Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | SVP, Global Business Services | February 09, 2021 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date February 09, 2021 · Filed February 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,835 |
Ending reported balance
After 2021-02-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-02-09 · Exercise / conversion · Acquired 1,250 · Balance 37,912 Row 2 · 2021-02-09 · Exercise / conversion · Acquired 2,150 · Balance 40,062 Row 3 · 2021-02-09 · Exercise / conversion · Acquired 1,500 · Balance 41,562 Row 4 · 2021-02-09 · Tax withholding · Disposed 3,727 · Balance 37,835 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $73.14 · Expires 2025-01-23 | Direct | 1,250 |
Reported balance
After 2021-02-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-02-09 · Exercise / conversion · Disposed 1,250 · Balance 1,250 F1: Exercisable in four equal annual installments beginning January 23, 2019. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $62.85 · Expires 2026-01-22 | Direct | 4,300 |
Reported balance
After 2021-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-09 · Exercise / conversion · Disposed 2,150 · Balance 4,300 F2: Exercisable in four equal annual installments beginning January 22, 2020. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $72.74 · Expires 2027-01-22 | Direct | 4,500 |
Reported balance
After 2021-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-02-09 · Exercise / conversion · Disposed 1,500 · Balance 4,500 F3: Exercisable in four equal annual installments beginning January 22, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercisable in four equal annual installments beginning January 23, 2019.
F2: Exercisable in four equal annual installments beginning January 22, 2020.
F3: Exercisable in four equal annual installments beginning January 22, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,500 | $0.00 Strike: $72.74 | $0.00 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · derivative · entry 7 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 1,500 shares Expires 2027-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2021. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 2,150 | $0.00 Strike: $62.85 | $0.00 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · derivative · entry 6 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 2,150 shares Expires 2026-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2020. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,250 | $0.00 Strike: $73.14 | $0.00 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · derivative · entry 5 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2025-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2019. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 3,727 | $121.63 | $453,315.01 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · nonDerivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,835 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,500 | $72.74 | $109,110.00 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 2,150 | $62.85 | $135,127.50 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,250 | $73.14 | $91,425.00 |
DisclosureSEC source: 0001209191-21-009590 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:53 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 3,976 | $121.84 | $484,435.84 |
DisclosureSEC source: 0001209191-21-009293 · doc4.xml · nonDerivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,662 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:53 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009293 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,638 F3 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2020-2022 performance cycle based upon partial satisfaction of vesting criteria for a performance based award. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:53 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009293 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,131 F2 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2019-2021 performance cycle based upon partial satisfaction of vesting criteria for a performance based award. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:53 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009293 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,182 F1 · shares: Represents the number of shares issued to the reporting person upon completion of the 2018 - 2020 performance cycle based upon satisfaction of the vesting criteria for a performance based award at the 200% level. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:32 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,250 | $0.00 Strike: $73.14 | $0.00 |
DisclosureSEC source: 0001209191-20-057576 · doc4.xml · derivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires 2025-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2019. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:32 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 1,119 | $90.69 | $101,482.11 |
DisclosureSEC source: 0001209191-20-057576 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,648 Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:32 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,250 | $73.14 | $91,425.00 |
DisclosureSEC source: 0001209191-20-057576 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 18:10 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 2,500 | $73.00 | $182,500.00 |
DisclosureSEC source: 0001209191-20-048593 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,517 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 16:05 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 2,546 | $72.50 | $184,585.00 |
DisclosureSEC source: 0001209191-20-048193 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,017 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 2,150 | $0.00 Strike: $62.85 | $0.00 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · derivative · entry 7 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 Underlying: Common Stock · 2,150 shares Expires 2026-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2020. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,550 | $0.00 Strike: $63.47 | $0.00 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · derivative · entry 6 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Underlying: Common Stock · 1,550 shares Expires 2024-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 24, 2018. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,525 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · derivative · entry 5 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,525 shares Expires 2023-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 4,787 | $68.89 | $329,776.43 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · nonDerivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,563 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 2,150 | $62.85 | $135,127.50 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,550 | $63.47 | $98,378.50 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 14:47 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,525 | $46.58 | $71,034.50 |
DisclosureSEC source: 0001209191-20-009482 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 15:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 4,888 | $66.78 | $326,420.64 |
