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Brown Marianne Catherine

Disclosed activity across 5 companies

Tapewire entity
14438
SEC CIK
0001804183

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AKAMAI TECHNOLOGIES INCAKAM · Entity 3352DirectorMay 13, 2026May 14, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorSeptember 30, 2026October 02, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963DirectorSeptember 30, 2026October 01, 2026
SCHWAB CHARLES CORPSCHW · Entity 1218DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AKAMAI TECHNOLOGIES INC

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect1,892 Reported balance After 2026-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 1,892 · Balance 1,892

F1: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

INTERNATIONAL BUSINESS MACHINES CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,460 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 415 · Balance 4,460

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

NORTHROP GRUMMAN CORP /DE/

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,706 Reported balance After 2026-09-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 96 · Balance 11,706

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SCHWAB CHARLES CORP

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,700.21 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 407 · Balance 8,700.21

F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5: Includes 23.85 RSUs acquired through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F5: Includes 23.85 RSUs acquired through dividend reinvestment.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VMWARE LLC

Report date November 22, 2023 · Filed November 22, 2023

Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-22 transaction · row 1
1 source row

Row 1 · 2023-11-22 · Disposition to issuer · Disposed 9,880 · Balance 0

F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.

F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").

F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 23:31 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 407 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000016 · wk-form4_1791243076.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700.21

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 23.85 RSUs acquired through dividend reinvestment.

Read SEC document
September 30, 2026 Filed Oct 1, 2026 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 96 $483.48 $46,414.08
Disclosure

SEC source: 0001628280-26-064142 · wk-form4_1790867081.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,706

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:14 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 415 $219.93 Strike: $0.00 $91,270.95
Disclosure

SEC source: 0001804183-26-000014 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460

Underlying: Common Stock · 415 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:45 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000013 · wk-form4_1783377902.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,269.36

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 27.69 RSUs acquired through dividend reinvestment.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 18:41 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 91 $509.31 $46,347.21
Disclosure

SEC source: 0001628280-26-046450 · wk-form4_1782931259.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,558

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 325 $281.21 Strike: $0.00 $91,393.25
Disclosure

SEC source: 0001804183-26-000011 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,016

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 26, 2026 Filed May 28, 2026 01:49 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 3,977 $0.00 Strike: $89.40 $0.00
Disclosure

SEC source: 0001804183-26-000010 · wk-form4_1779932945.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,977

Underlying: Common Stock · 3,977 shares

Expires 2036-05-26

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Read SEC document
May 26, 2026 Filed May 28, 2026 01:49 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001804183-26-000010 · wk-form4_1779932945.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,353

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 20, 2026 Filed May 21, 2026 19:22 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 349 $552.17 $192,707.33
Disclosure

SEC source: 0001628280-26-037195 · wk-form4_1779391337.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,415

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
May 13, 2026 Filed May 14, 2026 22:24 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001804183-26-000008 · wk-form4_1778797496.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,892

Underlying: Common Stock · 1,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2 · derivative.exercise_date: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

F2 · derivative.expiration_date: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 13, 2036, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 01:46 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000006 · wk-form4_1775180816.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,823.67

Underlying: Common Stock · 434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 24.45 RSUs acquired through dividend reinvestment.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 14:59 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 68 $682.24 $46,392.32
Disclosure

SEC source: 0001628280-26-022976 · wk-form4_1775141987.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,066

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 377 $242.39 Strike: $0.00 $91,381.03
Disclosure

SEC source: 0001804183-26-000004 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,669

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:37 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 394 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000003 · wk-form4_1767739045.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365.22

Underlying: Common Stock · 394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 20.43 RSUs acquired through dividend reinvestment in November 2025.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 20:41 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 81 $570.21 $46,187.01
Disclosure

SEC source: 0001628280-26-000385 · wk-form4_1767645716.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,963

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 309 $296.21 Strike: $0.00 $91,528.89
Disclosure

SEC source: 0001804183-26-000001 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,271

Underlying: Common Stock · 309 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 23:30 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 407 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-25-000014 · wk-form4_1759534254.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,950.79

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 18.40 RSUs acquired through dividend reinvestment.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 17:45 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 76 $609.32 $46,308.32
Disclosure

SEC source: 0001628280-25-043377 · wk-form4_1759340744.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,836

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 21:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 324 $282.16 Strike: $0.00 $91,419.84
Disclosure

SEC source: 0001804183-25-000012 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,947

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:43 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 412 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-25-000010 · wk-form4_1751579022.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,525.39

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 18.88 RSUs acquired through dividend reinvestment.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:50 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 93 $499.98 $46,498.14
Disclosure

SEC source: 0001628280-25-033790 · wk-form4_1751403041.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,718

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 310 $294.78 Strike: $0.00 $91,381.80
Disclosure

SEC source: 0001562180-25-005172 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,606

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 27, 2025 Filed May 29, 2025 22:45 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 3,646 $0.00 Strike: $88.63 $0.00
Disclosure

SEC source: 0001804183-25-000008 · wk-form4_1748558711.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,646

Underlying: Common Stock · 3,646 shares

Expires 2035-05-27

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 27, 2025 Filed May 29, 2025 22:45 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,462 $0.00 $0.00
Disclosure

SEC source: 0001804183-25-000008 · wk-form4_1748558711.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,751

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:28 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 385 $473.90 $182,451.50
Disclosure

SEC source: 0001628280-25-027278 · wk-form4_1747945680.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,575

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:06 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 3,934 $0.00 $0.00
Disclosure

SEC source: 0001086222-25-000171 · wk-form4_1747425992.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,934

Underlying: Common Stock · 3,934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Akamai common stock upon vesting.

