Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLUMINA, INC.ILMN · Entity 3137 | Director | May 21, 2025 | May 23, 2025 |
| INTUITIVE SURGICAL INCISRG · Entity 2878 | Director | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLUMINA, INC.
Report date May 21, 2025 · Filed May 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,430 |
Reported balance
After 2025-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-21 · Grant · Acquired 3,780 · Balance 16,430 F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date. F2: In connection with Illumina's spin out of Grail, Inc., which was completed on June 24, 2024, all unvested equity award units were adjusted pursuant to Illumina's Amended and Restated 2015 Stock and Incentive Plan. Dr. Guthart's unvested RSUs were increased by 53 units as a result of such adjustment. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.
F2: In connection with Illumina's spin out of Grail, Inc., which was completed on June 24, 2024, all unvested equity award units were adjusted pursuant to Illumina's Amended and Restated 2015 Stock and Incentive Plan. Dr. Guthart's unvested RSUs were increased by 53 units as a result of such adjustment.
INTUITIVE SURGICAL INC
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 1,245,679 |
Reported balance
After 2026-08-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-11 · Sale · Disposed 10,000 · Balance 1,245,679 F1: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2027. |
| Common StockSEC Table I · non-derivative | IndirectTrust FBO Daughter | 15,720 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,720 |
| Common StockSEC Table I · non-derivative | IndirectTrust FBO Son | 15,720 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,720 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · derivative · entry 6 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375 Underlying: Common Stock · 3,375 shares Expires 2020-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 2,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · derivative · entry 5 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,599 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · nonDerivative · entry 4 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,033 F2 · kind: On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/17/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · nonDerivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/17/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,723 F1 · kind: On 2/16/16, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/16/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000019 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On 2/16/16, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/16/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · derivative · entry 8 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-02-15 F4 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 1,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · derivative · entry 7 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Underlying: Common Stock · 1,417 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · derivative · entry 6 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $548.50 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · derivative · entry 5 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2029-02-15 F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · nonDerivative · entry 4 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,022 F2 · kind: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · nonDerivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,725 F1 · kind: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 1,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-19-000018 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:41 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,833 | $0.00 Strike: $111.43 | $0.00 |
DisclosureSEC source: 0001035267-19-000013 · edgardoc.xml · derivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,833 Underlying: Common Stock · 40,833 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:41 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 28,152 | $520.47 | $14,652,189.80 |
DisclosureSEC source: 0001035267-19-000013 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,300 F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. F2 · price: The average selling price for the transactions was $520.467064 The shares sold at: $518.00 - $518.99 = 6,498; shares; $519.00 - $519.99 = 2,942 shares; $520.00 - $520.99 = 6,959 shares; $521.00 - $521.99 = 7,587 shares; $522.00 - $522.99 = 1,094 shares; $523.00 - $523.99 = 3,072 shares. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:41 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 40,833 | $111.43 | $4,550,155.94 |
DisclosureSEC source: 0001035267-19-000013 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:26 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,834 | $0.00 Strike: $111.43 | $0.00 |
DisclosureSEC source: 0001035267-18-000141 · edgardoc.xml · derivative · entry 4 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,666 Underlying: Common Stock · 40,834 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:26 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000141 · edgardoc.xml · nonDerivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,619 F2 · kind: The shares were donated to a Donor Advised (TIMBO) Fund in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:26 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 28,085 | $542.78 | $15,243,920.13 |
DisclosureSEC source: 0001035267-18-000141 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,619 F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 00:26 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 40,834 | $111.43 | $4,550,267.37 |
DisclosureSEC source: 0001035267-18-000141 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 14:49 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $522.77 | $0.00 |
DisclosureSEC source: 0001035267-18-000112 · edgardoc.xml · derivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2028-08-15 F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 00:58 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $35.76 | $0.00 |
DisclosureSEC source: 0001035267-18-000107 · edgardoc.xml · derivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 00:58 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 35,672 | $520.24 | $18,557,872.86 |
DisclosureSEC source: 0001035267-18-000107 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,870 F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on October 31, 2018 Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 00:58 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 60,000 | $35.76 | $2,145,402.00 |
