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person · Reporting owner

Smith Lucinda B

Disclosed activity across 1 company

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142824
SEC CIK
0001452612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGCO CORP /DEAGCO · Entity 3615SVP, Global Business ServicesFebruary 09, 2021February 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGCO CORP /DE

Report date February 09, 2021 · Filed February 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,835 Ending reported balance After 2021-02-09 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-02-09 · Exercise / conversion · Acquired 1,250 · Balance 37,912

Row 2 · 2021-02-09 · Exercise / conversion · Acquired 2,150 · Balance 40,062

Row 3 · 2021-02-09 · Exercise / conversion · Acquired 1,500 · Balance 41,562

Row 4 · 2021-02-09 · Tax withholding · Disposed 3,727 · Balance 37,835

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $73.14 · Expires 2025-01-23Direct1,250 Reported balance After 2021-02-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-02-09 · Exercise / conversion · Disposed 1,250 · Balance 1,250

F1: Exercisable in four equal annual installments beginning January 23, 2019.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $62.85 · Expires 2026-01-22Direct4,300 Reported balance After 2021-02-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-02-09 · Exercise / conversion · Disposed 2,150 · Balance 4,300

F2: Exercisable in four equal annual installments beginning January 22, 2020.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $72.74 · Expires 2027-01-22Direct4,500 Reported balance After 2021-02-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-02-09 · Exercise / conversion · Disposed 1,500 · Balance 4,500

F3: Exercisable in four equal annual installments beginning January 22, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Exercisable in four equal annual installments beginning January 23, 2019.

F2: Exercisable in four equal annual installments beginning January 22, 2020.

F3: Exercisable in four equal annual installments beginning January 22, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 12, 2019 21:03 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 3,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,379

F2 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2017-2019 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 21:03 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009265 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,313

F1 · shares: Represents the number of shares issued to the reporting person upon completion of the 2016 - 2018 performance cycle based upon satisfaction of the vesting criteria for a performance based award at the 155.666% level.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:26 UTC AGCO CORP /DE AGCO · Entity 3615 GrantStock Appreciation Right · Derivative 8,600 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-19-005106 · doc4.xml · derivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 8,600 shares

Expires 2026-01-22

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2020.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 19:26 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 2,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005106 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,163

F1 · price: The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 22, 2020. Each restricted stock unit represents the contingent right to receive one share of common stock.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:28 UTC AGCO CORP /DE AGCO · Entity 3615 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032252 · doc4.xml · nonDerivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,123

Read SEC document
May 21, 2018 Filed May 22, 2018 19:28 UTC AGCO CORP /DE AGCO · Entity 3615 SaleCommon Stock 1,500 $68.50 $102,750.00
Disclosure

SEC source: 0001209191-18-032252 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,373

Read SEC document
February 28, 2018 Filed Mar 2, 2018 18:40 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 3,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015446 · doc4.xml · nonDerivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,873

F2 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2017-2019 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

F2 · price: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2017-2019 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 18:40 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 2,658 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015446 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,805

F1 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2016-2018 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

F1 · price: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2016-2018 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 1,525 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · derivative · entry 7

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 1,525 shares

Expires 2023-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 1,675 $0.00 Strike: $43.88 $0.00
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · derivative · entry 6

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires 2022-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 21, 2016.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 1,350 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · derivative · entry 5

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,350 shares

Expires 2021-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2015.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Tax withholdingCommon Stock 3,827 $67.99 $260,197.73
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · nonDerivative · entry 4

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,147

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 1,525 $46.58 $71,034.50
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · nonDerivative · entry 3

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 1,675 $43.88 $73,499.00
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · nonDerivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 18:59 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 1,350 $55.23 $74,560.50
Disclosure

SEC source: 0001209191-18-009487 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:30 UTC AGCO CORP /DE AGCO · Entity 3615 Tax withholdingCommon Stock 783 $67.70 $53,009.10
Disclosure

SEC source: 0001209191-18-008829 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,424

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:27 UTC AGCO CORP /DE AGCO · Entity 3615 GrantStock Appreciation Right · Derivative 5,000 $0.00 Strike: $73.14 $0.00
Disclosure

SEC source: 0001209191-18-005324 · doc4.xml · derivative · entry 2

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-01-23

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2019.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 17:27 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005324 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,207

F1 · price: The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 23, 2019. Each restricted stock unit represents the contingent right to receive one share of common stock.

F2 · balance_after: Includes 4 shares representing dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units originally awarded on January 21, 2015 and reported on Form 4 filed on January 23, 2015.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 17:28 UTC AGCO CORP /DE AGCO · Entity 3615 SaleCommon Stock 1,000 $73.00 $73,000.00
Disclosure

SEC source: 0001209191-17-048211 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,877

Read SEC document
May 18, 2017 Filed May 24, 2017 19:06 UTC AGCO CORP /DE AGCO · Entity 3615 GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034881 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,877

Read SEC document
May 05, 2017 Filed May 5, 2017 19:36 UTC AGCO CORP /DE AGCO · Entity 3615 SaleCommon Stock 5,000 $64.00 $320,000.00
Disclosure

SEC source: 0001209191-17-030266 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,977

Read SEC document
February 28, 2017 Filed Mar 1, 2017 18:54 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 2,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015681 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,977

F1 · shares: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2016-2018 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

F1 · price: Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2016-2018 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 16:23 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 9,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010951 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,225

F1 · price: Upon the achievement of performance criteria, the reporting person was awarded restricted stock units that will vest on December 31, 2018. Each restricted stock unit represents the contingent right to receive one share of common stock.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 1,525 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 14

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 1,525 shares

Expires 2023-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreicaiton Right · Derivative 3,350 $0.00 Strike: $43.88 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 13

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 3,350 shares

Expires 2022-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 21, 2016.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 4,050 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 12

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 4,050 shares

Expires 2021-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2015.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 5,700 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 11

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,700 shares

Expires 2020-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2014.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 5,400 $0.00 Strike: $52.94 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 10

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 25, 2013.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionStock Appreciation Right · Derivative 3,500 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · derivative · entry 9

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Tax withholdingCommon Stock 20,976 $64.74 $1,357,986.24
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 8

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,150

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 1,525 $46.58 $71,034.50
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 7

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 3,350 $43.88 $146,998.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 6

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 4,050 $55.23 $223,681.50
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 5

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 5,700 $51.84 $295,488.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 4

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 5,400 $52.94 $285,876.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 3

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Exercise / conversionCommon Stock 3,500 $52.29 $183,015.00
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 2

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:35 UTC AGCO CORP /DE AGCO · Entity 3615 Tax withholdingCommon Stock 589 $64.32 $37,884.48
Disclosure

SEC source: 0001209191-17-010011 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,601

Read SEC document
January 24, 2017 Filed Jan 26, 2017 17:52 UTC AGCO CORP /DE AGCO · Entity 3615 GrantStock Appreciation Right · Derivative 6,200 $0.00 Strike: $63.47 $0.00
Disclosure

SEC source: 0001209191-17-005667 · doc4.xml · derivative · entry 2

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 6,200 shares

Expires 2024-01-24

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 24, 2018.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 17:52 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005667 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,190

F1 · price: The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 24, 2018. Each restricted stock unit represents the contingent right to receive one share of common stock.

F2 · balance_after: Includes 8 shares representing dividend equivalents accrued through the transaction date in the form of additional restricted stock units that vest and are paid at the same time and in the same manner as the underlying restricted stock units originally awarded on January 21, 2015 and reported on Form 4 filed on January 23, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.