person · Reporting owner

FARR DAVID N

Disclosed activity across 2 companies

Tapewire entity: 14482
SEC CIK: 0001183474

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EMERSON ELECTRIC COEMR · Entity 2942	Director	March 22, 2021	March 24, 2021
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840	Director	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMERSON ELECTRIC CO

Report date March 22, 2021 · Filed March 24, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,086,916	Ending reported balance After 2021-03-22 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2021-03-22 · Exercise / conversion · Acquired 15,368 · Balance 2,095,243 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. Row 2 · 2021-03-22 · Tax withholding · Disposed 1,287 · Balance 2,093,956 F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Row 3 · 2021-03-22 · Gift · Disposed 7,040 · Balance 2,086,916 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
Common StockSEC Table I · non-derivative	IndirectSpouse	447,258	Reported balance After 2021-03-22 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2021-03-22 · Gift · Acquired 7,040 · Balance 447,258 F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.07 · Expires 2023-10-01	Direct	184,632	Reported balance After 2021-03-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-03-22 · Exercise / conversion · Disposed 15,368 · Balance 184,632 F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3. F6: Price is not applicable to stock options received as incentive compensation. F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
Common StockSEC Table I · non-derivative	IndirectTrust-Daughter	59,723	Reported balance Holding disclosure · report date 2021-03-22 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 59,723
Common StockSEC Table I · non-derivative	IndirectTrust-Son	69,723	Reported balance Holding disclosure · report date 2021-03-22 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 69,723
Common StockSEC Table I · non-derivative	Indirect401(k) plan	11,063.45	Reported balance Holding disclosure · report date 2021-03-22 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 11,063.45
Common StockSEC Table I · non-derivative	Indirect401(k) excess plan	46,767.603	Reported balance Holding disclosure · report date 2021-03-22 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 46,767.603

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of 4,617 incentive stock options and 10,751 non-qualified stock options exempt under Rule 16b-3.exempt under Rule 16b-3.

F2: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.

F3: Bona fide gift by Reporting Person of 7,040 shares to a revocable trust for the benefit of the Reporting Person's spouse.

F4: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F5: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.

F6: Price is not applicable to stock options received as incentive compensation.

