Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Far Peak Acquisition CorpFPAC · Entity 144934 | Director | December 02, 2020 | December 02, 2020 |
| Intercontinental Exchange, Inc.ICE · Entity 1809 | Vice Chairman | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Far Peak Acquisition Corp
Report date December 02, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-02 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-250129) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like and have no expiration date.
Intercontinental Exchange, Inc.
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 382,451 |
Reported balance
After 2020-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-20 · Tax withholding · Disposed 7,509 · Balance 382,451 F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.
F2: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 17:12 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,509 | $95.21 | $714,931.89 |
DisclosureSEC source: 0001209191-20-012071 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,451 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 16,577 shares that vested, 7,509 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 346,985 shares of common stock and 35,466 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:12 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 13,154 | $95.42 | $1,255,154.68 |
DisclosureSEC source: 0001209191-20-011283 · doc4.xml · nonDerivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,960 F4 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations. F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 337,917 shares of common stock and 52,043 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 00:12 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 29,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011283 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,114 F3 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on January 18, 2017. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 13, 2019 and was based on the total shareholder return from January 1, 2017 through December 31, 2019 relative to the S&P 500. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 4,421 | $96.20 | $425,300.20 |
DisclosureSEC source: 0001209191-20-011283 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,073 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 29,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011283 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,494 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 29,312 shares, 9,771 were issued on February 18, 2020, of which 4,421 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 19,541 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 23:01 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,232 | $94.76 | $685,304.32 |
DisclosureSEC source: 0001209191-20-009383 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,182 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2018. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2018 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 11, 2019, 1/3 on February 11, 2020 and 1/3 on February 11, 2021). Of the 31,849 shares remaining, 15,924 were issued on February 11, 2020, of which 7,232 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 15,925 shares are scheduled to be issued on February 11, 2021 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 316,680 shares of common stock and 32,502 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,751 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-20-004679 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,444 Underlying: Common Stock · 1,751 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,995 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-20-004679 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,995 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,751 | $57.31 | $100,349.81 |
DisclosureSEC source: 0001209191-20-004679 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 307,988 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:26 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,995 | $50.01 | $99,769.95 |
DisclosureSEC source: 0001209191-20-004679 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 145 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2019. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 8,868 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061785 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,303 Underlying: Common Stock · 8,868 shares Expires 2028-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 100 | $93.80 | $9,380.00 |
DisclosureSEC source: 0001209191-19-061785 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,523 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 304,097 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 8,768 | $93.19 | $817,056.60 |
DisclosureSEC source: 0001209191-19-061785 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,623 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $92.72 - $93.72. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 8,868 | $67.00 | $594,156.00 |
DisclosureSEC source: 0001209191-19-061785 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 21:49 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059328 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,523 F1 · shares: This transaction involved a gift of 10,000 shares of the Issuer's common stock by the reporting person to a philanthropic organization. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 304,097 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:14 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 1,200 | $95.13 | $114,157.44 |
DisclosureSEC source: 0001209191-19-057777 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,523 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $95.07 - $95.20. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 314,097 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:14 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 8,213 | $94.46 | $775,782.73 |
DisclosureSEC source: 0001209191-19-057777 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,723 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $94.04 - $95.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 10,000 | $92.70 | $927,015.00 |
DisclosureSEC source: 0001209191-19-054109 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,936 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $92.295 - $93.225. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 323,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 20:24 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 25,000 | $92.57 | $2,314,177.50 |
DisclosureSEC source: 0001209191-19-050543 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,936 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $92.17 - $92.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 333,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 13,783 | $0.00 Strike: $67.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · derivative · entry 6 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,171 Underlying: Common Stock · 13,783 shares Expires 2028-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 1,217 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,195 Underlying: Common Stock · 1,217 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 9,300 | $90.11 | $838,055.55 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · nonDerivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,936 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $89.71 - $90.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 5,700 | $89.18 | $508,327.14 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,236 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $88.62 - $89.61. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 13,783 | $67.00 | $923,461.00 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:18 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 1,217 | $57.31 | $69,746.27 |
