Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Far Peak Acquisition CorpFPAC · Entity 144934 | Director | December 02, 2020 | December 02, 2020 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Vice Chairman | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Far Peak Acquisition Corp
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date.
Intercontinental Exchange, Inc.
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 382,451 |
Reported balance
After 2020-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-20 · Tax withholding · Disposed 7,509 · Balance 382,451 F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.
F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2018 Filed Feb 12, 2018 21:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 67,954 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009207 · doc4.xml · derivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,954 Underlying: Common Stock · 67,954 shares Expires 2028-02-08 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% vest on February 8, 2019, 33.33% vest on February 8, 2020 and 33.33% vest on February 8, 2021. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 7,500 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-18-002947 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,455 Underlying: Common Stock · 7,500 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 7,500 | $72.55 | $544,125.00 |
DisclosureSEC source: 0001209191-18-002947 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $72.05 - $72.87. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:31 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 7,500 | $25.87 | $194,025.00 |
DisclosureSEC source: 0001209191-18-002947 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 7,500 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-17-063925 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,955 Underlying: Common Stock · 7,500 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 7,500 | $71.93 | $539,475.00 |
DisclosureSEC source: 0001209191-17-063925 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $71.495 - $72.210. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:27 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 7,500 | $25.87 | $194,025.00 |
DisclosureSEC source: 0001209191-17-063925 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 12,500 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-17-059421 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,455 Underlying: Common Stock · 12,500 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 7,300 | $68.81 | $502,313.00 |
DisclosureSEC source: 0001209191-17-059421 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $68.48 - $69.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 5,200 | $68.11 | $354,172.00 |
DisclosureSEC source: 0001209191-17-059421 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,271 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $67.47 - $68.47. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 12,500 | $25.87 | $323,375.00 |
DisclosureSEC source: 0001209191-17-059421 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 3,845 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · derivative · entry 7 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,955 Underlying: Common Stock · 3,845 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 8,655 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · derivative · entry 6 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,655 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 100 | $71.14 | $7,114.00 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · nonDerivative · entry 5 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 4,300 | $70.62 | $303,666.00 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · nonDerivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,071 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $70.04 - $71.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 8,100 | $69.29 | $561,249.00 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,371 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $69.00 - $69.96. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 3,845 | $25.87 | $99,470.15 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 21:10 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 8,655 | $22.43 | $194,131.65 |
DisclosureSEC source: 0001209191-17-056488 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 14:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 12,500 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-052174 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 Underlying: Common Stock · 12,500 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 14:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 700 | $65.37 | $45,759.00 |
DisclosureSEC source: 0001209191-17-052174 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $65.10 - $65.60. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 14:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 11,800 | $64.26 | $758,268.00 |
DisclosureSEC source: 0001209191-17-052174 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,671 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $63.97 - $64.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 14:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 12,500 | $22.43 | $280,375.00 |
DisclosureSEC source: 0001209191-17-052174 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 12,500 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-047719 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,155 Underlying: Common Stock · 12,500 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 12,500 | $66.93 | $836,625.00 |
DisclosureSEC source: 0001209191-17-047719 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $66.760 - $67.270. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 12,500 | $22.43 | $280,375.00 |
DisclosureSEC source: 0001209191-17-047719 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 15,000 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-044373 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,655 Underlying: Common Stock · 15,000 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 15,000 | $66.33 | $994,950.00 |
DisclosureSEC source: 0001209191-17-044373 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $65.895 - $66.670. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 15,000 | $22.43 | $336,450.00 |
DisclosureSEC source: 0001209191-17-044373 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 15,000 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-038125 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,655 Underlying: Common Stock · 15,000 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 15,000 | $60.37 | $905,550.00 |
DisclosureSEC source: 0001209191-17-038125 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $60.24 - $60.57. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 15,000 | $22.43 | $336,450.00 |
DisclosureSEC source: 0001209191-17-038125 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 11,910 | $0.00 Strike: $22.43 | $0.00 |
DisclosureSEC source: 0001209191-17-030002 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,655 Underlying: Common Stock · 11,910 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 3,090 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001209191-17-030002 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,090 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 15,000 | $60.53 | $907,950.00 |
DisclosureSEC source: 0001209191-17-030002 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $60.25 - $60.73. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 11,910 | $22.43 | $267,141.30 |
DisclosureSEC source: 0001209191-17-030002 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 3,090 | $22.50 | $69,525.00 |
DisclosureSEC source: 0001209191-17-030002 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 15,000 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001209191-17-025685 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,090 Underlying: Common Stock · 15,000 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 300 | $59.83 | $17,949.00 |
DisclosureSEC source: 0001209191-17-025685 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $59.82 - $59.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 14,700 | $59.21 | $870,387.00 |
DisclosureSEC source: 0001209191-17-025685 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,271 F2 · price: The price range for the aggregate amount sold by the direct holder is $58.80 - $59.81. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:43 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 15,000 | $22.50 | $337,500.00 |
DisclosureSEC source: 0001209191-17-025685 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:49 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 12,535 | $57.70 | $723,269.50 |
DisclosureSEC source: 0001209191-17-015937 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,971 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 27, 2014. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2014 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 27, 2015, 1/3 on February 27, 2016 and 1/3 on February 27, 2017). Of the 78,045 shares, 26,015 shares were issued on February 27, 2017, of which 12,535 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 279,861 shares of common stock and 90,110 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 2,850 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-17-013850 · doc4.xml · derivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,510 Underlying: Common Stock · 2,850 shares Expires 2024-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:56 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 2,850 | $41.37 | $117,904.50 |
DisclosureSEC source: 0001209191-17-013850 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The common stock number referred in Table I is an aggregate number and represents 266,381 shares of common stock and 116,125 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:24 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 19,154 | $58.40 | $1,118,593.60 |
DisclosureSEC source: 0001209191-17-013237 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,656 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 119,840 shares, 39,945 shares were issued on February 17, 2017, of which 19,154 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 39,950 shares are scheduled to be issued on the remaining vesting date and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 263,531 shares of common stock and 116,125 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:41 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 12,081 | $58.65 | $708,550.65 |
DisclosureSEC source: 0001209191-17-012187 · doc4.xml · nonDerivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,810 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 242,740 shares of common stock and 156,070 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:41 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 75,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012187 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,891 F3 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 75,240 shares, 25,080 shares were issued on February 17, 2016, of which 12,081 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 50,160 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:41 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 33,222 | $59.01 | $1,960,430.22 |
DisclosureSEC source: 0001209191-17-012187 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,651 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:41 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 68,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012187 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,873 F1 · shares: Represents shares of the one-time NYSE merger-related performance based restricted stock units granted to the filing person on November 13, 2013. The vesting of the shares of the one-time NYSE merger-related performance based restricted stock units was conditioned upon the achievement of a minimum level of cumulative consolidated earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance over the three year performance period versus pre-established targets. The restricted stock units vested in full on February 15, 2017. Of the 68,958 shares, 33,222 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 90,562 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-17-004858 · doc4.xml · derivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,562 Underlying: Common Stock · 90,562 shares Expires 2027-01-18 F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on January 18, 2018, 33.33% of the option vest on January 18, 2019 and 33.33% of the option vest on January 18, 2020. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:11 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 5,000 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001209191-17-002640 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,090 Underlying: Common Stock · 5,000 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.