INTERNATIONAL BUSINESS MACHINES CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	23,782	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 268 · Balance 23,782 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 19, 2020 Filed Jun 22, 2020 15:09 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	6,754	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-20-000296 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 431,632 F3 · kind: Bona fide gift by Reporting Person of 6,754 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by Reporting Person of 6,754 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
June 19, 2020 Filed Jun 22, 2020 15:09 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	6,754	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-20-000296 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,969,985 F3 · kind: Bona fide gift by Reporting Person of 6,754 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by Reporting Person of 6,754 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
June 19, 2020 Filed Jun 22, 2020 15:09 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	559	$61.53	$34,392.48	Disclosure SEC source: 0000950138-20-000296 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976,739 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
June 19, 2020 Filed Jun 22, 2020 15:09 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	14,068	$53.31	$749,965.08	Disclosure SEC source: 0000950138-20-000296 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,977,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 14,068 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 14,068 non-qualified stock options exempt under Rule 16b-3. Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:12 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	440	$110.93 Strike: $0.00	$48,809.20	Disclosure SEC source: 0001562180-20-002812 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,485 Underlying: Common Stock · 440 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
December 31, 2019 Filed Jan 3, 2020 01:21 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	364	$134.04 Strike: $0.00	$48,790.56	Disclosure SEC source: 0001562180-20-000035 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,917 Underlying: Common Stock · 364 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	111,254	Not disclosed Strike: $53.31	Not disclosed	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · derivative · entry 10 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,851 Underlying: Common Stock · 111,254 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 111,254 non-qualified stock options exempt under Rule 16b-3. F7 · price: Price is not applicable to stock options received as incentive compensation. F6 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	9,868	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · nonDerivative · entry 5 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 424,878 F4 · kind: Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · shares: Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse. F5 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	9,868	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,230 F4 · kind: Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · shares: Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse. F5 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	72,496	$73.54	$5,330,993.36	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973,098 F3 · kind: Payment of option exercise price by delivering securities. F3 · shares: Payment of option exercise price by delivering securities. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	13,694	$73.54	$1,006,988.29	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045,594 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
November 11, 2019 Filed Nov 13, 2019 21:22 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	111,254	$53.31	$5,930,950.74	Disclosure SEC source: 0000950138-19-000530 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,059,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 111,254 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 111,254 non-qualified stock options exempt under Rule 16b-3. Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:11 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GrantCommon Stock	88,275	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000504 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948,034 F3 · kind: Acquisition of 88,275 shares pursuant to Rule 16b-3 upon payout of 160,500 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2019. Of these 160,500 units, 88,275 units were paid in shares of Issuer stock, with the remaining 72,225 units paid in cash to cover the reporting person's tax obligations. F4 · price: Price is not applicable to the acquisitions described in Note 3. Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:11 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	44,750	$73.92	$3,307,696.25	Disclosure SEC source: 0000950138-19-000504 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,859,759 F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F2 · price: Fair market value on date of the vesting described in Note 1. Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:37 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	336	$145.42 Strike: $0.00	$48,861.12	Disclosure SEC source: 0001562180-19-005005 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,439 Underlying: Common Stock · 336 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
August 15, 2019 Filed Aug 16, 2019 17:40 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	18,758	Not disclosed Strike: $53.31	Not disclosed	Disclosure SEC source: 0000950138-19-000465 · edgar.xml · derivative · entry 8 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,105 Underlying: Common Stock · 18,758 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 5,625 incentive stock options and 13,133 non-qualified stock options exempt under Rule 16b-3. F4 · price: Price is not applicable to stock options received as incentive compensation. F3 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document
August 15, 2019 Filed Aug 16, 2019 17:40 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	224	$56.54	$12,664.96	Disclosure SEC source: 0000950138-19-000465 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,904,509 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
August 15, 2019 Filed Aug 16, 2019 17:40 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	18,758	$53.31	$999,988.98	Disclosure SEC source: 0000950138-19-000465 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,904,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 5,625 incentive stock options and 13,133 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 5,625 incentive stock options and 13,133 non-qualified stock options exempt under Rule 16b-3. Read SEC document
June 28, 2019 Filed Jul 1, 2019 17:41 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	354	$137.90 Strike: $0.00	$48,816.60	Disclosure SEC source: 0001562180-19-003708 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,003 Underlying: Common Stock · 354 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:04 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	346	$141.10 Strike: $0.00	$48,820.60	Disclosure SEC source: 0001562180-19-002123 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547 Underlying: Common Stock · 346 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:03 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	28,137	Not disclosed Strike: $53.31	Not disclosed	Disclosure SEC source: 0000950138-19-000085 · edgar.xml · derivative · entry 9 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,863 Underlying: Common Stock · 28,137 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 28,137 non-qualified stock options exempt under Rule 16b-3. F6 · price: Price is not applicable to stock options received as incentive compensation. F5 · derivative.exercise_date: When taken together with unexercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:03 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	13,209	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000085 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 415,010 F3 · kind: Bona fide gift by the Reporting Person of 13,209 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by the Reporting Person of 13,209 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:03 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	13,209	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000085 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885,975 F3 · kind: Bona fide gift by the Reporting Person of 13,209 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by the Reporting Person of 13,209 shares to a revocable trust for the benefit of the Reporting Person's spouse. F4 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:03 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	1,719	$66.80	$114,820.61	Disclosure SEC source: 0000950138-19-000085 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899,184 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:03 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	28,137	$53.31	$1,499,983.47	Disclosure SEC source: 0000950138-19-000085 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 28,137 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 28,137 non-qualified stock options exempt under Rule 16b-3. Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:06 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	429	$113.67 Strike: $0.00	$48,764.43	Disclosure SEC source: 0001562180-19-000063 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,109 Underlying: Common Stock · 429 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:53 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GrantCommon Stock	80,025	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-18-000602 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872,766 F1 · kind: Acquisition of 80,025 shares pursuant to Rule 16b-3 upon payout of 145,500 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 145,500 units, 80,025 units were paid in shares of Issuer stock, with the remaining 65,475 units paid in cash to cover the reporting person's tax obligations. F2 · price: Price is not applicable to acquisitions described in Note 1. Read SEC document
