Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Blackstone Inc.BX · Entity 2861 | Chief Legal Officer | August 11, 2026 | August 12, 2026 |
| Tradeweb Markets Inc.TW · Entity 3211 | Director | April 04, 2019 | April 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Blackstone Inc.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 516,017 |
Ending reported balance
After 2026-08-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-11 · Sale · Disposed 19,802 · Balance 541,215 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.075 to $147.065, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Row 2 · 2026-08-11 · Sale · Disposed 25,198 · Balance 516,017 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.070 to $147.670, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,500 F3: These shares are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 22,523 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 22,523 F4: These shares are held by a limited liability company, of which the Reporting Person is the manager. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 11,000 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,000 F5: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,000 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,000 F6: These shares are held by a trust for the benefit of the Reporting Person's spouse and her family, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,000 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,000 F7: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 52,500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 52,500 F8: These shares are held by a grantor retained annuity trust, of which the Reporting Person is investment trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.075 to $147.065, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.070 to $147.670, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F3: These shares are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee.
F4: These shares are held by a limited liability company, of which the Reporting Person is the manager.
F5: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee.
F6: These shares are held by a trust for the benefit of the Reporting Person's spouse and her family, of which the Reporting Person is a trustee.
F7: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee.
F8: These shares are held by a grantor retained annuity trust, of which the Reporting Person is investment trustee.
Tradeweb Markets Inc.
Report date April 04, 2019 · Filed April 04, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2020 Filed May 21, 2020 00:04 UTC | Blackstone Inc. BX · Entity 2861 | SaleClass A Common Stock | 50,000 | $53.11 | $2,655,500.00 |
DisclosureSEC source: 0001209191-20-031061 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,663 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.31, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| May 08, 2020 Filed May 16, 2020 00:00 UTC | Blackstone Inc. BX · Entity 2861 | OtherClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029882 · doc4.xml · nonDerivative · entry 6 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000 F6 · ownership.nature: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee. Read SEC document |
| May 08, 2020 Filed May 16, 2020 00:00 UTC | Blackstone Inc. BX · Entity 2861 | OtherClass A Common Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029882 · doc4.xml · nonDerivative · entry 5 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · ownership.nature: These shares were held by an estate of the father of the Reporting Person's spouse, of which the Reporting Person's spouse is an executor. Read SEC document |
| May 07, 2020 Filed May 16, 2020 00:00 UTC | Blackstone Inc. BX · Entity 2861 | GiftClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029882 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 56,523 F2 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| April 01, 2020 Filed May 16, 2020 00:00 UTC | Blackstone Inc. BX · Entity 2861 | GrantClass A Common Stock | 108,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029882 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,663 F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 10,817 shares, will vest on July 1, 2021; an additional 10%, or 10,817 shares, will vest on July 1, 2022; an additional 20%, or 21,635 shares, will vest on July 1, 2023; an additional 30%, or 32,452 shares, will vest on July 1, 2024; and the remaining 30%, or 32,453 shares, will vest on July 1, 2025. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| February 05, 2020 Filed Feb 8, 2020 00:00 UTC | Blackstone Inc. BX · Entity 2861 | SaleClass A Common Stock | 25,000 | $63.61 | $1,590,250.00 |
DisclosureSEC source: 0000899243-20-003718 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,489 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $63.75, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 05, 2020 Filed May 16, 2020 00:06 UTC Amendment | Blackstone Inc. BX · Entity 2861 | SaleClass A Common Stock | 25,000 | $63.61 | $1,590,250.00 |
DisclosureSEC source: 0001209191-20-029885 · doc4a.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,523 F1 · security: This Form 4/A amends and restates the original Form 4 filed by the Reporting Person on February 7, 2020, in which the common units were deducted from the Reporting Person's single name rather than the Reporting Person's limited liability company, as a result of a clerical error. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $63.75, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| January 10, 2020 Filed Jan 15, 2020 00:35 UTC | Blackstone Inc. BX · Entity 2861 | GrantClass A Common Stock | 40,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003371 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,489 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 13,654 shares vesting on January 1, 2021, 13,653 shares vesting on January 1, 2022, and 13,653 shares vesting on January 1, 2023, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 22:55 UTC | Blackstone Inc. BX · Entity 2861 | SaleClass A Common Stock | 20,000 | $52.31 | $1,046,200.00 |
DisclosureSEC source: 0001209191-19-049535 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,529 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.25 to $52.40, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| July 24, 2019 Filed Sep 13, 2019 22:55 UTC | Blackstone Inc. BX · Entity 2861 | OtherClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049535 · doc4.xml · nonDerivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,000 F4 · ownership.nature: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee. Read SEC document |
