Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | EVP, Chief Comm & Leasing Off | December 28, 2020 | December 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date December 28, 2020 · Filed December 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,104 |
Reported balance
After 2020-12-28 transaction · row 1
1 source rowRow 1 · 2020-12-28 · Sale · Disposed 2,000 · Balance 85,104 F1: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2018 Filed May 24, 2018 23:45 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,056 | $52.20 | $55,123.20 |
DisclosureSEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,836 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:45 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:33 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 10,000 | $47.68 | $476,774.00 |
DisclosureSEC source: 0001209191-18-031095 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,726 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.65 to $47.70, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 23:23 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024255 · doc4.xml · derivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,515 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on April 4, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022492 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,515 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2018. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,668 | $50.25 | $83,817.00 |
DisclosureSEC source: 0001209191-18-022492 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,726 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 21:09 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022492 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021875 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,515 Underlying: Common Stock · 3,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2018. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 3,070 restricted stock units vested on March 27, 2018. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,012 | $51.45 | $52,067.40 |
DisclosureSEC source: 0001209191-18-021875 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,394 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 17:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021875 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:46 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058089 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,585 Underlying: Common Stock · 9,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 9,500 RSUs vested on October 24, 2017. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 9,500 RSUs vested on October 24, 2017. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 9,500 RSUs vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:46 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 6,708 | $51.65 | $346,468.20 |
DisclosureSEC source: 0001209191-17-058089 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,336 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:46 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 16,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058089 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2015, the Reporting Person was awarded 9,500 performance-based restricted stock units ("RSUs"), including 4,250 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 4,250 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance at between target and stretch levels against the adjusted EBITDA performance objective and the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 168.4% and 173.0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 16,217 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 24, 2017. Read SEC document |
| May 26, 2017 Filed May 26, 2017 22:00 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 2,100 | $44.75 | $93,975.00 |
DisclosureSEC source: 0001209191-17-035987 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,827 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034775 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,085 Underlying: Common Stock · 3,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,167 restricted stock units vested on May 22, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,167 restricted stock units vested on May 22, 2017. F3 · derivative.underlying_shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,167 restricted stock units vested on May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,151 | $44.45 | $51,161.95 |
DisclosureSEC source: 0001209191-17-034775 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,927 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034775 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:15 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 1,300 | $44.60 | $57,980.00 |
DisclosureSEC source: 0001209191-17-031527 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,911 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030557 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,252 Underlying: Common Stock · 2,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,060 restricted stock units vested on May 5, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,060 restricted stock units vested on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 748 | $43.15 | $32,276.20 |
DisclosureSEC source: 0001209191-17-030557 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,211 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:42 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030557 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 23:20 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 3,150 | $47.60 | $149,940.00 |
DisclosureSEC source: 0001209191-17-026152 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,899 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023940 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,312 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2017. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,808 | $43.15 | $78,015.20 |
DisclosureSEC source: 0001209191-17-023940 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,049 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:54 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023940 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 18,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023606 · doc4.xml · derivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,312 Underlying: Common Stock · 18,419 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| January 06, 2017 Filed Jan 7, 2017 00:05 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,250 | $44.75 | $279,692.50 |
DisclosureSEC source: 0001209191-17-002774 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,857 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.75 to $44.8, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 23:01 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,250 | $41.45 | $259,062.50 |
DisclosureSEC source: 0001209191-16-153467 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,107 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. Read SEC document |
| November 23, 2016 Filed Nov 24, 2016 00:06 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,250 | $38.10 | $238,135.00 |
DisclosureSEC source: 0001209191-16-152002 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,357 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.1 to $38.15, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 22:50 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 6,500 | $36.82 | $239,350.15 |
DisclosureSEC source: 0001209191-16-150278 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $38.875, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 18:38 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 7,869 | $30.81 | $242,473.01 |
DisclosureSEC source: 0001209191-16-149002 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,107 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 to $31.05, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 6,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,893 Underlying: Common Stock · 6,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 4,493 | $35.55 | $159,726.15 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,976 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 12,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 6,181 performance-based restricted stock units ("RSUs"), including 3,091 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,090 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 12,362 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.