Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | Sr. Vice Pres. & Gen. Counsel | February 24, 2021 | February 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date February 24, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,733 |
Reported balance
After 2021-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-24 · Grant · Acquired 944 · Balance 10,733 F1: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020. F2: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms. |
| Common StockSEC Table I · non-derivative | Direct | 10,413 |
Reported balance
After 2021-02-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-24 · Tax withholding · Disposed 320 · Balance 10,413 F3: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1. F4: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. |
| Common StockSEC Table I · non-derivative | IndirectBy the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 | 7,263 |
Reported balance
Holding disclosure · report date 2021-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,263 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 944 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.
F2: Represents 6,823 shares of the issuer's common stock and 3,910 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.
F3: Represents 320 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.
F4: Represents 7,447 shares of the issuer's common stock and 2,966 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2017 Filed Jan 5, 2017 23:35 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 3 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 Disclosed balance after: 3,045 F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above. F5 · balance_after: Includes an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 23:35 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 2 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,972 F3 · shares: Represents an aggregate of 446 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 1 above. F4 · balance_after: Represents 2,972 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 23:35 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 347 | $55.30 | $19,189.10 |
DisclosureSEC source: 0000766829-17-000024 · wf-form4_148365931851099.xml · nonDerivative · entry 1 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,418 F1 · shares: Represents 347 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 793 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 3,418 shares of the issuer's common stock and 3,000 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:52 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 4 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 Disclosed balance after: 2,599 F5 · shares: Represents an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above. F7 · balance_after: Includes an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:52 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 3 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,765 F5 · shares: Represents an aggregate of 277 shares of common stock that were issued and transferred to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 immediately following the vesting of RSUs described in footnote 3 above. F6 · balance_after: Represents 2,972 shares of the issuer's common stock and 3,793 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:52 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 213 | $55.14 | $11,744.82 |
DisclosureSEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 2 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 F3 · shares: Represents 213 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 490 shares of common stock underlying RSUs that vested and became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 3,249 shares of the issuer's common stock and 3,793 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:52 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000010 · wf-form4_148363512242853.xml · nonDerivative · entry 1 Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 F1 · shares: Represents 1,152 shares of common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's completion of each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 2,972 shares of the issuer's common stock and 4,283 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.