Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | 10% owner | August 07, 2026 | August 10, 2026 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director · Co-Chairman | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.37 · Expires 2031-08-07 | IndirectBy LLC | Not disclosed |
Reported balance
After 2026-08-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-07 · Purchase · Acquired Not disclosed · Balance Not disclosed F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2036-08-07 | IndirectBy LLC | 1,000,000 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Purchase · Acquired 1,000,000 · Balance 1,000,000 F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2: Securities held by U.S. Bounti. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026.
F2: Securities held by U.S. Bounti.
SCHWAB CHARLES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 53,549,441 |
Reported balance
After 2026-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-27 · Gift · Disposed 9,300 · Balance 53,549,441 |
| Common StockSEC Table I · non-derivative | Indirectby Limited Partnership | 30,021,463 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,021,463 |
| Common StockSEC Table I · non-derivative | Indirectby 188 Corp | 44,025 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,025 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 10,624,797.33 |
Reported balance
Holding disclosure · report date 2026-08-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,624,797.33 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 16,400 | $11.40 | $186,960.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,177,998 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 35,900 | $11.39 | $408,901.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,194,398 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 33,700 | $11.38 | $383,506.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,230,298 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 15,000 | $11.37 | $170,550.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,263,998 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 43,200 | $11.36 | $490,752.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,278,998 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 9,500 | $11.35 | $107,825.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,322,198 Read SEC document |
| April 06, 2004 Filed Apr 6, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.34 | $39,690.00 |
DisclosureSEC source: 0000923738-04-000018 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,331,698 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,700 | $11.77 | $90,629.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 27 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,335,198 F2 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.76 | $41,160.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 26 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,342,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.75 | $41,125.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 25 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,346,398 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,000 | $11.72 | $82,040.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 24 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,349,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.71 | $40,985.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 23 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,356,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,500 | $11.70 | $122,850.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 22 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,360,398 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.69 | $40,915.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 21 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,370,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.68 | $40,880.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 20 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,374,398 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.67 | $40,845.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 19 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,377,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,600 | $11.66 | $41,976.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 18 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,381,398 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,000 | $11.65 | $81,550.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 17 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,384,998 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.60 | $40,600.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 16 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,391,998 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,600 | $11.58 | $41,688.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 15 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,395,498 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.57 | $40,495.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 14 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,399,098 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 17,400 | $11.56 | $201,144.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 13 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,402,598 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 28,300 | $11.55 | $326,865.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 12 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,419,998 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,000 | $11.54 | $80,780.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,448,298 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 11,500 | $11.53 | $132,595.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,455,298 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,500 | $11.52 | $40,320.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,466,798 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,400 | $11.51 | $62,154.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,470,298 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 23,200 | $11.50 | $266,800.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,475,698 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 12,500 | $11.49 | $143,625.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,498,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 37,300 | $11.48 | $428,204.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,511,398 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,500 | $11.47 | $120,435.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,548,698 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 13,700 | $11.46 | $157,002.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,559,198 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,000 | $11.45 | $80,150.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,572,898 Read SEC document |
| April 05, 2004 Filed Apr 6, 2004 17:24 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 5,300 | $11.44 | $60,632.00 |
DisclosureSEC source: 0000923738-04-000017 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,579,898 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 14,000 | $11.57 | $161,980.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,585,198 F2 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 15,600 | $11.55 | $180,180.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,599,198 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 11,900 | $11.54 | $137,326.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 9 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,614,798 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 21,700 | $11.53 | $250,201.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 8 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,626,698 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 36,800 | $11.52 | $423,936.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,648,398 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 22,700 | $11.51 | $261,277.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,685,198 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 53,700 | $11.50 | $617,550.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,707,898 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 14,300 | $11.49 | $164,307.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,761,598 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 40,400 | $11.48 | $463,792.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,775,898 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,100 | $11.47 | $115,847.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,816,298 Read SEC document |
| March 30, 2004 Filed Mar 31, 2004 17:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 8,800 | $11.46 | $100,848.00 |
DisclosureSEC source: 0000923738-04-000016 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,826,398 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2004. Read SEC document |
| March 29, 2004 Filed Mar 31, 2004 17:34 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 9,700 | $11.58 | $112,326.00 |
DisclosureSEC source: 0000923738-04-000015 · edgar.xml · nonDerivative · entry 23 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,835,198 F2 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 14,885,321 shares of company stock, and an indirect beneficial ownership interest in the following shares of company stock: 45,203,958 shares held by an LLC, 7,977,766 shares held by his spouse, 1,696,179 shares held in an ESOP and 19,800 shares held as custodian. Read SEC document |
| March 29, 2004 Filed Mar 31, 2004 17:34 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 53,200 | $11.57 | $615,524.00 |
DisclosureSEC source: 0000923738-04-000015 · edgar.xml · nonDerivative · entry 22 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,844,898 Read SEC document |
| March 29, 2004 Filed Mar 31, 2004 17:34 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 21,900 | $11.56 | $253,164.00 |
DisclosureSEC source: 0000923738-04-000015 · edgar.xml · nonDerivative · entry 21 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,898,098 Read SEC document |
| March 29, 2004 Filed Mar 31, 2004 17:34 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,200 | $11.55 | $71,610.00 |
DisclosureSEC source: 0000923738-04-000015 · edgar.xml · nonDerivative · entry 20 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,919,998 Read SEC document |
| March 29, 2004 Filed Mar 31, 2004 17:34 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 6,300 | $11.54 | $72,702.00 |
DisclosureSEC source: 0000923738-04-000015 · edgar.xml · nonDerivative · entry 19 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 167,926,198 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.