Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMERSON ELECTRIC COEMR · Entity 2942 | Director | March 22, 2021 | March 24, 2021 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMERSON ELECTRIC CO
Report date March 22, 2021 · Filed March 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,086,916 |
Ending reported balance
After 2021-03-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-22 · Exercise / conversion · Acquired 15,368 · Balance 2,095,243 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. Row 2 · 2021-03-22 · Tax withholding · Disposed 1,287 · Balance 2,093,956 F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Row 3 · 2021-03-22 · Gift · Disposed 7,040 · Balance 2,086,916 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 447,258 |
Reported balance
After 2021-03-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-03-22 · Gift · Acquired 7,040 · Balance 447,258 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.07 · Expires 2023-10-01 | Direct | 184,632 |
Reported balance
After 2021-03-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-22 · Exercise / conversion · Disposed 15,368 · Balance 184,632 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. F6: Price is not applicable to stock options received as incentive compensation. F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust-Daughter | 59,723 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 59,723 |
| Common StockSEC Table I · non-derivative | IndirectTrust-Son | 69,723 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 69,723 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 11,063.45 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 11,063.45 |
| Common StockSEC Table I · non-derivative | Indirect401(k) excess plan | 46,767.603 |
Reported balance
Holding disclosure · report date 2021-03-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 46,767.603 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3.
F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse.
F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F6: Price is not applicable to stock options received as incentive compensation.
INTERNATIONAL BUSINESS MACHINES CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,782 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 268 · Balance 23,782 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 9, 2017 15:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000053 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716,303 F3 · kind: Bona fide gift by the Reporting Person of 25,000 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by the Reporting Person of 25,000 shares to a revocable trust for the benefit of the Reporting Person's spouse. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| December 30, 2016 Filed Jan 9, 2017 15:53 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000053 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741,303 F1 · kind: Bona fide gift by the Reporting Person of 10,000 shares to a trust account of the Reporting Person's son. F1 · shares: Bona fide gift by the Reporting Person of 10,000 shares to a trust account of the Reporting Person's son. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 17:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 272 | $165.99 Strike: $0.00 | $45,149.28 |
DisclosureSEC source: 0001562180-17-000056 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,021 Underlying: Common Stock · 272 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:06 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantRestricted Stock Units · Derivative | 163,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001452 · edgar.xml · derivative · entry 7 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,400 Underlying: Common Stock · 163,400 shares Expires not disclosed F3 · security: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F3 · shares: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3. F3 · derivative.exercise_date: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F3 · derivative.expiration_date: Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:06 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 127,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001452 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,303 F1 · kind: Acquisition of 127,574 shares pursuant to Rule 16b-3 upon payout of 60% (245,100 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 245,100 units, 127,574 units were paid in shares of Issuer stock, with the remaining 117,526 units paid in cash to cover the reporting person's tax obligations. F2 · price: Price is not applicable to acquisitions described in Note 1 and Note 3. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 400 | $149.93 | $59,972.00 |
DisclosureSEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 5 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,908 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 300 | $149.93 | $44,977.74 |
DisclosureSEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 350 | $149.93 | $52,474.00 |
DisclosureSEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,208 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 100 | $149.93 | $14,992.50 |
DisclosureSEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 150 | $149.92 | $22,487.61 |
DisclosureSEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 23:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 284 | $158.85 Strike: $0.00 | $45,113.40 |
DisclosureSEC source: 0001562180-16-003186 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 Underlying: Common Stock · 284 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2016 Filed Jul 1, 2016 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 297 | $151.78 Strike: $0.00 | $45,078.66 |
DisclosureSEC source: 0001562180-16-002734 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,388 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 298 | $151.45 Strike: $0.00 | $45,132.10 |
DisclosureSEC source: 0001562180-16-002042 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 Underlying: Common Stock · 298 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 327 | $137.62 Strike: $0.00 | $45,001.74 |
DisclosureSEC source: 0001562180-16-001165 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Underlying: Common Stock · 327 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2015 Filed Oct 1, 2015 17:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 311 | $144.97 Strike: $0.00 | $45,085.67 |
DisclosureSEC source: 0001562180-15-000827 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,364 Underlying: Common Stock · 311 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 17:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 277 | $162.66 Strike: $0.00 | $45,056.82 |
DisclosureSEC source: 0001562180-15-000546 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2015 Filed Apr 1, 2015 17:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 281 | $160.50 Strike: $0.00 | $45,100.50 |
DisclosureSEC source: 0001181431-15-005352 · rrd424058.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Underlying: Common Stock · 281 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2014 Filed Jan 2, 2015 18:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 234 | $160.44 Strike: $0.00 | $37,542.96 |
DisclosureSEC source: 0001181431-15-000012 · rrd420946.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431 Underlying: Common Stock · 234 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2014 Filed Oct 1, 2014 18:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 198 | $189.83 Strike: $0.00 | $37,586.34 |
DisclosureSEC source: 0001181431-14-032910 · rrd416937.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,183 Underlying: Common Stock · 198 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2014 Filed Jul 1, 2014 23:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 207 | $181.27 Strike: $0.00 | $37,522.89 |
DisclosureSEC source: 0001181431-14-025580 · rrd412651.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974 Underlying: Common Stock · 207 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2014 Filed Apr 1, 2014 17:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 195 | $192.49 Strike: $0.00 | $37,535.55 |
DisclosureSEC source: 0001181431-14-014665 · rrd406715.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Underlying: Common Stock · 195 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2013 Filed Jan 2, 2014 16:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 201 | $187.05 Strike: $0.00 | $37,596.05 |
DisclosureSEC source: 0001181431-14-000049 · rrd398711.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 201 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2013 Filed Oct 1, 2013 20:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 203 | $185.56 Strike: $0.00 | $37,668.68 |
DisclosureSEC source: 0001181431-13-051471 · rrd391764.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Common Stock · 203 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| August 27, 2013 Filed Aug 28, 2013 14:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 1,000 | $182.80 | $182,800.00 |
DisclosureSEC source: 0001181431-13-046699 · rrd389267.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 Read SEC document |
| June 30, 2013 Filed Jul 1, 2013 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 197 | $190.54 Strike: $0.00 | $37,535.40 |
DisclosureSEC source: 0001181431-13-037375 · rrd384822.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138 Underlying: Common Stock · 197 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 15:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 178 | $211.59 Strike: $0.00 | $37,663.02 |
DisclosureSEC source: 0001181431-13-019531 · rrd375592.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937 Underlying: Common Stock · 178 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 16:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 198 | $190.27 Strike: $0.00 | $37,673.46 |
DisclosureSEC source: 0001181431-13-000067 · rrd365235.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757 Underlying: Common Stock · 198 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 182 | $206.82 Strike: $0.00 | $37,640.33 |
DisclosureSEC source: 0001181431-12-052450 · rrd357162.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 194 | $194.12 Strike: $0.00 | $37,659.28 |
DisclosureSEC source: 0001181431-12-038682 · rrd350065.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374 Underlying: Common Stock · 194 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| May 14, 2012 Filed May 15, 2012 14:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | PurchaseCommon Stock | 1,108 | $199.70 | $221,267.60 |
DisclosureSEC source: 0001181431-12-029884 · rrd345264.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Read SEC document |
| March 31, 2012 Filed Apr 2, 2012 16:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 180 | $208.59 Strike: $0.00 | $37,546.20 |
DisclosureSEC source: 0001181431-12-020976 · rrd340806.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.