Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Executive Vice President | February 10, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNC FINANCIAL SERVICES GROUP, INC.
Report date February 10, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $5 Par Common StockSEC Table I · non-derivative | Direct | 34,465 |
Reported balance
After 2021-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-10 · Grant · Acquired 8,083 · Balance 34,465 F1: On February 10, 2021, 8,083 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance share units granted to the reporting person on February 15, 2018 (the "2018 PSUs"), following approval by the Personnel and Compensation Committee of a payout of 107.69% based on achievement against performance criteria established under the award. Pursuant to the award, the 2018 PSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. F2: Includes an aggregate of 982 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| $5 Par Common StockSEC Table I · non-derivative | Direct | 31,861 |
Reported balance
After 2021-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-10 · Tax withholding · Disposed 2,604 · Balance 31,861 F3: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2021, 8,083 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance share units granted to the reporting person on February 15, 2018 (the "2018 PSUs"), following approval by the Personnel and Compensation Committee of a payout of 107.69% based on achievement against performance criteria established under the award. Pursuant to the award, the 2018 PSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash.
F2: Includes an aggregate of 982 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 12, 2021 23:03 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 2,604 | $160.11 | $416,926.44 |
DisclosureSEC source: 0001209191-21-010375 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,861 F3 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 PSUs. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:03 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 8,083 | $160.11 | $1,294,169.13 |
DisclosureSEC source: 0001209191-21-010375 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,465 F1 · kind: On February 10, 2021, 8,083 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance share units granted to the reporting person on February 15, 2018 (the "2018 PSUs"), following approval by the Personnel and Compensation Committee of a payout of 107.69% based on achievement against performance criteria established under the award. Pursuant to the award, the 2018 PSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. F2 · balance_after: Includes an aggregate of 982 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:44 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 471 | $154.13 | $72,595.23 |
DisclosureSEC source: 0001209191-20-010576 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,399 F4 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2017 PRSUs. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:44 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 1,082 | $154.13 | $166,768.66 |
DisclosureSEC source: 0001209191-20-010576 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,870 F3 · kind: On February 16, 2020, 1,082 shares of PNC common stock vested pursuant to an award of performance-based restricted share units granted to the reporting person on February 16, 2017 (the "2017 PRSUs"), following approval by the Committee of a payout of 125.00% based on achievement against performance criteria established under the award. Pursuant to the award, the 2017 PRSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 686 | $154.13 | $105,733.18 |
DisclosureSEC source: 0001209191-20-010576 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,788 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 RSUs. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:44 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 1,668 | $154.13 | $257,088.84 |
DisclosureSEC source: 0001209191-20-010576 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,474 F1 · kind: On February 15, 2020, 1,668 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of restricted stock units granted to the reporting person on February 15, 2018 (the "2018 RSUs"), following approval by the Personnel and Compensation Committee (the "Committee") of a payout of 100% based on the satisfaction of the reporting person's service requirements and achievement against the risk-based performance criteria established under the award. Pursuant to the award, the 2018 RSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 987 | $155.32 | $153,300.84 |
DisclosureSEC source: 0001209191-20-010296 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,806 F4 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2017 IPUs. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 3,465 | $155.32 | $538,183.80 |
DisclosureSEC source: 0001209191-20-010296 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,793 F3 · kind: On February 13, 2020, 3,465 shares of PNC common stock vested pursuant to an award of incentive performance units granted to the reporting person on February 16, 2017 (the "2017 IPUs"), following approval by the Committee of a payout of 110.18% based on achievement against performance criteria established under the award. Pursuant to the award, the 2017 IPUs pay out in shares of PNC common stock up to the target amount and in cash for the amount above target, and any accrued dividend equivalents are paid out in cash. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 731 | $155.32 | $113,538.92 |
DisclosureSEC source: 0001209191-20-010296 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,328 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2019 RSUs. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 2,469 | $155.32 | $383,485.08 |
DisclosureSEC source: 0001209191-20-010296 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,059 F1 · kind: On February 13, 2020, 2,469 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of restricted stock units granted to the reporting person on February 13, 2019 (the "2019 RSUs"), following approval by the Personnel and Compensation Committee (the "Committee") of a payout of 100% based on the satisfaction of the reporting person's service requirements and achievement against the risk-based performance criteria established under the award. Pursuant to the award, the 2019 RSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 18:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 303 | $154.79 | $46,901.37 |
DisclosureSEC source: 0001209191-20-009119 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,590 F3 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2016 PRSUs. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 18:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 1,000 | $154.79 | $154,790.00 |
DisclosureSEC source: 0001209191-20-009119 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,893 F1 · kind: On February 11, 2020, 1,000 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance-based restricted share units granted to the reporting person on February 11, 2016 (the "2016 PRSUs"), following approval by the Personnel and Compensation Committee of a payout of 125.00% based on achievement against performance criteria established under the award. Pursuant to the award, the 2016 PRSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. F2 · balance_after: Includes an aggregate of 143 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 8,000 | $0.00 Strike: $60.70 | $0.00 |