October 08, 2018 Filed Oct 9, 2018 20:10 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	45,250	$77.51	$3,507,327.50	Disclosure SEC source: 0000950138-18-000529 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,792,741 F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F2 · price: Fair market value on date of the vesting described in Note 1. Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:11 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	323	$151.21 Strike: $0.00	$48,840.83	Disclosure SEC source: 0001562180-18-004066 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,582 Underlying: Common Stock · 323 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	349	$139.70 Strike: $0.00	$48,755.30	Disclosure SEC source: 0001562180-18-003157 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,182 Underlying: Common Stock · 349 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
June 22, 2018 Filed Aug 6, 2018 20:35 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	PurchaseCommon Stock	1,100	$141.46	$155,610.95	Disclosure SEC source: 0001562180-18-003492 · primarydocument.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,008 Read SEC document
March 29, 2018 Filed Mar 30, 2018 19:19 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	318	$153.43 Strike: $0.00	$48,790.74	Disclosure SEC source: 0001562180-18-001750 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,761 Underlying: Common Stock · 318 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:20 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	294	$153.42 Strike: $0.00	$45,105.48	Disclosure SEC source: 0001562180-18-000062 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,383 Underlying: Common Stock · 294 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
November 04, 2017 Filed Nov 7, 2017 16:20 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	28,770	$64.40	$1,852,644.15	Disclosure SEC source: 0000950138-17-000736 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,991 F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F2 · price: Fair market value on date of the vesting described in Note 1. Read SEC document
October 03, 2017 Filed Oct 3, 2017 20:46 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	38,360	$63.22	$2,424,927.40	Disclosure SEC source: 0000950138-17-000695 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,866,761 F5 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F5 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F6 · price: Fair market value on date of the vesting described in Note 5. Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionRestricted Stock Units · Derivative	163,400	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-17-000695 · edgar.xml · derivative · entry 9 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. F1 · derivative.exercise_date: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · derivative.expiration_date: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	78,351	$62.81	$4,920,834.56	Disclosure SEC source: 0000950138-17-000695 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,905,121 F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F4 · price: Fair market value on date of the vesting described in Note 1. Read SEC document
September 30, 2017 Filed Oct 3, 2017 20:46 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	163,400	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-17-000695 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 163,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (163,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. Read SEC document
September 29, 2017 Filed Oct 2, 2017 16:57 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	311	$145.08 Strike: $0.00	$45,119.88	Disclosure SEC source: 0001562180-17-003077 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,032 Underlying: Common Stock · 311 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	172,138	Not disclosed Strike: $53.84	Not disclosed	Disclosure SEC source: 0000950138-17-000650 · edgar.xml · derivative · entry 9 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 172,138 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3. F5 · price: Price is not applicable to stock options received as incentive compensation. F4 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	12,893	$63.80	$822,573.40	Disclosure SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,072 F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	73,151	$63.80	$4,667,033.80	Disclosure SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,832,965 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:54 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	172,138	$53.84	$9,267,049.23	Disclosure SEC source: 0000950138-17-000650 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,906,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3. Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:44 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	293	$153.83 Strike: $0.00	$45,072.19	Disclosure SEC source: 0001562180-17-002407 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 Underlying: Common Stock · 293 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:52 UTC	INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840	GrantPromised Fee Share · Derivative	259	$174.14 Strike: $0.00	$45,102.26	Disclosure SEC source: 0001562180-17-001383 · primarydocument.xml · derivative · entry 1 FARR DAVID N · CIK 0001183474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,319 Underlying: Common Stock · 259 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document
February 10, 2017 Filed Feb 13, 2017 18:51 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	18,575	Not disclosed Strike: $53.84	Not disclosed	Disclosure SEC source: 0000950138-17-000163 · edgar.xml · derivative · entry 8 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,138 Underlying: Common Stock · 18,575 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 18,575 non-qualified stock options exempt under Rule 16b-3. F4 · price: Price is not applicable to stock options received as incentive compensation. F3 · derivative.exercise_date: When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Read SEC document
February 10, 2017 Filed Feb 13, 2017 18:51 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Tax withholdingCommon Stock	900	$63.05	$56,740.50	Disclosure SEC source: 0000950138-17-000163 · edgar.xml · nonDerivative · entry 2 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733,978 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document
February 10, 2017 Filed Feb 13, 2017 18:51 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	Exercise / conversionCommon Stock	18,575	$53.84	$999,985.13	Disclosure SEC source: 0000950138-17-000163 · edgar.xml · nonDerivative · entry 1 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 18,575 non-qualified stock options exempt under Rule 16b-3. F1 · shares: Exercise of 18,575 non-qualified stock options exempt under Rule 16b-3. Read SEC document
December 30, 2016 Filed Jan 9, 2017 15:53 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-17-000053 · edgar.xml · nonDerivative · entry 4 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 401,801 F3 · kind: Bona fide gift by the Reporting Person of 25,000 shares to a revocable trust for the benefit of the Reporting Person's spouse. F3 · shares: Bona fide gift by the Reporting Person of 25,000 shares to a revocable trust for the benefit of the Reporting Person's spouse. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document
December 30, 2016 Filed Jan 9, 2017 15:53 UTC	EMERSON ELECTRIC CO EMR · Entity 2942	GiftCommon Stock	10,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-17-000053 · edgar.xml · nonDerivative · entry 3 FARR DAVID N · CIK 0001183474 · Director · Chairman of Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust - Son Disclosed balance after: 69,723 F1 · kind: Bona fide gift by the Reporting Person of 10,000 shares to a trust account of the Reporting Person's son. F1 · shares: Bona fide gift by the Reporting Person of 10,000 shares to a trust account of the Reporting Person's son. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.