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Brown Marianne Catherine

Disclosed activity across 5 companies

Tapewire entity
14438
SEC CIK
0001804183

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AKAMAI TECHNOLOGIES INCAKAM · Entity 3352DirectorMay 13, 2026May 14, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorSeptember 30, 2026October 02, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963DirectorSeptember 30, 2026October 01, 2026
SCHWAB CHARLES CORPSCHW · Entity 1218DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AKAMAI TECHNOLOGIES INC

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect1,892 Reported balance After 2026-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 1,892 · Balance 1,892

F1: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

INTERNATIONAL BUSINESS MACHINES CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,460 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 415 · Balance 4,460

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

NORTHROP GRUMMAN CORP /DE/

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,706 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 96 · Balance 11,706

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SCHWAB CHARLES CORP

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,700.21 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 407 · Balance 8,700.21

F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5: Includes 23.85 RSUs acquired through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F5: Includes 23.85 RSUs acquired through dividend reinvestment.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VMWARE LLC

Report date November 22, 2023 · Filed November 22, 2023

Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-22 transaction · row 1
1 source row

Row 1 · 2023-11-22 · Disposition to issuer · Disposed 9,880 · Balance 0

F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").

F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 4, 2023 21:56 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 561 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-019015 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,851.96

Underlying: Common Stock · 561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 9.83 RSUs acquired through dividend reinvestment.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:19 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 102 $440.19 $44,899.38
Disclosure

SEC source: 0001628280-23-033484 · wk-form4_1696277961.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,013

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 19:23 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 1,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042317 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,880

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:53 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-014664 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281.13

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 8.08 shares acquired through dividend reinvestment.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 99 $455.80 $45,124.20
Disclosure

SEC source: 0001628280-23-024254 · wk-form4_1688588543.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,872

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
June 14, 2023 Filed Apr 15, 2024 21:07 UTC Amendment AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 3,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-24-000137 · wk-form4a_1713215218.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 3,549 shares

Expires not disclosed

F1 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

F2 · date: The original Form 4 inadvertently listed the incorrect transaction date, date exercisable and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates.

F3 · derivative.exercise_date: The original Form 4 inadvertently listed the incorrect transaction date, date exercisable and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Deferred stock units vest one year following the grant date; however, the recipient may elect to defer distribution until a later date.

F3 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect transaction date, date exercisable and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Deferred stock units vest one year following the grant date; however, the recipient may elect to defer distribution until a later date.

Read SEC document
May 22, 2023 Filed May 25, 2023 00:04 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 5,464 $0.00 Strike: $51.97 $0.00
Disclosure

SEC source: 0001062993-23-012106 · form4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 22, 2023 Filed May 25, 2023 00:04 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012106 · form4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,480

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 20, 2023 Filed May 23, 2023 21:01 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-23-000202 · wf-form4_168487565526035.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

Read SEC document
May 20, 2023 Filed May 23, 2023 21:01 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionCommon Stock 1,326 $0.00 $0.00
Disclosure

SEC source: 0001086222-23-000202 · wf-form4_168487565526035.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:59 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 392 $447.34 $175,357.28
Disclosure

SEC source: 0001628280-23-019114 · wf-form4_168452996816750.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,737

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:57 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 3,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018245 · wf-form4_168418422596541.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 3,549 shares

Expires 2024-05-12

F1 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:23 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-008764 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753.05

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 3.7 restricted stock units acquired through dividend reinvestment.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 97 $461.72 $44,786.84
Disclosure

SEC source: 0001628280-23-010614 · wf-form4_168063968317433.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,345

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 23:06 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 PurchaseCommon Stock 5,000 $53.47 $267,339.50
Disclosure

SEC source: 0001062993-23-008050 · form4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,984

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.455 to $53.48. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:42 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 367 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-000516 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167.35

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 2.15 shares acquired through dividend reinvestment.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:33 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 74 $545.61 $40,375.14
Disclosure

SEC source: 0001628280-23-000235 · wf-form4_167286796454404.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,217

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:04 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 205 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-010826 · doc4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798.2

