Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Good Times Restaurants Inc.GTIM · Entity 7779 | Controller, Corp Secretary | December 18, 2020 | December 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Good Times Restaurants Inc.
Report date December 18, 2020 · Filed December 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-18 transaction · row 19
19 source rows · reconciled sequenceRow 1 · 2020-12-18 · Sale · Disposed 500 · Balance 25,737 Row 2 · 2020-12-18 · Sale · Disposed 300 · Balance 25,437 Row 3 · 2020-12-18 · Sale · Disposed 959 · Balance 24,478 Row 4 · 2020-12-18 · Sale · Disposed 3,299 · Balance 21,179 Row 5 · 2020-12-18 · Sale · Disposed 129 · Balance 21,050 Row 6 · 2020-12-18 · Sale · Disposed 200 · Balance 20,850 Row 7 · 2020-12-18 · Sale · Disposed 1,324 · Balance 19,526 Row 8 · 2020-12-18 · Sale · Disposed 1,600 · Balance 17,926 Row 9 · 2020-12-18 · Sale · Disposed 1,066 · Balance 16,860 Row 10 · 2020-12-18 · Sale · Disposed 52 · Balance 16,808 Row 11 · 2020-12-18 · Sale · Disposed 1,265 · Balance 15,543 Row 12 · 2020-12-18 · Sale · Disposed 2,040 · Balance 13,503 Row 13 · 2020-12-18 · Sale · Disposed 597 · Balance 12,906 Row 14 · 2020-12-18 · Sale · Disposed 1,612 · Balance 11,294 Row 15 · 2020-12-18 · Sale · Disposed 200 · Balance 11,094 Row 16 · 2020-12-18 · Sale · Disposed 57 · Balance 11,037 Row 17 · 2020-12-18 · Sale · Disposed 437 · Balance 10,600 Row 18 · 2020-12-18 · Sale · Disposed 600 · Balance 10,000 Row 19 · 2020-12-18 · Sale · Disposed 10,000 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-11-16 | Direct | 1,936 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 1,936 F1: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-27 | Direct | 3,759 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 3,759 F2: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.31 · Expires 2023-01-02 | Direct | 21,891 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 21,891 F3: The Reporting Person was granted 18,132 Incentive Stock Options (Right to Buy) on January 2, 2013 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2026-11-16 | Direct | 43,750 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 43,750 F6: The Reporting Person was granted 7,700 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.48 · Expires 2023-11-21 | Direct | 31,891 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 31,891 F4: The Reporting Person was granted 10,000 Incentive Stock Options (Right to Buy) on November 21, 2013 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2028-06-27 | Direct | 51,074 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 51,074 F7: The Reporting Person was granted 7,324 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2028-07-23 | Direct | 53,197 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 53,197 F8: The Reporting Person was granted 2,123 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.66 · Expires 2028-11-16 | Direct | 58,776 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · Balance 58,776 F9: The Reporting Person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2025-11-23 | Direct | 36,050 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 36,050 F5: The Reporting Person was granted 4,159 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F2: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F3: The Reporting Person was granted 18,132 Incentive Stock Options (Right to Buy) on January 2, 2013 vesting at 1/5 of the total amount granted over five years.
F4: The Reporting Person was granted 10,000 Incentive Stock Options (Right to Buy) on November 21, 2013 vesting at 1/5 of the total amount granted over five years.
F5: The Reporting Person was granted 4,159 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
F6: The Reporting Person was granted 7,700 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years.
F7: The Reporting Person was granted 7,324 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years.
F8: The Reporting Person was granted 2,123 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.
F9: The Reporting Person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2017 Filed Jul 26, 2017 20:21 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 18,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-004574 · marketforms-39281.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 18,163 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:10 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014984 · marketforms-37202.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,240 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:11 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Options · Derivative | 7,700 | $3.15 Strike: $3.15 | $24,255.00 |
DisclosureSEC source: 0001214659-16-014822 · marketforms-37014.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,195 Underlying: Common · 7,700 shares Expires 2026-11-16 F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:11 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Unit · Derivative | 6,191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014822 · marketforms-37014.xml · derivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,495 Underlying: Common · 6,191 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date. F2 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.