RITTENBAUM MARK J

SEC source: 0000923120-20-000058 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,104

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000057 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,104

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000056 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,104

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000056 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,104

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000055 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,104

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.82, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-20-000054 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,033

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $26.86, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-20-000047 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,263

SEC source: 0000923120-20-000039 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,258

SEC source: 0000923120-20-000039 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,185

F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 14,793 restricted stock units under The Greenbrier Companies 2017 Amended and Restated Stock Incentive Plan and the vesting of 2,856 performance-vesting restricted stock units granted under The Greenbrier Companies 2017 Amended and Restated Stock Incentive Plan, which had previously been reported on Table II of Form 4. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 14,793 newly awarded restricted stock units, 2,856 newly vested performance-vesting restricted stock units, 31,782 previously reported time-vesting restricted stock units, and 55,754 shares of common stock.

SEC source: 0000923120-20-000037 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,754

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000035 · edgardoc.xml · nonDerivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,754

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000035 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,821

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000035 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,821

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

SEC source: 0000923120-20-000026 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.61 to $18.55, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-20-000024 · edgardoc.xml · derivative · entry 4

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,333 restricted stock units vested on April 4, 2020.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,333 restricted stock units vested on April 4, 2020.

SEC source: 0000923120-20-000024 · edgardoc.xml · nonDerivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,088

F3 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0000923120-20-000024 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000923120-20-000024 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.86, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-20-000016 · edgardoc.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,999

Underlying: Common Stock · 3,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2020.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2020.

SEC source: 0000923120-20-000016 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,938

F1 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0000923120-20-000016 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000923120-19-000031 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted April 29, 2019 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.55 to $33.24, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-19-000030 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,878

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted April 29, 2019 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.41, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000923120-19-000018 · edgardoc.xml · derivative · entry 6

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,069

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 23, 2018, 2,667 RSUs vested on October 23, 2019.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 23, 2018, 2,667 RSUs vested on October 23, 2019.

SEC source: 0000923120-19-000018 · edgardoc.xml · nonDerivative · entry 4

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,652

F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0000923120-19-000018 · edgardoc.xml · nonDerivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000923120-19-000027 · edgardoc.xml · derivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,116

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: RSUs will vest on the second anniversary date of the grant, October 23, 2021.

F3 · derivative.expiration_date: RSUs will vest on the second anniversary date of the grant, October 23, 2021.

SEC source: 0000923120-19-000027 · edgardoc.xml · derivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116

Underlying: Common Stock · 13,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F2 · derivative.exercise_date: RSUs vest in two equal annual installments beginning on October 23, 2020. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant.

F2 · derivative.expiration_date: RSUs vest in two equal annual installments beginning on October 23, 2020. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant.

SEC source: 0000923120-19-000018 · edgardoc.xml · derivative · entry 5

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,736

Underlying: Common Stock · 7,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 9,209 performance-based restricted stock units ("RSUs"), including 7,368 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,841 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 9,078 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,841 RSUs subject to ROE performance objectives were cancelled.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 7,368 RSUs vested and 1,841 RSUs were cancelled on October 22, 2019.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 7,368 RSUs vested and 1,841 RSUs were cancelled on October 22, 2019.

SEC source: 0000923120-19-000018 · edgardoc.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,878

F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0000923120-19-000018 · edgardoc.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 9,209 performance-based restricted stock units ("RSUs"), including 7,368 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,841 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 9,078 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,841 RSUs subject to ROE performance objectives were cancelled.

SEC source: 0001209191-19-027664 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted April 29, 2019 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.64 to $36.11, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-19-023873 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,945

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,334 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,334 restricted stock units vested on April 4, 2019.

SEC source: 0001209191-19-023873 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,440

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-19-023873 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-023109 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,279

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2019.

SEC source: 0001209191-19-023109 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,222

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-19-023109 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-021855 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,279

Underlying: Common Stock · 3,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2019.

SEC source: 0001209191-19-021855 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-19-021855 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-058378 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

SEC source: 0001209191-18-058378 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,137

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted May 15, 2018 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.15 to $52.06, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-056246 · doc4.xml · derivative · entry 4

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,349

Underlying: Common Stock · 16,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F5 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

SEC source: 0001209191-18-056246 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,349

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

SEC source: 0001209191-18-056246 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,791

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-18-056246 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 15,000 performance-based restricted stock units ("RSUs"), including 7,500 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 7,500 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 17,303 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

SEC source: 0001209191-18-040646 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2018

SEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,736

F2 · kind: Sale of shares was executed pursuant to a sales plan adopted May 15, 2018 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.15 to $49.85, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-18-033214 · doc4.xml · derivative · entry 4

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,349

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.