| July 24, 2019 Filed Sep 13, 2019 22:55 UTC | Blackstone Inc. BX · Entity 2861 | OtherClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049535 · doc4.xml · nonDerivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: These shares were held by the estate of the Reporting Person's father, of which the Reporting Person was an executor. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:52 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership units · Derivative | 47,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-041013 · doc4.xml · derivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,776 Underlying: Class A Common Stock · 47,241 shares Expires not disclosed F4 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2019 other than pursuant to transactions or programs approved by Blackstone. F5 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 9,448 units, will vest on July 1, 2022; an additional 30%, or 14,172 units, will vest on July 1, 2023; and the remaining 50%, or 23,621 units, will vest on July 1, 2024. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that 1/4 of the vested units will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F4 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2019 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2019 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2019 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| June 07, 2019 Filed Jul 3, 2019 19:52 UTC | Blackstone Inc. BX · Entity 2861 | GiftClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041013 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,529 F1 · security: On July 1, 2019, The Blackstone Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Blackstone Group Inc. As a result of such conversion, each common unit of limited partner interest of The Blackstone Group L.P. ("Common Units") converted into a share of Class A common stock of The Blackstone Group Inc. References to Class A common stock in this Form 4 also refer to Common Units of The Blackstone Group L.P. prior to the conversion described herein Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 23:00 UTC | Blackstone Inc. BX · Entity 2861 | GrantCommon units representing limited partner interests | 67,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-003777 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,529 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 22,348 units vesting on January 11, 2020, 22,348 units vesting on January 11, 2021, and 22,349 units vesting on January 11, 2022, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 23:03 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056832 · doc4.xml · derivative · entry 5 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,535 Underlying: Common units representing limited partner interests · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units (as defined below) for an equal number of common units of The Blackstone Group L.P. F3 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 23:03 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056832 · doc4.xml · nonDerivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,484 Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 23:03 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056832 · doc4.xml · nonDerivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units (as defined below) for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| October 29, 2018 Filed Nov 1, 2018 23:03 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056832 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,523 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| October 29, 2018 Filed Nov 1, 2018 23:03 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056832 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,484 Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 21:48 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 5,000 | $35.54 | $177,709.50 |
DisclosureSEC source: 0001209191-18-046295 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,004 F2 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 21:48 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 5,000 | $35.98 | $179,900.00 |
DisclosureSEC source: 0001209191-18-046295 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 72,004 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $35.9764 to $35.98, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. F2 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:36 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 20,000 | $33.23 | $664,600.00 |
DisclosureSEC source: 0001209191-18-037814 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,003 F2 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $33.2301 to $33.27, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| March 26, 2018 Filed Jun 14, 2018 21:36 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037814 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,004 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 23:37 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 22,000 | $34.15 | $751,300.00 |
DisclosureSEC source: 0001209191-18-014210 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,004 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $34.14 to $34.19, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. F2 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 22:19 UTC | Blackstone Inc. BX · Entity 2861 | GrantCommon units representing limited partner interests | 45,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004608 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,003 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 15,050 units vesting on January 17, 2019, 15,050 units vesting on January 17, 2020, and 15,051 units vesting on January 17, 2021, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 21:57 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 19,200 | $31.63 | $607,296.00 |
DisclosureSEC source: 0001209191-17-065982 · doc4.xml · nonDerivative · entry 5 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 104,004 F2 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.505 to $31.76, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:57 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 800 | $32.00 | $25,600.00 |
