Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Elm Capital Corp.GECC · Entity 6877 | Director | January 21, 2021 | January 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Elm Capital Corp.
Report date January 21, 2021 · Filed January 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,279.2273 |
Reported balance
After 2021-01-21 transaction · row 1
1 source rowRow 1 · 2021-01-21 · Grant · Acquired 571.5948 · Balance 25,279.2273 F1: Shares acquired as a result of a stock dividend. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired as a result of a stock dividend.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2021 Filed Jan 26, 2021 16:54 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 571.5948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005393 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,279.2273 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:31 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 524.0869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065083 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707.6325 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 18:16 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 729.5106 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060312 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,183.5456 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:13 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 362.1149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055751 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,454.035 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 17:36 UTC | Great Elm Capital Corp. GECC · Entity 6877 | OtherSubscription Rights · Derivative | 10,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-20-052694 · doc4.xml · derivative · entry 2 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-09-28 Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 17:36 UTC | Great Elm Capital Corp. GECC · Entity 6877 | OtherCommon Stock | 10,000 | $2.95 | $29,500.00 |
DisclosureSEC source: 0001209191-20-052694 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091.9201 F1 · shares: On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 19:38 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 239.2762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051722 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,091.9201 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:11 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 192.7815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048306 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852.6439 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 18:13 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 245.0604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042951 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,659.8624 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 19:56 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 234.802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037447 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,414.802 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:54 UTC | Great Elm Capital Corp. GECC · Entity 6877 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030632 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180 F1 · kind: Shares acquired as a result of a stock dividend. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 19:59 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 2,000 | $8.32 | $16,640.00 |
DisclosureSEC source: 0000899243-19-022592 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.30 to $8.33, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 16:31 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 2,000 | $8.38 | $16,760.00 |
DisclosureSEC source: 0000899243-18-030050 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.39, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 17:51 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 4,000 | $8.36 | $33,440.00 |
DisclosureSEC source: 0000899243-18-029884 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.30 to $8.40, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:21 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 2,000 | $8.08 | $16,160.00 |
DisclosureSEC source: 0000899243-18-029554 · doc4.xml · nonDerivative · entry 2 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.10, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:21 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 1,000 | $8.10 | $8,100.00 |
DisclosureSEC source: 0000899243-18-029554 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 20:03 UTC | Great Elm Capital Corp. GECC · Entity 6877 | PurchaseCommon Stock | 1,000 | $8.14 | $8,140.00 |
DisclosureSEC source: 0000899243-18-029384 · doc4.xml · nonDerivative · entry 1 Horsey Randall Revell · CIK 0001729151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.11 to $8.16, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.