Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avery Dennison CorpAVY · Entity 3410 | Director | October 23, 2020 | October 28, 2020 |
| FLUOR CORPFLR · Entity 3672 | Director | November 24, 2020 | November 25, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director | January 01, 2021 | January 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avery Dennison Corp
Report date October 23, 2020 · Filed October 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,160 |
Ending reported balance
After 2020-10-23 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-10-23 · Exercise / conversion · Acquired 6,318 · Balance 37,478 Row 2 · 2020-10-23 · Sale · Disposed 6,318 · Balance 31,160 F1: This transaction was executed in multiple trades at prices ranging from $141.97 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2020-10-23 · Exercise / conversion · Acquired 4,664 · Balance 35,824 Row 4 · 2020-10-23 · Sale · Disposed 4,664 · Balance 31,160 F2: This transaction was executed in multiple trades at prices ranging from $141.69 to $143.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2012 Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.87 · Expires 2022-04-26 | Direct | 0 |
Reported balance
After 2020-10-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-23 · Exercise / conversion · Disposed 6,318 · Balance 0 F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. |
| 2011 Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $42.73 · Expires 2021-04-28 | Direct | 0 |
Reported balance
After 2020-10-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-23 · Exercise / conversion · Disposed 4,664 · Balance 0 F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant. F4: Corrected expiration date of grant |
| Common Stock Units - DDECPSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectDDECP | 31,395.6931 |
Reported balance
Holding disclosure · report date 2020-10-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 31,395.6931 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.97 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $141.69 to $143.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Options are exercisable in three cumulative installments of one-third on the first, second and third anniversaries of the date of the grant.
F4: Corrected expiration date of grant
FLUOR CORP
Report date November 24, 2020 · Filed November 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,830 |
Reported balance
After 2020-11-24 transaction · row 1
1 source rowRow 1 · 2020-11-24 · Grant · Acquired 5,080 · Balance 36,830 F1: Restricted Stock Units that were granted and vested on November 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units that were granted and vested on November 24, 2020.
FRANKLIN TEMPLETON INC
Report date January 01, 2021 · Filed January 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Director's Fees (FRI)SEC Table II · derivative / convertible security · Expires 2029-01-20 | Direct | 0 |
Reported balance
After 2021-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-01 · Other · Disposed 32,398.3616 · Balance 0 F1: Not applicable. F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable.
F2: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.
F3: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 3, 2019 20:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,130.6532 | $29.85 | $33,750.00 |
DisclosureSEC source: 0001127602-19-000575 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,232.4079 Underlying: Common Stock, par value $.10 · 1,130.6532 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:54 UTC | FLUOR CORP FLR · Entity 3672 | OtherPhantom Stock Units · Derivative | 770.6152 | $32.20 | $24,813.81 |
DisclosureSEC source: 0001209191-19-001066 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,893.3682 Underlying: Common Stock · 770.6152 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and were settled in cash pursuant to the reporting person's distribution election under the Program. Distributions are made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. Prior to distribution, the reporting person may transfer the phantom stock units into an alternative investment at any time. F2 · derivative.expiration_date: These phantom stock units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and were settled in cash pursuant to the reporting person's distribution election under the Program. Distributions are made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. Prior to distribution, the reporting person may transfer the phantom stock units into an alternative investment at any time. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 20:12 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 46.8019 | $32.05 | $1,500.00 |
DisclosureSEC source: 0001127602-18-035799 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101.7547 Underlying: Common Stock, par value $.10 · 46.8019 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 18:23 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 777.897 | $46.60 | $36,250.00 |
DisclosureSEC source: 0001209191-18-058146 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,663.9834 Underlying: Common Stock · 777.897 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the deferral of quarterly retainer fees and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the deferral of quarterly retainer fees and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 22:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 48.8599 | $30.70 | $1,500.00 |
DisclosureSEC source: 0001127602-18-032019 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,054.9528 Underlying: Common Stock, par value $.10 · 48.8599 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 19:24 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 51.6529 | $29.04 | $1,500.00 |
DisclosureSEC source: 0001127602-18-030812 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,006.0929 Underlying: Common Stock, par value $.10 · 51.6529 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 22:21 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 58.637 | $60.25 | $3,532.88 |
DisclosureSEC source: 0001209191-18-054303 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,886.0864 Underlying: Common Stock · 58.637 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F3 · balance_after: This number includes 651.6702 phantom stock units that were timely reported on a previous Form 4 but which were inadvertently omitted from the total number of phantom stock units beneficially owned on intervening Forms 4. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 18:23 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,106.9202 | $30.49 | $33,750.00 |
DisclosureSEC source: 0001127602-18-028950 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,811.7592 Underlying: Common Stock, par value $.10 · 1,106.9202 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 17:06 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 47.8622 | $31.34 | $1,500.00 |
