Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TYSON FOODS, INC.
Report date February 20, 2021 · Filed February 23, 2021
Section 16 reporting ended · disclosed 2021-02-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 58,040.614 |
Ending reported balance
After 2021-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-20 · Grant · Acquired 55.019 · Balance 57,988.739 F1: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. Row 2 · 2021-02-20 · Grant · Acquired 51.875 · Balance 58,040.614 F2: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.
F2: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 21, 2018 17:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 177.3411 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000133 · wf-form4_154281986824024.xml · nonDerivative · entry 2 Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 3,148.6969 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 18, 2018 Filed Nov 21, 2018 17:04 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 276.822 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000133 · wf-form4_154281986824024.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,750.2091 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") are achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; and 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 15:42 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 15,489 | $74.22 | $1,149,593.58 |
DisclosureSEC source: 0000100493-18-000044 · wf-form4_152147415271942.xml · nonDerivative · entry 3 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,474.2093 F2 · balance_after: Includes 8,666.748 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,381.476 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,186.163 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| March 08, 2018 Filed Mar 19, 2018 15:42 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 61.2405 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000044 · wf-form4_152147415271942.xml · nonDerivative · entry 2 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,971.3558 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 18, 2017 Filed Mar 19, 2018 15:42 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 78.318 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000044 · wf-form4_152147415271942.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,963.2093 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 8,666.748 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,381.476 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,186.163 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 29, 2017 Filed Nov 29, 2017 23:21 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 9,238 | $81.23 | $750,378.72 |
DisclosureSEC source: 0000100493-17-000176 · wf-form4_151199766152213.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,884.8913 F1 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,167.035 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 20,668.142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · derivative · entry 11 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,668.142 Underlying: Class A Common Stock · 20,668.142 shares Expires not disclosed F10 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F10 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 7,754 | $79.55 | $616,794.26 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 8 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,122.8913 F8 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,167.035 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 22,100 | $77.97 Strike: $77.97 | $1,723,137.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · derivative · entry 10 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100 Underlying: Class A Common Stock · 22,100 shares Expires 2027-11-17 F9 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 21,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · derivative · entry 9 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364 Underlying: Class A Common Stock · 21,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 21, 2014 the Reporting Person received a grant of 21,959 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 19,587.146 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.exercise_date: On November 21, 2014 the Reporting Person received a grant of 21,959 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 19,587.146 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.expiration_date: On November 21, 2014 the Reporting Person received a grant of 21,959 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 19,587.146 shares vested and are reported herein as acquired non-derivatives securities. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,167.035 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 7 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,876.8913 F7 · kind: Award of Class A Common Stock which vests on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metrics are achievement of a two year (fiscal 2018-2020) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metric is not achieved, the award expires. F8 · balance_after: Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,167.035 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 6 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,709.8563 F6 · kind: On November 17, 2017, 7,096.0863 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,977 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations. F1 · balance_after: Includes 7,096.0863 shares of Class A Common Stock which vested as described in footnote 5; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 5 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,686.8563 F5 · kind: Pursuant to an election made by the Reporting Person, 10,311 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations related to the vesting described in footnote 6. F1 · balance_after: Includes 7,096.0863 shares of Class A Common Stock which vested as described in footnote 5; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 19,587.146 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 4 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,903.8563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 21, 2014 the Reporting Person received a grant of 21,959 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 19,587.146 shares vested and are reported herein as acquired non-derivatives securities. F1 · balance_after: Includes 7,096.0863 shares of Class A Common Stock which vested as described in footnote 5; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 177.065 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 3 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,910.1153 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 19, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 242.041 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 2 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,316.7103 F2 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F1 · balance_after: Includes 7,096.0863 shares of Class A Common Stock which vested as described in footnote 5; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| August 09, 2017 Filed Nov 21, 2017 21:46 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GiftClass A Common Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000164 · wf-form4_151130078362265.