DisclosureSEC source: 0001035267-18-000107 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2018 Filed May 24, 2018 23:22 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 1,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018878 · form4.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 F1 · security: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 23:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $35.76 | $0.00 |
DisclosureSEC source: 0001035267-18-000066 · edgardoc.xml · derivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 23:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 36,642 | $446.96 | $16,377,673.21 |
DisclosureSEC source: 0001035267-18-000066 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,542 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on October 31, 2017. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 23:56 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 60,000 | $35.76 | $2,145,402.00 |
DisclosureSEC source: 0001035267-18-000066 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · derivative · entry 7 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 6 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,184 F3 · kind: On 2/18/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the grant date on a one-for-one basis. On 2/18/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 5 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On 2/18/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the grant date on a one-for-one basis. On 2/18/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 2,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · derivative · entry 8 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599 Underlying: Common Stock · 2,600 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 4 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,239 F2 · kind: On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the grant date on a one-for-one basis. On 2/17/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the grant date on a one-for-one basis. On 2/17/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · derivative · entry 9 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Underlying: Common Stock · 3,375 shares Expires 2020-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 1,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,929 F1 · kind: On 2/16/16, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/16/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 19:32 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000030 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On 2/16/16, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/16/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantRestricted Stock Units · Derivative | 5,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000017 · edgardoc.xml · derivative · entry 5 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,667 Underlying: Common Stock · 5,667 shares Expires 2022-02-15 F3 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 2,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000017 · edgardoc.xml · derivative · entry 4 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,001 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $418.56 | $0.00 |
DisclosureSEC source: 0001035267-18-000017 · edgardoc.xml · derivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2028-02-15 F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Tax withholdingCommon Stock | 993 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000017 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,228 F1 · kind: On 2/15/2017, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 18:16 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000017 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On 2/15/2017, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/18, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:46 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 7,724 | $414.50 | $3,201,606.50 |
DisclosureSEC source: 0001035267-18-000016 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,220 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on October 31, 2017. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $35.76 | $0.00 |
DisclosureSEC source: 0001035267-18-000015 · edgardoc.xml · derivative · entry 3 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 60,000 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 28,525 | $414.50 | $11,823,643.88 |
DisclosureSEC source: 0001035267-18-000015 · edgardoc.xml · nonDerivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,944 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on October 31, 2017. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:52 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 60,000 | $35.76 | $2,145,402.00 |
DisclosureSEC source: 0001035267-18-000015 · edgardoc.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:11 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 6,750 | $0.00 Strike: $231.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005147 · doc1.xml · derivative · entry 2 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires 2026-08-15 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F3 · derivative.exercise_date: The option was vesting as to 7/48th of the shares one month following 8/15/2016 and 1/48th monthly thereafter immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:11 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 4,119 | $0.00 Strike: $178.39 | $0.00 |
DisclosureSEC source: 0001140361-18-005147 · doc1.xml · derivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,631 Underlying: Common Stock · 4,119 shares Expires 2026-02-16 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: The remaining shares subject to the option will continue to vest as to 1/8th of the shares six months following 2/16/2016 and 1/48th monthly thereafter. Read SEC document |
| December 01, 2017 Filed Dec 6, 2017 00:57 UTC | ILLUMINA, INC. ILMN · Entity 3137 | GrantCommon Stock | 3,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034000 · form4.xml · nonDerivative · entry 1 GUTHART GARY S · CIK 0001280628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,552 F1 · shares: Grant of restricted stock units with 25% of the shares subject to the award vesting on each of the first, second, third and fourth anniversaries of the date of grant, subject to the awardee's continuing to be a service provider on such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.