DisclosureSEC source: 0001127602-18-027498 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,704.839 Underlying: Common Stock, par value $.10 · 47.8622 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 18:55 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 651.2756 | $55.66 | $36,250.00 |
DisclosureSEC source: 0001209191-18-046381 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,175.7793 Underlying: Common Stock · 651.2756 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 21:07 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 69.8501 | $48.41 | $3,381.44 |
DisclosureSEC source: 0001209191-18-041734 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,524.5036 Underlying: Common Stock · 69.8501 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 18:07 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,067.7 | $31.61 | $33,750.00 |
DisclosureSEC source: 0001127602-18-022518 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,539.7921 Underlying: Common Stock, par value $.10 · 1,067.7 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 21:36 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 43.7318 | $34.30 | $1,500.00 |
DisclosureSEC source: 0001127602-18-020729 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,472.0921 Underlying: Common Stock, par value $.10 · 43.7318 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:31 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 778.7325 | $46.55 | $36,250.00 |
DisclosureSEC source: 0001209191-18-029848 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,454.6536 Underlying: Common Stock · 778.7325 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| May 03, 2018 Filed May 7, 2018 22:19 UTC | FLUOR CORP FLR · Entity 3672 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028421 · doc4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,844 F1 · shares: Granted as Restricted Stock Units which vested on May 3, 2018. These Restricted Stock Units are subject to a post-vest holding period until May 3, 2021, at which time shares will be issued (unless further deferred by the director pursuant to the Fluor Corporation 409A Director Deferred Compensation Program. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Grant2018 Director RSU Award · Derivative | 1,336 | $104.80 Strike: $0.00 | $140,012.80 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · derivative · entry 7 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336 Underlying: Common Stock · 1,336 shares Expires 2019-05-01 F3 · shares: The restricted stock units vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2017 Director RSU Award · Derivative | 1,678 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · derivative · entry 6 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,678 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2016 Director RSU Award · Derivative | 641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · derivative · entry 5 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641 Underlying: Common Stock · 641 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares reflect the vesting of the second tranche of restricted stock units granted on May 1, 2016. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2015 Director RSU Award · Derivative | 747 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · derivative · entry 4 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 747 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2015. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 1,678 | $104.80 | $175,854.40 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · nonDerivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 641 | $104.80 | $67,176.80 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:13 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 747 | $104.80 | $78,285.60 |
DisclosureSEC source: 0001127602-18-016067 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 18:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 46.1823 | $32.48 | $1,500.00 |
DisclosureSEC source: 0001127602-18-014453 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,070.5406 Underlying: Common Stock, par value $.10 · 46.1823 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 19:20 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom stock units · Derivative | 55.9928 | $57.26 | $3,206.15 |
DisclosureSEC source: 0001209191-18-023563 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675.921 Underlying: Common Stock · 55.9928 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program")") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program")") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 18:16 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 1,008.9685 | $33.45 | $33,750.00 |
DisclosureSEC source: 0001127602-18-013581 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,024.3583 Underlying: Common Stock, par value $.10 · 1,008.9685 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:05 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 3,643 | $39.81 | $145,027.83 |
DisclosureSEC source: 0001127602-18-006280 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 19:05 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 38.62 | $38.84 | $1,500.00 |
DisclosureSEC source: 0001127602-18-006280 · form4.xml · derivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,015.3898 Underlying: Common Stock, par value $.10 · 38.62 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 21:29 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 658.9711 | $55.01 | $36,250.00 |
DisclosureSEC source: 0001209191-18-009212 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,619.9282 Underlying: Common Stock · 658.9711 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 17:43 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 57.5458 | $53.10 | $3,055.68 |
DisclosureSEC source: 0001209191-18-002346 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,960.9571 Underlying: Common Stock · 57.5458 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:41 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 664.7399 | $43.25 | $28,750.00 |
DisclosureSEC source: 0001127602-18-000406 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,906.3843 Underlying: Common Stock, par value $.10 · 664.7399 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:01 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2008 Director Stock Option · Derivative | 2,000 | $0.00 Strike: $52.12 | $0.00 |
DisclosureSEC source: 0001127602-17-034555 · form4.xml · derivative · entry 3 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary of the grant date. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:01 UTC | Avery Dennison Corp AVY · Entity 3410 | SaleCommon Stock | 2,000 | $114.76 | $229,510.00 |