DisclosureSEC source: 0001209191-17-065982 · doc4.xml · nonDerivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 123,204 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:57 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 9,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065982 · doc4.xml · nonDerivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 124,004 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| August 18, 2017 Filed Dec 15, 2017 21:57 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065982 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 133,704 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| August 18, 2017 Filed Dec 15, 2017 21:57 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065982 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,852 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · derivative · entry 6 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,535 Underlying: Common units representing limited partner interests · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · nonDerivative · entry 5 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 20,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| July 18, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 13,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · nonDerivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 113,704 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| July 18, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 13,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · nonDerivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,852 Read SEC document |
| June 13, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,000 F1 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| June 13, 2017 Filed Aug 3, 2017 22:28 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047504 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,556 Read SEC document |
| May 24, 2017 Filed May 26, 2017 22:00 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 20,000 | $32.53 | $650,600.00 |
DisclosureSEC source: 0000899243-17-014608 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,556 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $32.53 to $32.54, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| May 02, 2017 Filed May 5, 2017 20:59 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-030377 · doc4.xml · derivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,535 Underlying: Common units representing limited partner interests · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 20,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F4 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| May 02, 2017 Filed May 5, 2017 20:59 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030377 · doc4.xml · nonDerivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 20,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| May 01, 2017 Filed May 5, 2017 20:59 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030377 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,000 F1 · balance_after: The Form 4 filed by the Reporting Person on February 16, 2017 inadvertently reported the sale of 20,000 common units from the Reporting Person's direct holdings. These units were instead sold by the limited liability company described herein. These numbers reflect the corrected beneficial ownership amounts. F2 · ownership.nature: These units are held by a limited liability company, of which the Reporting Person is the manager. Read SEC document |
| May 01, 2017 Filed May 5, 2017 20:59 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030377 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,556 F1 · balance_after: The Form 4 filed by the Reporting Person on February 16, 2017 inadvertently reported the sale of 20,000 common units from the Reporting Person's direct holdings. These units were instead sold by the limited liability company described herein. These numbers reflect the corrected beneficial ownership amounts. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 23:59 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 10,000 | $30.93 | $309,300.00 |
DisclosureSEC source: 0001209191-17-011701 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,556 F2 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $30.92 to $30.935, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 23:59 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 10,000 | $30.51 | $305,100.00 |
DisclosureSEC source: 0001209191-17-011701 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,556 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $30.47 to $30.54, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:09 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-009137 · doc4.xml · derivative · entry 3 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,535 Underlying: Common units representing limited partner interests · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F3 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:09 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009137 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| January 13, 2017 Filed Jan 14, 2017 00:10 UTC | Blackstone Inc. BX · Entity 2861 | GrantCommon units representing limited partner interests | 50,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003745 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,556 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 16,937 units vesting on January 13, 2018, 16,937 units vesting on January 13, 2019, and 16,937 units vesting on January 13, 2020, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 02:19 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 10,000 | $29.00 | $290,000.00 |
DisclosureSEC source: 0001209191-16-156394 · doc4.xml · nonDerivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,745 F2 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $29.00 to $29.01, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| November 08, 2016 Filed Dec 22, 2016 02:19 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-156394 · doc4.xml · derivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,535 Underlying: Common units representing limited partner interests · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F4 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F4 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| November 08, 2016 Filed Dec 22, 2016 02:19 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156394 · doc4.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 23:08 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-135581 · doc4.xml · derivative · entry 4 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,535 Underlying: Common units representing limited partner interests · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 50,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F3 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2016 other than pursuant to transactions or programs approved by Blackstone. F4 · balance_after: Includes 5,747 Blackstone Holdings partnership units issued on October 1, 2015 as an anti-dilution adjustment in connection with the spin-off of PJT Partners Inc. by The Blackstone Group L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.