Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Executive Vice President | February 10, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNC FINANCIAL SERVICES GROUP, INC.
Report date February 10, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $5 Par Common StockSEC Table I · non-derivative | Direct | 34,465 |
Reported balance
After 2021-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-10 · Grant · Acquired 8,083 · Balance 34,465 F1: On February 10, 2021, 8,083 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance share units granted to the reporting person on February 15, 2018 (the "2018 PSUs"), following approval by the Personnel and Compensation Committee of a payout of 107.69% based on achievement against performance criteria established under the award. Pursuant to the award, the 2018 PSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash. F2: Includes an aggregate of 982 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| $5 Par Common StockSEC Table I · non-derivative | Direct | 31,861 |
Reported balance
After 2021-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-10 · Tax withholding · Disposed 2,604 · Balance 31,861 F3: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2021, 8,083 shares of The PNC Financial Services Group, Inc. ("PNC") common stock vested pursuant to an award of performance share units granted to the reporting person on February 15, 2018 (the "2018 PSUs"), following approval by the Personnel and Compensation Committee of a payout of 107.69% based on achievement against performance criteria established under the award. Pursuant to the award, the 2018 PSUs pay out in shares of PNC common stock, and any accrued dividend equivalents are paid out in cash.
F2: Includes an aggregate of 982 shares of PNC common stock acquired by the reporting person through dividend reinvestment under the PNC Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Represents shares withheld to cover the reporting person's tax liability in connection with the vesting of the 2018 PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 10, 2017 20:58 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 283 | $128.40 | $36,337.20 |
DisclosureSEC source: 0001209191-17-019826 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,277 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on March 8, 2017 and granted in the first quarter of 2013. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 20:58 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019826 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,560 F1 · kind: On March 8, 2017, 613 shares of PNC Common stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made in the first quarter of 2013 and expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 264 | $127.23 | $33,588.72 |
DisclosureSEC source: 0001209191-17-019531 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,947 F2 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on March 7, 2017 and granted in the first quarter of 2014. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:30 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019531 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,211 F1 · kind: On March 7, 2017, 571 shares of PNC Common stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made in the first quarter of 2014 and expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 16,000 | $0.00 Strike: $57.21 | $0.00 |
DisclosureSEC source: 0001209191-17-013675 · doc4.xml · derivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $5 Par Common Stock · 16,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 16,000 | $127.22 | $2,035,468.80 |
DisclosureSEC source: 0001209191-17-013675 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 F1 · price: Represents the weighted average price of shares sold in multiple transactions with prices ranging from $127.20 to $127.30. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 16,000 | $57.21 | $915,360.00 |
DisclosureSEC source: 0001209191-17-013675 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:52 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 156 | $124.42 | $19,409.52 |
DisclosureSEC source: 0001209191-17-010691 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 F5 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with performance based restricted share units awarded on February 13, 2017 and granted in the first quarter of 2015. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:52 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010691 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,796 F4 · kind: On February 13, 2017, 498 shares of PNC Common Stock vested based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made in the first quarter of 2015 and expressed as a number of share units, with payout contingent on achievement of related risk performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Prior to vesting, the number of share units and related dividend equivalents are subject to reduction based on risk performance criteria. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:52 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Tax withholding$5 Par Common Stock | 342 | $123.10 | $42,100.20 |
DisclosureSEC source: 0001209191-17-010691 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298 F3 · kind: Represents shares withheld to cover the reporting person's tax liability in connection with the performance based restricted share units awarded on February 11, 2017 and granted on February 11, 2016. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:52 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Grant$5 Par Common Stock | 998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010691 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 F1 · kind: On February 11, 2017, 998 shares of PNC Common Stock vested following the approval of the Personnel and Compensation Committee of the PNC Board of Directors on January 26, 2017 of a payout of 125% based on performance against established criteria of previously granted performance based restricted share units to the reporting person. The grant was made on February 11, 2016 and was expressed as a "target" number of share units, with payout contingent on PNC having achieved related performance criteria. The share units pay out, if at all, in shares of PNC Common Stock, with any accrued dividend equivalents being paid out in cash. Subject to the Committee's discretion, the target number of share units may be reduced (down to 75% of target) or increased (up to 125% of target), based on PNC total shareholder return for the prior fiscal year. F2 · balance_after: Includes an aggregate of 112 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 2,400 | $0.00 Strike: $75.85 | $0.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · derivative · entry 7 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $5 Par Common Stock · 2,400 shares Expires 2017-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative | 14,000 | $0.00 Strike: $72.65 | $0.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · derivative · entry 6 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: $5 Par Common Stock · 14,000 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Gift$5 Par Common Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · nonDerivative · entry 5 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,530 Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 2,400 | $92.92 | $223,017.60 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · nonDerivative · entry 4 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,080 Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 2,400 | $75.85 | $182,040.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · nonDerivative · entry 3 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Sale$5 Par Common Stock | 14,000 | $92.93 | $1,301,020.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · nonDerivative · entry 2 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,080 F2 · price: Represents the weighted average price of shares sold in multiple transactions with prices ranging from $92.92 to $92.97. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 19:11 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 14,000 | $72.65 | $1,017,100.00 |
DisclosureSEC source: 0001209191-16-146838 · doc4.xml · nonDerivative · entry 1 Rockey Joseph E · CIK 0001632527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes an aggregate of 58 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.