Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Far Peak Acquisition CorpFPAC · Entity 144934 | Director | December 02, 2020 | December 02, 2020 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Vice Chairman | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Far Peak Acquisition Corp
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date.
Intercontinental Exchange, Inc.
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 382,451 |
Reported balance
After 2020-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-20 · Tax withholding · Disposed 7,509 · Balance 382,451 F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.
F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2019 Filed Feb 7, 2019 21:23 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-19-008063 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:23 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $77.10 | $2,698,454.50 |
DisclosureSEC source: 0001209191-19-008063 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,106 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $76.89 - $77.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,873 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:23 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $25.87 | $905,450.00 |
DisclosureSEC source: 0001209191-19-008063 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-19-002797 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options are fully vested. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 26,000 | $75.50 | $1,963,031.20 |
DisclosureSEC source: 0001209191-19-002797 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,106 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · price: The price range for the aggregate amount sold by the direct holder is $75.05 - $75.86. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,873 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 9,000 | $74.56 | $671,067.90 |
DisclosureSEC source: 0001209191-19-002797 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,106 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $74.04 - $75.02. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $25.87 | $905,450.00 |
DisclosureSEC source: 0001209191-19-002797 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · balance_after: Amount of securities beneficially owned includes 199 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2018. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 27,545 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · derivative · entry 6 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,845 Underlying: Common Stock · 27,545 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 7,455 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 7,455 shares Expires 2023-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 13,100 | $80.39 | $1,053,095.90 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · nonDerivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $80.00 - $80.94. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 21,900 | $79.37 | $1,738,240.23 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,007 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $78.99 - $79.99. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 7,455 | $25.87 | $192,860.85 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:39 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 27,545 | $50.01 | $1,377,525.45 |
DisclosureSEC source: 0001209191-18-061287 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-18-057757 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,390 Underlying: Common Stock · 35,000 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $78.12 | $2,734,200.00 |
DisclosureSEC source: 0001209191-18-057757 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 F2 · price: The price range for the aggregate amount sold by the direct holder is $77.73 - $78.48. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:46 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $50.01 | $1,750,350.00 |
DisclosureSEC source: 0001209191-18-057757 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 21:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 3,495 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-18-054289 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,390 Underlying: Common Stock · 3,495 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 21:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 31,505 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-18-054289 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,505 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 21:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $75.06 | $2,626,977.50 |
DisclosureSEC source: 0001209191-18-054289 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $74.66 - $75.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 21:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 3,495 | $50.01 | $174,784.95 |
DisclosureSEC source: 0001209191-18-054289 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 21:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 31,505 | $41.59 | $1,310,292.95 |
DisclosureSEC source: 0001209191-18-054289 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:25 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-18-050069 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,505 Underlying: Common Stock · 35,000 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:25 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 4,100 | $77.65 | $318,376.07 |
DisclosureSEC source: 0001209191-18-050069 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $77.605 - $77.77. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:25 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 30,900 | $77.01 | $2,379,599.73 |
DisclosureSEC source: 0001209191-18-050069 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,007 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $76.60 - $77.595. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:25 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $41.59 | $1,455,650.00 |
DisclosureSEC source: 0001209191-18-050069 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:57 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-18-045856 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,505 Underlying: Common Stock · 35,000 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:57 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $72.59 | $2,540,650.00 |
DisclosureSEC source: 0001209191-18-045856 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $72.41 - $72.785. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:57 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $41.59 | $1,455,650.00 |
DisclosureSEC source: 0001209191-18-045856 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 20:53 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 2,400 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-18-043084 · doc4.xml · derivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,505 Underlying: Common Stock · 2,400 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 20:53 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 2,400 | $41.59 | $99,816.00 |
DisclosureSEC source: 0001209191-18-043084 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 21:04 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 33,490 | $0.00 Strike: $41.59 | $0.00 |
DisclosureSEC source: 0001209191-18-042174 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,905 Underlying: Common Stock · 33,490 shares Expires 2025-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 21:04 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,510 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-042174 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,510 shares Expires 2024-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 21:04 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $73.17 | $2,560,957.00 |
DisclosureSEC source: 0001209191-18-042174 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,507 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $72.64 - $73.56. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 324,274 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 21:04 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 33,490 | $41.59 | $1,392,849.10 |
DisclosureSEC source: 0001209191-18-042174 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 21:04 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,510 | $41.37 | $62,468.70 |
DisclosureSEC source: 0001209191-18-042174 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-036697 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510 Underlying: Common Stock · 35,000 shares Expires 2024-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 26,400 | $75.82 | $2,001,555.60 |
DisclosureSEC source: 0001209191-18-036697 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,507 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $75.54 - $76.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 324,274 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 8,600 | $75.13 | $646,112.84 |
DisclosureSEC source: 0001209191-18-036697 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,907 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $74.51- $75.48. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $41.37 | $1,447,950.00 |
DisclosureSEC source: 0001209191-18-036697 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 07, 2018 Filed May 9, 2018 20:51 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 35,000 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-028888 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,510 Underlying: Common Stock · 35,000 shares Expires 2024-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 07, 2018 Filed May 9, 2018 20:51 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 35,000 | $70.56 | $2,469,540.50 |
DisclosureSEC source: 0001209191-18-028888 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,507 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $70.28 - $71.01. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 324,274 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| May 07, 2018 Filed May 9, 2018 20:51 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 35,000 | $41.37 | $1,447,950.00 |
DisclosureSEC source: 0001209191-18-028888 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 50,000 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-024088 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,510 Underlying: Common Stock · 50,000 shares Expires 2024-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,100 | $72.56 | $152,369.91 |
DisclosureSEC source: 0001209191-18-024088 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,507 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $72.52 - $72.60. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 324,274 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 47,900 | $71.94 | $3,445,935.58 |
DisclosureSEC source: 0001209191-18-024088 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,607 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $71.52 - $72.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:38 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 50,000 | $41.37 | $2,068,500.00 |
DisclosureSEC source: 0001209191-18-024088 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,556 | $72.86 | $550,530.16 |
DisclosureSEC source: 0001209191-18-012643 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,507 F3 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 324,274 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 49,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012643 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,063 F2 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 49,729 shares, 16,576 shares were issued on February 20, 2018, of which 7,556 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 33,153 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 18,211 | $72.86 | $1,326,853.46 |
DisclosureSEC source: 0001209191-18-012643 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,334 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 20, 2015. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2015 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 17, 2016, 1/3 on February 17, 2017 and 1/3 on February 17, 2018). Of the 39,950 shares, 18,211 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:07 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 11,426 | $71.73 | $819,586.98 |
DisclosureSEC source: 0001209191-18-011998 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,545 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 50,160 shares, 25,080 shares were issued on February 16, 2018, of which 11,426 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 25,080 shares are scheduled to be issued on February 16, 2019 and taxes for this issuances will be withheld and reported at the time of vesting. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 293,515 shares of common stock and 65,030 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.