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,074.6693 F1 · balance_after: Includes 7,096.0863 shares of Class A Common Stock which vested as described in footnote 5; 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 7,354.251 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 12,254 | $50.00 Strike: $50.00 | $612,700.00 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · derivative · entry 11 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,505 Underlying: Class A Common Stock · 12,254 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 24,833 | $42.26 Strike: $42.26 | $1,049,442.58 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · derivative · entry 10 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,833 Underlying: Class A Common Stock · 24,833 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 24,833 | $31.82 Strike: $31.82 | $790,186.06 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · derivative · entry 9 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,833 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 12,254 | $64.58 | $791,338.81 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 8 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,424.6693 F6 · price: This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.52 to $64.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 12,254 | $50.00 | $612,700.00 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 7 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,678.6693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 24,833 | $64.55 | $1,602,845.99 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 6 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,424.6693 F5 · price: This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.49 to $64.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 24,833 | $42.26 | $1,049,442.58 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 5 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,257.6693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 24,833 | $64.61 | $1,604,410.46 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 4 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,424.6693 F4 · price: This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.53 to $64.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 24,833 | $31.82 | $790,186.06 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 3 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,257.6693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| February 09, 2017 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 55.7093 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 2 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,733.0503 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 19, 2016 Filed Feb 23, 2017 17:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 82.3793 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000047 · wf-form4_148787093275906.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,424.6693 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 14,501.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · derivative · entry 9 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,501.8 Underlying: Class A Common Stock · 14,501.8 shares Expires not disclosed F11 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F11 · kind: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F11 · price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F11 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F11 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 31,522 | $58.34 Strike: $58.34 | $1,838,993.48 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · derivative · entry 8 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,522 Underlying: Class A Common Stock · 31,522 shares Expires 2026-11-28 F10 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 29,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · derivative · entry 7 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.exercise_date: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F4 · derivative.expiration_date: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,250.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 6 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,342.29 F8 · kind: Award of Class A Common Stock which vests on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. The performance criterion is achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the Stock Incentive Agreement. If the performance metric is not achieved, the award expires. F9 · balance_after: Includes 6,996.3633 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,250.9 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 5 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,091.39 F6 · kind: On November 28, 2016, 9,368.014 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 3,930 shares were sold by the Reporting Person to the Issuer on November 28, 2016, to satisfy tax withholding obligations. F7 · balance_after: Includes 6,996.3633 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 9,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 4 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,021.39 F5 · kind: Pursuant to an election made by the Reporting Person, 9,426 shares were sold by the Reporting Person to the Issuer on November 28, 2016, to satisfy tax withholding obligations related to the vesting described in footnote 4. F2 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 6,996.3633 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 22,465.576 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 3 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,447.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 22, 2013 the Reporting Person received a grant of 29,164 performance shares which vested (in whole or in part) or expired on November 28, 2016 subject to the achievement of performance metrics in the applicable Stock Incentive Agreement. The performance metrics were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,344 million for the 2014-2016 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2014-2016 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 28, 2016, 22,465.576 shares vested and are reported herein as acquired non-derivatives securities. F2 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 6,996.3633 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Dec 1, 2016 22:56 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 29,003.6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-16-000329 · wf-form4a_148063298278834.xml · derivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,003.6 Underlying: Class A Common Stock · 29,003.6 shares Expires not disclosed F1 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F1 · kind: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F2 · shares: The number of shares was mistakenly reported at the 100% level, but the footnote indicated it was being reported at the 200% level. It is reported here at the 200% level. F1 · price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F1 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F1 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 17, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 159.1384 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 2 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,677.341 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 20, 2016 Filed Nov 30, 2016 20:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 167.5838 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000290 · wf-form4_148053731197798.xml · nonDerivative · entry 1 Stouffer Stephen R · CIK 0001592293 · President of Fresh Meats 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,981.814 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 9,368.014 shares of Class A Common Stock which vested as described in footnote 6; 6,996.3633 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.