Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Senior Vice President | December 09, 2020 | December 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date December 09, 2020 · Filed December 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,980.7126 |
Reported balance
After 2020-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-09 · Exercise / conversion · Acquired 10,000 · Balance 170,980.7126 |
| Common StockSEC Table I · non-derivative | Direct | 193,480.7126 |
Reported balance
After 2020-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-09 · Exercise / conversion · Acquired 22,500 · Balance 193,480.7126 |
| Common StockSEC Table I · non-derivative | Direct | 160,980.7126 |
Reported balance
After 2020-12-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-12-09 · Sale · Disposed 32,500 · Balance 160,980.7126 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.76 · Expires 2021-12-08 | Direct | 0 |
Reported balance
After 2020-12-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-09 · Exercise / conversion · Disposed 10,000 · Balance 0 F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.37 · Expires 2021-06-23 | Direct | 0 |
Reported balance
After 2020-12-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-09 · Exercise / conversion · Disposed 22,500 · Balance 0 F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2017 Filed Mar 9, 2017 18:41 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 17,000 | $28.81 | $489,834.60 |
DisclosureSEC source: 0001209191-17-019519 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,528.781 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.80 to $28.83, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 27, 2016 Filed Mar 3, 2017 17:22 UTC | KROGER CO KR · Entity 100 | GiftCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017075 · doc5.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,528.781 F1 · balance_after: Between September 30, 2016 and December 31, 2016, the reporting person acquired 118.8295 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 18:02 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 495 | $34.19 | $16,924.05 |
DisclosureSEC source: 0001209191-16-154314 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,839.9515 F1 · price: Payment of tax liability associated with restricted stock. F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 121.2574 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.