F2 · derivative.exercise_date: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 14, 2035, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

F2 · derivative.expiration_date: Deferred stock units vest one year following the grant date; however, the Reporting Person elected to defer distribution until the earlier to occur of (i) May 14, 2035, (ii) a change in control (as defined under Code Section 409A), (iii) separation from service, or (iv) death.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:19 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 483 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-25-000005 · wk-form4_1743722386.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,094.51

Underlying: Common Stock · 483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 19.23 RSUs acquired through dividend reinvestment.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 90 $512.01 $46,080.90
Disclosure

SEC source: 0001628280-25-015987 · wk-form4_1743543013.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,190

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:49 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 367 $248.66 Strike: $0.00 $91,258.22
Disclosure

SEC source: 0001562180-25-002846 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:55 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-25-000002 · wk-form4_1736204132.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,592.28

Underlying: Common Stock · 508 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 15.62 RSUs acquired through dividend reinvestment.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 18:05 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 99 $469.29 $46,459.71
Disclosure

SEC source: 0001628280-25-000020 · wk-form4_1735841147.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,056

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · shares: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:53 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 399 $219.83 Strike: $0.00 $87,712.17
Disclosure

SEC source: 0001562180-25-000023 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904

Underlying: Common Stock · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:27 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 587 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-24-000012 · wk-form4_1727987264.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,068.66

Underlying: Common Stock · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 17.35 RSUs acquired through dividend reinvestment.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:59 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 88 $528.07 $46,470.16
Disclosure

SEC source: 0001628280-24-041755 · wk-form4_1727816364.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,916

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:44 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 396 $221.08 Strike: $0.00 $87,547.68
Disclosure

SEC source: 0001562180-24-007084 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495

Underlying: Common Stock · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 17:08 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 94 $484.32 $45,526.08
Disclosure

SEC source: 0001628280-24-034011 · wk-form4_1722532084.xml · nonDerivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,789

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 17:08 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 377 $484.32 $182,588.64
Disclosure

SEC source: 0001628280-24-034011 · wk-form4_1722532084.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,695

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 00:24 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 511 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-24-000010 · wk-form4_1720052679.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,464.31

Underlying: Common Stock · 511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 13.54 RSUs acquired through dividend reinvestment.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 506 $172.95 Strike: $0.00 $87,512.70
Disclosure

SEC source: 0001562180-24-005534 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 506 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 28, 2024 Filed May 30, 2024 23:07 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantNonqualified Stock Option (right to buy) · Derivative 4,496 $0.00 Strike: $70.79 $0.00
Disclosure

SEC source: 0001804183-24-000008 · wk-form4_1717110414.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 28, 2024 Filed May 30, 2024 23:07 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantCommon Stock 1,809 $0.00 $0.00
Disclosure

SEC source: 0001804183-24-000008 · wk-form4_1717110414.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,289

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 10, 2024 Filed May 13, 2024 20:47 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 GrantDeferred Stock Units · Derivative 3,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-24-000156 · wk-form4_1715633216.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 3,344 shares

Expires not disclosed

F1 · security: Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

F2 · derivative.exercise_date: Deferred stock units vest one year following the grant date. Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

F2 · derivative.expiration_date: Deferred stock units vest one year following the grant date. Deferred stock units represent the right to receive one share of Akamai common stock upon vesting; however, the recipient may elect to defer distribution until a later date.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 20:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 357 $190.96 Strike: $0.00 $68,172.72
Disclosure

SEC source: 0001562180-24-003299 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 357 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 23:48 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 519 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-24-000002 · wk-form4_1712188089.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,939.77

Underlying: Common Stock · 519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 13.07 RSUs acquired through dividend reinvestment.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:55 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 94 $478.66 $44,994.04
Disclosure

SEC source: 0001628280-24-014099 · wk-form4_1712004931.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,276

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 00:13 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 102 $190.96 Strike: $0.00 $19,477.92
Disclosure

SEC source: 0001562180-24-003127 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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January 02, 2024 Filed Jan 4, 2024 23:57 UTC SCHWAB CHARLES CORP SCHW · Entity 1218 GrantRestricted Stock Units · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0000316709-24-000003 · wk-form4_1704412652.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407.7

Underlying: Common Stock · 543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 12.74 RSUs acquired through dividend reinvestment.

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December 31, 2023 Filed Jan 2, 2024 21:53 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 96 $468.14 $44,941.44
Disclosure

SEC source: 0001628280-24-000066 · wk-form4_1704232411.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,145

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

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December 29, 2023 Filed Jan 3, 2024 23:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 119 $163.55 Strike: $0.00 $19,462.45
Disclosure

SEC source: 0001562180-24-000144 · primarydocument.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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November 22, 2023 Filed Nov 22, 2023 14:35 UTC VMWARE LLC VMW · Entity 11690 Disposition to issuerClass A Common Stock 9,880 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-020484 · doc4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.

F2 · price: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").

F3 · price: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.