DisclosureSEC source: 0001209191-19-060164 · doc4.xml · derivative · entry 5 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: $5 Par Common Stock · 8,000 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 2,000 | $0.00 Strike: $64.21 | $0.00 |
DisclosureSEC source: 0001209191-19-060164 · doc4.xml · derivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $5 Par Common Stock · 2,000 shares Expires 2021-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 10,000 | $155.00 | $1,550,000.00 |
DisclosureSEC source: 0001209191-19-060164 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 F2 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 8,000 | $60.70 | $485,600.00 |
DisclosureSEC source: 0001209191-19-060164 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 16:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 2,000 | $64.21 | $128,420.00 |
DisclosureSEC source: 0001209191-19-060164 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes an aggregate of 144 shares of The PNC Financial Services Group, Inc. ("PNC") common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 19:18 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $64.21 | $0.00 |
DisclosureSEC source: 0001209191-19-053765 · doc4.xml · derivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: $5 Par Common Stock · 10,000 shares Expires 2021-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 19:18 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 10,000 | $145.00 | $1,450,000.00 |
DisclosureSEC source: 0001209191-19-053765 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,606 F1 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019. F2 · balance_after: Includes an aggregate of 284 shares of The PNC Financial Services Group, Inc. ("PNC") common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 19:18 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 10,000 | $64.21 | $642,100.00 |
DisclosureSEC source: 0001209191-19-053765 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Oct 22, 2019 19:18 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Gift$5 Par Common Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053765 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,453 Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 6,000 | $0.00 Strike: $64.21 | $0.00 |
DisclosureSEC source: 0001209191-19-026359 · doc4.xml · derivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: $5 Par Common Stock · 6,000 shares Expires 2021-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 6,000 | $135.00 | $810,000.00 |
DisclosureSEC source: 0001209191-19-026359 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,747 F1 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2019. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 17:47 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 6,000 | $64.21 | $385,260.00 |
DisclosureSEC source: 0001209191-19-026359 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 205 | $124.15 | $25,450.75 |
DisclosureSEC source: 0001209191-19-011470 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,747 F4 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the shares of PNC common stock that vested on February 16, 2019 pursuant to the award of performance based restricted share units granted on February 16, 2017. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011470 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,952 F3 · kind: On February 16, 2019, 718 shares of PNC common stock vested following approval by the Committee on January 30, 2019 of a payout of 83.02% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The shares vested pursuant to an award granted on February 16, 2017, expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. Pursuant to the award, the share units pay out, if at all, in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target) based on PNC total shareholder return for the prior fiscal year. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 476 | $124.15 | $59,095.40 |
DisclosureSEC source: 0001209191-19-011470 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,234 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the shares of PNC common stock that vested on February 15, 2019 pursuant to the award of restricted share units granted on February 15, 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 1,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011470 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,710 F1 · kind: On February 15, 2019, 1,668 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested following approval by the Personnel and Compensation Committee of the PNC Board of Directors (the "Committee") on January 30, 2019 of a payout of 100% based on the satisfaction of the reporting person's service requirements and the organization's risk-based performance against established criteria as of the last day of the performance year. The shares vested pursuant to an award granted on February 15, 2018, expressed as a number of share units, with payout contingent on achievement of risk-related performance criteria. Pursuant to the award, the share units pay out, if at all, in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Subject to the Committee's discretion, the number of share units may be reduced (down to 0%) but may not exceed 100%. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:32 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 139 | $121.48 | $16,885.72 |
DisclosureSEC source: 0001209191-19-010733 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,042 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 13, 2019 under the award granted in the first quarter of 2015. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:32 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010733 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,181 F1 · kind: On February 13, 2019, 498 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The shares vested pursuant to an award granted in the first quarter of 2015, expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. Pursuant to the award, the share units pay out, if at all, in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 02:01 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 953 | $123.15 | $117,361.95 |
DisclosureSEC source: 0001209191-19-009939 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,742 F5 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the shares of PNC common stock that vested on February 12, 2019 pursuant to the award of incentive performance units granted on February 11, 2016. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 02:01 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 3,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009939 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,695 F4 · kind: On February 12, 2019, 3,281 shares of PNC common stock vested following approval by the Committee on the same date of a payout of 102.61% based on performance against established criteria of previously granted incentive performance units to the reporting person. The shares vested pursuant to an award granted on February 11, 2016, expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. Pursuant to the award, the share units pay out, if at all, in shares of PNC common stock up to the target amount and in cash for the amount above target, and any accrued dividend equivalents are paid out in cash. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 21:42 UTC Amendment | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 931 | $123.15 | $114,652.65 |