DisclosureSEC source: 0001209191-20-008574 · doc4.xml · nonDerivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,125 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 15:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008574 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,013 F3 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2019-2021 performance cycle based upon partial satisfaction of vesting criteria for a performance based award. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 15:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008574 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,182 F2 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2018-2020 performance cycle based upon partial satisfaction of vesting criteria for a performance based award. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 15:39 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008574 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,648 F1 · shares: Represents the number of shares issued to the reporting person upon completion of the 2017 - 2019 performance cycle based upon satisfaction of the vesting criteria for a performance based award at the 200% level. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantStock Appreciation Right · Derivative | 6,000 | $0.00 Strike: $72.74 | $0.00 |
DisclosureSEC source: 0001209191-20-004671 · doc4.xml · derivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-01-22 F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2021. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:23 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 1,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004671 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,582 F1 · price: The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 22, 2021. Each restricted stock unit represents the contingent right to receive one share of common stock. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:15 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,250 | $0.00 Strike: $73.14 | $0.00 |
DisclosureSEC source: 0001209191-19-055155 · doc4.xml · derivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2025-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2019. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:15 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 661 | $79.50 | $52,549.50 |
DisclosureSEC source: 0001209191-19-055155 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,169 Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:15 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 1,181 | $79.46 | $93,842.26 |
DisclosureSEC source: 0001209191-19-055155 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,830 Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:15 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,250 | $73.14 | $91,425.00 |
DisclosureSEC source: 0001209191-19-055155 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 8, 2019 19:09 UTC Amendment | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,250 | $0.00 Strike: $73.14 | $0.00 |
DisclosureSEC source: 0001209191-19-055784 · doc4a.xml · derivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2025-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2019. Read SEC document |
| November 04, 2019 Filed Nov 8, 2019 19:09 UTC Amendment | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 661 | $79.50 | $52,549.50 |
DisclosureSEC source: 0001209191-19-055784 · doc4a.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,154 Read SEC document |
| November 04, 2019 Filed Nov 8, 2019 19:09 UTC Amendment | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 1,196 | $79.46 | $95,034.16 |
DisclosureSEC source: 0001209191-19-055784 · doc4a.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,815 F1 · shares: The purpose of the amendment is to correct the number of shares previously reported as being withheld for tax purposes. Read SEC document |
| November 04, 2019 Filed Nov 8, 2019 19:09 UTC Amendment | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,250 | $73.14 | $91,425.00 |
DisclosureSEC source: 0001209191-19-055784 · doc4a.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:19 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 3,100 | $0.00 Strike: $63.47 | $0.00 |
DisclosureSEC source: 0001209191-19-028453 · doc4.xml · derivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Underlying: Common Stock · 3,100 shares Expires 2024-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 24, 2018. Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:19 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 2,877 | $73.11 | $210,337.47 |
DisclosureSEC source: 0001209191-19-028453 · doc4.xml · nonDerivative · entry 2 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,761 Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:19 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 3,100 | $63.47 | $196,757.00 |
DisclosureSEC source: 0001209191-19-028453 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:42 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 3,300 | $68.00 | $224,400.00 |
DisclosureSEC source: 0001209191-19-013568 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,538 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 20:14 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 6,600 | $66.50 | $438,900.00 |
DisclosureSEC source: 0001209191-19-012924 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,838 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $67.00. The reporting person undertakes to provide, upon request, full information regarding the numnber of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 20:09 UTC | AGCO CORP /DE AGCO · Entity 3615 | SaleCommon Stock | 3,300 | $65.00 | $214,500.00 |
DisclosureSEC source: 0001209191-19-010065 · doc4.xml · nonDerivative · entry 1 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,438 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,525 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · derivative · entry 9 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525 Underlying: Common Stock · 1,525 shares Expires 2023-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionStock Appreciation Right · Derivative | 1,675 | $0.00 Strike: $43.88 | $0.00 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · derivative · entry 8 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,675 shares Expires 2022-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 21, 2016. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 2,703 | $62.84 | $169,856.52 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 7 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,738 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,525 | $46.58 | $71,034.50 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 6 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Exercise / conversionCommon Stock | 1,675 | $43.88 | $73,499.00 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 5 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | Tax withholdingCommon Stock | 8,670 | $63.40 | $549,678.00 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 4 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,241 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:03 UTC | AGCO CORP /DE AGCO · Entity 3615 | GrantCommon Stock | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 3 Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,911 F3 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2018-2020 performance cycle based upon partial satisfaction of vesting criteria for a performance based award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.