Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Far Peak Acquisition CorpFPAC · Entity 144934 | Director | December 02, 2020 | December 02, 2020 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Vice Chairman | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Far Peak Acquisition Corp
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date.
Intercontinental Exchange, Inc.
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 382,451 |
Reported balance
After 2020-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-20 · Tax withholding · Disposed 7,509 · Balance 382,451 F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.
F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2017 Filed Jan 6, 2017 21:11 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 5,000 | $57.08 | $285,400.00 |
DisclosureSEC source: 0001209191-17-002640 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,915 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $56.78- $57.43. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 194,005 shares of common stock and 105,910 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:11 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 5,000 | $22.50 | $112,500.00 |
DisclosureSEC source: 0001209191-17-002640 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:16 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 5,000 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001209191-16-153344 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,090 Underlying: Common Stock · 5,000 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly. F5 · shares: As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly. F6 · derivative.exercise_date: These options are fully vested. F5 · derivative.underlying_shares: As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly. F5 · balance_after: As a result of the Stock Split, the option exercise price and the number of options previously reported, were adjusted accordingly. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:16 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 5,000 | $55.85 | $279,250.00 |
DisclosureSEC source: 0001209191-16-153344 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,915 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $55.67 - $56.20. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 194,005 shares of common stock and 105,910 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. F4 · balance_after: On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:16 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 5,000 | $22.50 | $112,500.00 |
DisclosureSEC source: 0001209191-16-153344 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmpoyee Stock Option (right to buy) Holding · Derivative | 1,500 | $0.00 Strike: $112.48 | $0.00 |
DisclosureSEC source: 0001209191-16-148206 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,618 Underlying: Common Stock · 6,018 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 500 | $265.47 | $132,735.00 |
DisclosureSEC source: 0001209191-16-148206 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,983 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $265.36 - $265.61. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,000 | $264.52 | $264,520.00 |
DisclosureSEC source: 0001209191-16-148206 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,483 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $264.34 - $264.75. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:47 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,500 | $112.48 | $168,720.00 |
DisclosureSEC source: 0001209191-16-148206 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmpoyee Stock Option (right to buy) Holding · Derivative | 1,500 | $0.00 Strike: $112.48 | $0.00 |
DisclosureSEC source: 0001209191-16-145401 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,118 Underlying: Common Stock · 1,500 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 600 | $267.92 | $160,752.00 |
DisclosureSEC source: 0001209191-16-145401 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,983 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $267.85 - $267.97. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 900 | $267.31 | $240,579.00 |
DisclosureSEC source: 0001209191-16-145401 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,583 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $266.84 - $267.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:36 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,500 | $112.48 | $168,720.00 |
DisclosureSEC source: 0001209191-16-145401 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmpoyee Stock Option (right to buy) Holding · Derivative | 1,018 | $0.00 Strike: $112.48 | $0.00 |
DisclosureSEC source: 0001209191-16-140752 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,618 Underlying: Common Stock · 1,018 shares Expires 2021-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 982 | $0.00 Strike: $106.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140752 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 982 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,000 | $283.28 | $566,560.00 |
DisclosureSEC source: 0001209191-16-140752 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,983 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $282.93 - $283.56. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,018 | $112.48 | $114,504.64 |
DisclosureSEC source: 0001209191-16-140752 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 20:28 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 982 | $106.00 | $104,092.00 |
DisclosureSEC source: 0001209191-16-140752 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · President&Chief Op. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.