DisclosureSEC source: 0001209191-19-010649 · doc4a.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,683 F1 · balance_after: The previously filed Form 4 is being amended to correct an inadvertent error in (i) the number of shares withheld for taxes upon vesting of the performance based restricted share units, (ii) the number of shares that vested pursuant to the award of incentive performance units, (iii) the number of shares withheld for taxes upon vesting of the incentive performance units and (iv) the amount of securities beneficially owned following the reported transactions. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 21:42 UTC Amendment | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 3,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010649 · doc4a.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,614 Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:01 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 225 | $121.57 | $27,353.25 |
DisclosureSEC source: 0001209191-19-009939 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,414 F3 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the shares of PNC common stock that vested on February 11, 2019 pursuant to the award of performance based restricted share units granted on February 11, 2016. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:01 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009939 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,639 F1 · kind: On February 11, 2019, 664 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested following approval by the Personnel and Compensation Committee of the PNC Board of Directors (the "Committee") on January 30, 2019 of a payout of 125% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The shares vested pursuant to an award granted on February 11, 2016, expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. Pursuant to the award, the share units pay out, if at all, in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target) based on PNC total shareholder return for the prior fiscal year. F2 · balance_after: Includes an aggregate of 107 shares of The PNC Financial Services Group, Inc. ("PNC") common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 5. Read SEC document |
| February 11, 2019 Filed Feb 15, 2019 21:42 UTC Amendment | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 223 | $121.57 | $27,110.11 |
DisclosureSEC source: 0001209191-19-010649 · doc4a.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,416 Read SEC document |
| August 02, 2018 Filed Jan 15, 2019 22:05 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Gift$5 Par Common Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-003748 · doc5.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,868 F1 · balance_after: Includes an aggregate of 266 shares of The PNC Financial Services Group, Inc. ("PNC") common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 18:25 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 249 | $158.55 | $39,478.95 |
DisclosureSEC source: 0001209191-18-018419 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,027 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on March 7, 2018 and granted in the first quarter of 2014. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 18:25 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018419 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,276 F1 · kind: On March 7, 2018, 571 shares of PNC Common stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made in the first quarter of 2014 and expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 20:50 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 309 | $159.08 | $49,155.72 |
DisclosureSEC source: 0001209191-18-011870 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,705 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 16, 2018 and granted on February 16, 2017. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 20:50 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011870 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,014 F1 · kind: On February 16, 2018, 1,082 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 29, 2018 of a payout of 125% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 16, 2017 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC total shareholder return for the prior fiscal year. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:50 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 142 | $153.29 | $21,767.18 |
DisclosureSEC source: 0001209191-18-010332 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,932 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 13, 2018 and granted in the first quarter of 2015. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:50 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010332 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,074 F1 · kind: On February 13, 2018, 498 shares of PNC Common stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made in the first quarter of 2015 and expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:54 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 306 | $151.71 | $46,423.26 |
DisclosureSEC source: 0001209191-18-009603 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,576 F3 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 11, 2018 and granted on February 11, 2016. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:54 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009603 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,882 F1 · kind: On February 11, 2018, 998 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 29, 2018 of a payout of 125% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 11, 2016 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC total shareholder return for the prior fiscal year. F2 · balance_after: Includes an aggregate of 56 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:39 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 17,000 | $0.00 Strike: $54.01 | $0.00 |
DisclosureSEC source: 0001209191-17-063225 · doc4.xml · derivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $5 Par Common Stock · 17,000 shares Expires 2020-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:39 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 17,000 | $138.88 | $2,360,897.10 |
DisclosureSEC source: 0001209191-17-063225 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,828 F2 · price: Represents the weighted average price of shares sold in multiple transactions with prices ranging from $138.875 to $138.88. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 21:39 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 17,000 | $54.01 | $918,170.00 |
DisclosureSEC source: 0001209191-17-063225 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2017 Filed Dec 1, 2017 21:39 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Gift$5 Par Common Stock | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063225 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,828 F1 · balance_after: Includes an aggregate of 191 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.