Underlying: Common Stock · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 82 $470.32 $38,566.24
Disclosure

SEC source: 0001628280-22-025935 · wf-form4_166491147973517.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,117

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 19:25 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 2,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042184 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904

F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of November 1, 2021 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2191.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:39 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 235 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-008657 · doc4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591.48

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:12 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 80 $478.57 $38,285.60
Disclosure

SEC source: 0001628280-22-018451 · wf-form4_165705196415158.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,006

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
May 20, 2022 Filed May 20, 2022 21:09 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionRestricted Stock Units · Derivative 1,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-22-000193 · wf-form4_165308096501400.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Common Stock · 1,325 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

Read SEC document
May 20, 2022 Filed May 20, 2022 21:09 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001086222-22-000193 · wf-form4_165308096501400.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:11 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,703 $0.00 Strike: $62.66 $0.00
Disclosure

SEC source: 0001225208-22-007296 · doc4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,703

Underlying: Common Stock · 4,703 shares

Expires 2032-05-19

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 23, 2022 21:11 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 2,054 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007296 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:57 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 385 $454.87 $175,124.95
Disclosure

SEC source: 0001628280-22-014955 · wf-form4_165299745623537.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,897

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:36 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 3,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-22-000189 · wf-form4_165273338705792.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131

Underlying: Common Stock · 3,131 shares

Expires 2023-05-13

F1 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 23:49 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 180 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-005457 · doc4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355.45

Underlying: Common Stock · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 84 $447.22 $37,566.48
Disclosure

SEC source: 0001628280-22-008270 · wf-form4_164910815843180.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,512

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:12 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 175 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-000414 · doc4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Stock · 175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 97 $387.07 $37,545.79
Disclosure

SEC source: 0001628280-22-000177 · wf-form4_164133085831867.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:35 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 104 $360.15 $37,455.60
Disclosure

SEC source: 0001628280-21-019564 · wf-form4_163337970809137.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 19:37 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048238 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:59 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 134 $363.43 $48,699.62
Disclosure

SEC source: 0001628280-21-013435 · wf-form4_162525596360906.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
June 30, 2021 Filed Jul 14, 2021 18:56 UTC Amendment NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 130 $363.43 $47,245.90
Disclosure

SEC source: 0001628280-21-013818 · wf-form4a_162628895773585.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,139

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:01 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 1,964 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000196 · wf-form4_162309967386926.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,964

Underlying: Common Stock · 1,964 shares

Expires 2022-06-04

F1 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:16 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionDeferred Stock Units · Derivative 2,237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000166 · wf-form4_162162813894436.xml · derivative · entry 4

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589

Underlying: Common Stock · 2,237 shares

Expires 2021-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:16 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionRestricted Stock Units · Derivative 1,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000166 · wf-form4_162162813894436.xml · derivative · entry 3

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Common Stock · 1,325 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting. RSUs vest 1/3 on each of the first, second and third anniversaries of the date of grant.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:16 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000166 · wf-form4_162162813894436.xml · nonDerivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:16 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionCommon Stock 2,237 $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000166 · wf-form4_162162813894436.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 18:02 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 458 $370.90 $169,872.20
Disclosure

SEC source: 0001628280-21-010878 · wf-form4_162162012524329.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,009

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008339 · doc4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:50 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008339 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
March 31, 2021 Filed Apr 3, 2021 00:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 108 $323.64 $34,953.12
Disclosure

SEC source: 0001225208-21-006350 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,551

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 19:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 115 $304.72 $35,042.80
Disclosure

SEC source: 0001225208-21-000173 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:35 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 3,106 $0.00 Strike: $40.13 $0.00
Disclosure

SEC source: 0001225208-20-012742 · doc4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Common Stock · 3,106 shares

Expires 2030-10-22

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:35 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012742 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 20:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 111 $315.49 $35,019.39
Disclosure

SEC source: 0001225208-20-011971 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,266

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 19:42 UTC VMWARE LLC VMW · Entity 11690 GrantClass A Common Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042999 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.