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person · Reporting owner

GUTHART GARY S

Disclosed activity across 2 companies

Tapewire entity
14315
SEC CIK
0001280628

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ILLUMINA, INC.ILMN · Entity 3137DirectorMay 21, 2025May 23, 2025
INTUITIVE SURGICAL INCISRG · Entity 2878DirectorAugust 11, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ILLUMINA, INC.

Report date May 21, 2025 · Filed May 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,430 Reported balance After 2025-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-05-21 · Grant · Acquired 3,780 · Balance 16,430

F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

F2: In connection with Illumina's spin out of Grail, Inc., which was completed on June 24, 2024, all unvested equity award units were adjusted pursuant to Illumina's Amended and Restated 2015 Stock and Incentive Plan. Dr. Guthart's unvested RSUs were increased by 53 units as a result of such adjustment.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

F2: In connection with Illumina's spin out of Grail, Inc., which was completed on June 24, 2024, all unvested equity award units were adjusted pursuant to Illumina's Amended and Restated 2015 Stock and Incentive Plan. Dr. Guthart's unvested RSUs were increased by 53 units as a result of such adjustment.

INTUITIVE SURGICAL INC

Report date August 11, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust1,245,679 Reported balance After 2026-08-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-11 · Sale · Disposed 10,000 · Balance 1,245,679

F1: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2027.

Common StockSEC Table I · non-derivativeIndirectTrust FBO Daughter15,720 Reported balance Holding disclosure · report date 2026-08-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,720

Common StockSEC Table I · non-derivativeIndirectTrust FBO Son15,720 Reported balance Holding disclosure · report date 2026-08-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,720

Filing footnotes · ownership attribution and instrument terms

F1: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · derivative · entry 10

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 6

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 5

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 4

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 992 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,988

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:07 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-21-000032 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:21 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $168.41 $0.00
Disclosure

SEC source: 0001035267-21-000023 · edgardoc.xml · derivative · entry 6

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:21 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 11,020 $762.14 $8,398,758.56
Disclosure

SEC source: 0001035267-21-000023 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $753.66 to $765.98,inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:21 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 14,000 $168.41 $2,357,740.00
Disclosure

SEC source: 0001035267-21-000023 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 2,900 $758.41 $2,199,393.93
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 7

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust FBO Son

Disclosed balance after: 11,600

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $753.89 to $764.48, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 2,900 $758.34 $2,199,188.32
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 5

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust FBO Daughte

Disclosed balance after: 11,600

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $753.89 to $764.48, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $168.41 $0.00
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · derivative · entry 8

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 14,000 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F7 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GiftCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 6

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust FBO Son

Disclosed balance after: 14,500

F4 · kind: The family trust gifted 6,800 shares to a Donor Advised (TIMBO) Fund and 29,000 to two trusts for the benefit of the reporting person's children.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GiftCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 4

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust FBO Daughte

Disclosed balance after: 14,500

F4 · kind: The family trust gifted 6,800 shares to a Donor Advised (TIMBO) Fund and 29,000 to two trusts for the benefit of the reporting person's children.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GiftCommon Stock 35,800 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 108,757

F4 · kind: The family trust gifted 6,800 shares to a Donor Advised (TIMBO) Fund and 29,000 to two trusts for the benefit of the reporting person's children.

F2 · balance_after: Previous filings made by the Reporting Person following September 27, 2005 reflected shares indirectly held by the family trust as directly held shares in Table 1. This Form 4 accurately reflects the number of shares held directly and indirectly by the Reporting Person. Except as noted in this footnote, all other information disclosed in the Reporting Person's original Form 4s filed with the SEC was accurately reported.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 11,114 $761.76 $8,466,228.43
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,197

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $755.71 to $764.45, inclusive. The Reporting Person hereby undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Previous filings made by the Reporting Person following September 27, 2005 reflected shares indirectly held by the family trust as directly held shares in Table 1. This Form 4 accurately reflects the number of shares held directly and indirectly by the Reporting Person. Except as noted in this footnote, all other information disclosed in the Reporting Person's original Form 4s filed with the SEC was accurately reported.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 14,000 $168.41 $2,357,740.00
Disclosure

SEC source: 0001035267-20-000182 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2021.

F2 · balance_after: Previous filings made by the Reporting Person following September 27, 2005 reflected shares indirectly held by the family trust as directly held shares in Table 1. This Form 4 accurately reflects the number of shares held directly and indirectly by the Reporting Person. Except as noted in this footnote, all other information disclosed in the Reporting Person's original Form 4s filed with the SEC was accurately reported.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 00:40 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,731 $0.00 Strike: $727.01 $0.00
Disclosure

SEC source: 0001035267-20-000144 · edgardoc.xml · derivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

Underlying: Common Stock · 7,731 shares

Expires 2030-08-28

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.