DisclosureSEC source: 0001127602-17-034555 · form4.xml · nonDerivative · entry 2 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,703 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:01 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversionCommon Stock | 2,000 | $52.12 | $104,230.00 |
DisclosureSEC source: 0001127602-17-034555 · form4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 34.0136 | $44.10 | $1,500.00 |
DisclosureSEC source: 0001127602-17-034490 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,241.6444 Underlying: Common Stock, par value $.10 · 34.0136 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 21:36 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 744.0476 | $47.04 | $35,000.00 |
DisclosureSEC source: 0001209191-17-060317 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,903.4113 Underlying: Common Stock · 744.0476 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 17:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 35.0549 | $42.79 | $1,500.00 |
DisclosureSEC source: 0001127602-17-031308 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,207.6308 Underlying: Common Stock, par value $.10 · 35.0549 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 17:48 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 33.6776 | $44.54 | $1,500.00 |
DisclosureSEC source: 0001127602-17-030229 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,172.5759 Underlying: Common Stock, par value $.10 · 33.6776 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:39 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 67.3973 | $42.81 | $2,885.28 |
DisclosureSEC source: 0001209191-17-055877 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,159.3637 Underlying: Common Stock · 67.3973 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:35 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 642.7454 | $44.73 | $28,750.00 |
DisclosureSEC source: 0001127602-17-028857 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,083.1617 Underlying: Common Stock, par value $.10 · 642.7454 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 21:10 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 35.7228 | $41.99 | $1,500.00 |
DisclosureSEC source: 0001127602-17-027436 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,440.4163 Underlying: Common Stock, par value $.10 · 35.7228 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 16:56 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 895.828 | $39.07 | $35,000.00 |
DisclosureSEC source: 0001209191-17-048852 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,091.9664 Underlying: Common Stock · 895.828 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 17:47 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 58.0532 | $46.25 | $2,684.96 |
DisclosureSEC source: 0001209191-17-044323 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,196.1384 Underlying: Common Stock · 58.0532 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") through the crediting of dividends and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 22:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 637.8966 | $45.07 | $28,750.00 |
DisclosureSEC source: 0001127602-17-022583 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,354.051 Underlying: Common Stock, par value $.10 · 637.8966 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 18:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantDeferred Director's Fees (FRI) · Derivative | 33.9828 | $44.14 | $1,500.00 |
DisclosureSEC source: 0001127602-17-021404 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,716.1544 Underlying: Common Stock, par value $.10 · 33.9828 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| May 12, 2017 Filed May 15, 2017 16:37 UTC | FLUOR CORP FLR · Entity 3672 | GrantPhantom Stock Units · Derivative | 750.9118 | $46.61 | $35,000.00 |
DisclosureSEC source: 0001209191-17-032258 · doc4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,138.0852 Underlying: Common Stock · 750.9118 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Fluor common stock. F2 · derivative.exercise_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. F2 · derivative.expiration_date: These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and are to be settled in cash. Distributions will be made, at the election of the reporting person, either (i) in the distribution year specified by the reporting person or (ii) upon the reporting person's termination of service as a director, death or disability, in a single lump sum payment or annual installment payments over a period of two to ten years. The reporting person may transfer the phantom units into an alternative investment at any time. However, unvested units granted as matching contributions under the Program shall be forfeited by the reporting person to the extent attributable to the transferred units. Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:25 UTC | FLUOR CORP FLR · Entity 3672 | GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030592 · doc4.xml · nonDerivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,922 F1 · shares: Granted as Restricted Stock Units which will vest on May 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:02 UTC | Avery Dennison Corp AVY · Entity 3410 | Grant2017 Director RSU Award · Derivative | 1,678 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016567 · form4.xml · derivative · entry 7 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: Common Stock · 1,678 shares Expires 2018-05-01 F4 · shares: The restricted stock units vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:02 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2016 Director RSU Award · Derivative | 640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016567 · form4.xml · derivative · entry 6 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282 Underlying: Common Stock · 640 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares reflect the vesting of the first tranche of restricted stock units granted on May 1, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:02 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2015 Director RSU Award · Derivative | 746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016567 · form4.xml · derivative · entry 5 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747 Underlying: Common Stock · 746 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares reflect the vesting of the second tranche of restricted stock units granted on May 1, 2015. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:02 UTC | Avery Dennison Corp AVY · Entity 3410 | Exercise / conversion2014 Director RSU Award · Derivative | 859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016567 · form4.xml · derivative · entry 4 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 859 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.