosureSEC source: 0001209191-19-040902 · doc4a.xml · nonDerivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,078.2976 F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock. F2 · shares: The Amended Form 4 is being filed to reflect corrections to excess amounts disclosed on the original Form 4 due to administrative error. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 23:00 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,015.423 | $42.47 | $43,125.01 |
DisclosureSEC source: 0001225208-19-005957 · doc4.xml · derivative · entry 1 Echevarria Joseph · CIK 0001633137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,550.16 Underlying: Common Stock · 1,015.423 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.