Read SEC document
May 27, 2020 Filed May 28, 2020 22:09 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018085 · form4.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,715

F1 · security: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,875 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,875 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 23,430 $510.38 $11,958,147.17
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,868

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · price: The average selling price for the transactions was $510.377630.The shares sold at: $504.765 = 100 shares; $506.70 - $506.93 = 479 shares; $507.09 - $507.99 = 1,029 shares; $508.65 - $508.67 = 2,100 shares; $509 - $509.98 = 3,598 shares; $510 - $510.94 = 6,998 shares; $511 - $511.99 = 3,100 shares; $512 - $512.66 = 6,026 shares.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 31,875 $113.73 $3,625,143.75
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:45 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GrantRestricted Stock Units · Derivative 5,154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005410 · doc1.xml · derivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,154

Underlying: Common Stock · 5,154 shares

Expires 2024-02-28

F2 · derivative.exercise_date: Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:45 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,732 $0.00 Strike: $533.96 $0.00
Disclosure

SEC source: 0001567619-20-005410 · doc1.xml · derivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732

Underlying: Common Stock · 7,732 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · derivative · entry 9

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,375 shares

Expires 2020-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 1,674 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 8

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,423

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 3,375 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 7

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · derivative · entry 12

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionRestricted Stock Units · Derivative 1,417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · derivative · entry 11

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Underlying: Common Stock · 1,417 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.

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February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · derivative · entry 10

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU granted represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period.

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February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 6

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,722

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

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February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 5

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 992 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 4

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,008

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Tax withholdingCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,000

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:08 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000046 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs vest 25% per year over a four year period, commencing on the first anniversary of the grant date. RSUs convert into common stock on the vest date on a one-for-one basis. 25 % of the shares have been released and a portion of the shares were held back to cover the statutory tax withholding requirements. The net shares were deposited into the holders account.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:31 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,875 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-20-000030 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Underlying: Common Stock · 31,875 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

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February 05, 2020 Filed Feb 6, 2020 17:31 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 22,233 $576.56 $12,818,678.49
Disclosure

SEC source: 0001035267-20-000030 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,370

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · price: The average selling price for the transactions was $576.560879.The shares sold at:$573.48 to $573.98 = 834 shares;$574 to 574.98 = 5,880 shares; $575 to $575.95 = 3,512 shares; $576.05 to $576.93 = 2,457 shares; $577.09 to $599.99 = 5,591 shares; $578.16 to $578.87 = 528 shares; $579.03 to $579.96 = 2,320 shares; $580.29 to $580.94 = 700 shares; $581.36 to $582 = 411 shares.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:31 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 31,875 $113.73 $3,625,143.75
Disclosure

SEC source: 0001035267-20-000030 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 18:50 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000158 · edgardoc.xml · nonDerivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,728

F3 · kind: The shares were donated to a Donor Advised (TIMBO) Fund in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 18:50 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,875 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-19-000158 · edgardoc.xml · derivative · entry 4

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Common Stock · 31,875 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 18:50 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 22,377 $582.12 $13,026,083.58
Disclosure

SEC source: 0001035267-19-000158 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,728

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · price: The average selling price for the transactions was $582.1183 The shares sold at: $579.00 to $579.99 = 878 shares; $580.00 to $580.99 = 4,613 shares; $581.00 - $581.99 = 4,676 shares; $582.00 - $582.99 = 5,680 shares; $583.00 - $583.99 = 4,530 shares; $584.00 - $584.99 = 1,900 shares; $585.00 - $585.99 = 100 shares.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 18:50 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 31,875 $113.73 $3,625,143.75
Disclosure

SEC source: 0001035267-19-000158 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:45 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $499.87 $0.00
Disclosure

SEC source: 0001035267-19-000126 · edgardoc.xml · derivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:25 UTC ILLUMINA, INC. ILMN · Entity 3137 GrantCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020250 · form4.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752

F1 · security: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

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May 23, 2019 Filed May 29, 2019 00:36 UTC ILLUMINA, INC. ILMN · Entity 3137 Tax withholdingCommon Stock 589 $308.97 $181,983.33
Disclosure

SEC source: 0001127602-19-020064 · form4.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,454

Read SEC document
May 06, 2019 Filed May 7, 2019 16:34 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,833 $0.00 Strike: $111.43 $0.00
Disclosure

SEC source: 0001035267-19-000073 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,833 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
May 06, 2019 Filed May 7, 2019 16:34 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 SaleCommon Stock 22,636 $501.48 $11,351,596.35
Disclosure

SEC source: 0001035267-19-000073 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,230

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · price: The average selling price for the transactions was $501.484245 The shares sold at: $496.00 - $496.99 = 50 shares; $497.00 to $497.99 = 400 shares; $498.00 to $498.99 = 600 shares; $499.00 to $499.99 = 2,850 shares; $500.00 to $500.99 = 3,167 shares; $501.00 to $501.99 = 9,019; shares;$502.00 to $502.99 = 3,300 shares; $503.00 to $503.99 = 3,250 shares;

Read SEC document
May 06, 2019 Filed May 7, 2019 16:34 UTC INTUITIVE SURGICAL INC ISRG · Entity 2878 Exercise / conversionCommon Stock 30,833 $111.43 $3,435,822.94
Disclosure

SEC source: 0001035267-19-000073 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.