Raphael Joanne H

SEC source: 0001209191-18-005808 · doc4.xml · derivative · entry 9

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 56,270.599. This total includes the 01/21/2016 grant of 14,492.076 performance units, and the 01/26/2017 grants of 14,265.393 and 4,755.13 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 11,379 and 11,379 performance units.

SEC source: 0001209191-18-005808 · doc4.xml · nonDerivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,004

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-18-005808 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-005808 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,286

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-18-005808 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-005808 · doc4.xml · derivative · entry 8

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Underlying: Common Stock · 11,379 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 56,270.599. This total includes the 01/21/2016 grant of 14,492.076 performance units, and the 01/26/2017 grants of 14,265.393 and 4,755.13 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 11,379 and 11,379 performance units.

SEC source: 0001209191-18-005808 · doc4.xml · derivative · entry 7

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Underlying: Common Stock · 11,379 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · balance_after: As of 01/29/2018, total performance units beneficially owned is 56,270.599. This total includes the 01/21/2016 grant of 14,492.076 performance units, and the 01/26/2017 grants of 14,265.393 and 4,755.13 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 11,379 and 11,379 performance units.

SEC source: 0001209191-18-005808 · doc4.xml · derivative · entry 6

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

Underlying: Common Stock · 5,690 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2021.

F4 · derivative.expiration_date: The units will vest on 01/25/2021.

F5 · balance_after: As of 01/29/2018, total restricted stock units beneficially owned is 35,112.929. This total includes the 01/21/2016 grant of 11,855.073 restricted stock units, the 01/26/2017 grant of 4,755.13 restricted stock units, and the 02/17/2017 grant of 12,812.726 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 5,690 restricted stock units.

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F2 · kind: Represents the sale of 5,045 shares of common stock pursuant to a 10b5-1 plan, dated March 6, 2017.

SEC source: 0001209191-18-005074 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The units vested on January 22, 2018.

F4 · derivative.expiration_date: The units vested on January 22, 2018.

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,844

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-18-005074 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-050242 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,651 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017.

F3 · derivative.exercise_date: Represents the exercise of 35,651 stock options that vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.

SEC source: 0001209191-17-050242 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017.

SEC source: 0001209191-17-050242 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 35,651 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated March 6, 2017.

SEC source: 0001209191-17-016398 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F1 · kind: Represents the sale of 4,035 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.

SEC source: 0001209191-17-013079 · doc4.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,260

Underlying: Common Stock · 12,260 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 02/17/2020.

F2 · derivative.expiration_date: The units will vest on 02/17/2020.

F3 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 35,434.659. This total includes the 01/22/2015 grant of 7,281 restricted stock units, 01/21/2016 grant of 11,343.659 restricted stock units and the 01/26/2017 grant of 4,550 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 02/17/2017 grant of 12,260 restricted stock units.

SEC source: 0001209191-17-006096 · doc4.xml · derivative · entry 7

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 43,946.462. This total includes the 01/22/2015 grant of 8,011.544 performance units, 06/01/2015 grant of 3,868.014 performance units and the 01/21/2016 grant of 13,866.904 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 13,650 and 4,550 performance units.

SEC source: 0001209191-17-006096 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-17-006096 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-006096 · doc4.xml · derivative · entry 6

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 43,946.462. This total includes the 01/22/2015 grant of 8,011.544 performance units, 06/01/2015 grant of 3,868.014 performance units and the 01/21/2016 grant of 13,866.904 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 13,650 and 4,550 performance units.

SEC source: 0001209191-17-006096 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

Underlying: Common Stock · 13,650 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020.

F7 · balance_after: As of 01/30/2017, total performance units beneficially owned is 43,946.462. This total includes the 01/22/2015 grant of 8,011.544 performance units, 06/01/2015 grant of 3,868.014 performance units and the 01/21/2016 grant of 13,866.904 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 13,650 and 4,550 performance units.

SEC source: 0001209191-17-006096 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/26/2020.

F4 · derivative.expiration_date: The units will vest on 01/26/2020.

F5 · balance_after: As of 01/30/2017, total restricted stock units beneficially owned is 23,174.659. This total includes the 01/22/2015 grant of 7,281 restricted stock units and the 01/21/2016 grant of 11,343.659 restricted stock units, plus in the case of the 01/21/2016 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/26/2017 grant of 4,550 restricted stock units.

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F2 · kind: Represents the sale of 5,734 shares of common stock pursuant to a 10b5-1 plan, dated April 29, 2016.

SEC source: 0001209191-17-005493 · doc4.xml · derivative · entry 5

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The units vested on January 23, 2017.

F4 · derivative.expiration_date: The units vested on January 23, 2017.

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,533

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-17-005493 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.