DisclosureSEC source: 0001209191-19-044806 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 17:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 15,000 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-19-040783 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,412 Underlying: Common Stock · 15,000 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 17:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 128 | $87.29 | $11,173.12 |
DisclosureSEC source: 0001209191-19-040783 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,936 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 17:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 14,872 | $86.74 | $1,289,992.82 |
DisclosureSEC source: 0001209191-19-040783 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,064 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $86.275 - $87.24. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 17:29 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 15,000 | $57.31 | $859,650.00 |
DisclosureSEC source: 0001209191-19-040783 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · balance_after: Amount of securities beneficially owned includes 165 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 28, 2019. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 20,000 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-19-034287 · doc4.xml · derivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,412 Underlying: Common Stock · 20,000 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 20,000 | $82.29 | $1,645,846.00 |
DisclosureSEC source: 0001209191-19-034287 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,771 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $81.955 - $82.62. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,345 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:32 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 20,000 | $57.31 | $1,146,200.00 |
DisclosureSEC source: 0001209191-19-034287 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 20,000 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-19-027342 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,412 Underlying: Common Stock · 20,000 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options are fully vested. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 2,700 | $80.99 | $218,674.08 |
DisclosureSEC source: 0001209191-19-027342 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,771 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $80.75 - $81.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,345 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 17,300 | $80.28 | $1,388,880.33 |
DisclosureSEC source: 0001209191-19-027342 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,471 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $79.73 - $80.65. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 20,000 | $57.31 | $1,146,200.00 |
DisclosureSEC source: 0001209191-19-027342 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 4,150 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001209191-19-023094 · doc4.xml · derivative · entry 5 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,412 Underlying: Common Stock · 4,150 shares Expires 2027-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 20,850 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-19-023094 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Underlying: Common Stock · 20,850 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 25,000 | $76.82 | $1,920,440.00 |
DisclosureSEC source: 0001209191-19-023094 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,771 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $76.58 - $77.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,345 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 4,150 | $57.31 | $237,836.50 |
DisclosureSEC source: 0001209191-19-023094 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:17 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 20,850 | $50.01 | $1,042,708.50 |
DisclosureSEC source: 0001209191-19-023094 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative | 25,000 | $0.00 Strike: $50.01 | $0.00 |
DisclosureSEC source: 0001209191-19-016511 · doc4.xml · derivative · entry 4 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,845 Underlying: Common Stock · 25,000 shares Expires 2026-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options are fully vested. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 100 | $78.13 | $7,813.00 |
DisclosureSEC source: 0001209191-19-016511 · doc4.xml · nonDerivative · entry 3 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,771 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,345 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | SaleCommon Stock | 24,900 | $77.32 | $1,925,277.96 |
DisclosureSEC source: 0001209191-19-016511 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,871 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $77.09 - $78.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:30 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Exercise / conversionCommon Stock | 25,000 | $50.01 | $1,250,250.00 |
DisclosureSEC source: 0001209191-19-016511 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:20 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,519 | $74.48 | $560,015.12 |
DisclosureSEC source: 0001209191-19-012556 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,771 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 33,153 shares remaining, 16,576 shares were issued on February 20, 2019, of which 7,519 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 16,577 shares are scheduled to be issued on February 20, 2020 and taxes for this future issuance will be withheld and reported at the time the shares are issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 358,345 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 11,380 | $74.86 | $851,906.80 |
DisclosureSEC source: 0001209191-19-012064 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,290 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 14, 2016. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2016 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 16, 2017, 1/3 on February 16, 2018 and 1/3 on February 16, 2019). Of the 25,080 shares that vested, 11,380 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 349,288 shares of common stock and 65,002 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | Tax withholdingCommon Stock | 7,209 | $75.25 | $542,477.25 |
DisclosureSEC source: 0001209191-19-009795 · doc4.xml · nonDerivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,670 F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 335,588 shares of common stock and 90,082 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:37 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantCommon Stock | 47,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009795 · doc4.xml · nonDerivative · entry 1 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,879 F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2018. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2018 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 11, 2019, 1/3 on February 11, 2020 and 1/3 on February 11, 2021). Of the 47,773 shares, 15,924 shares were issued on February 11, 2019, of which 7,209 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 31,849 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued. Read SEC document |
| February 08, 2019 Filed Feb 21, 2019 21:40 UTC | Intercontinental Exchange, Inc. ICE · Entity 1809 | GrantEmployee Stock Option (right to buy) Holding · Derivative | 61,488 | $0.00 Strike: $76.16 | $0.00 |
DisclosureSEC source: 0001209191-19-012064 · doc4.xml · derivative · entry 2 Vice Charles A · CIK 0001343884 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,488 Underlying: Common Stock · 61,488 shares Expires 2029-02-08 F3 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 8, 2020, 33.33% of the options vest on February 8, 2021 and 33.33% of the options vest on February 8, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.