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SEMELSBERGER KEN D

Disclosed activity across 1 company

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142140
SEC CIK
0001188599

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.February 25, 2021March 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date February 25, 2021 · Filed March 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect57,162 Ending reported balance After 2021-02-26 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-02-25 · Exercise / conversion · Acquired 424 · Balance 56,529

Row 2 · 2021-02-25 · Tax withholding · Disposed 127 · Balance 56,402

Row 3 · 2021-02-26 · Exercise / conversion · Acquired 512 · Balance 56,914

Row 4 · 2021-02-26 · Tax withholding · Disposed 153 · Balance 56,761

Row 5 · 2021-02-26 · Exercise / conversion · Acquired 573 · Balance 57,334

Row 6 · 2021-02-26 · Tax withholding · Disposed 172 · Balance 57,162

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct861 Reported balance After 2021-02-25 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-02-25 · Exercise / conversion · Disposed 424 · Balance 861

F1: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2: This field is not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-02-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-02-26 · Exercise / conversion · Disposed 512 · Balance 0

F3: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2: This field is not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct590 Reported balance After 2021-02-26 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-02-26 · Exercise / conversion · Disposed 573 · Balance 590

F2: This field is not applicable.

Ordinary SharesSEC Table I · non-derivativeIndirectby trustee of ESP5,112 Reported balance Holding disclosure · report date 2021-02-25 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 5,112

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2: This field is not applicable.

F3: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · derivative · entry 10

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Ordinary Shares · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · derivative · entry 9

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 172 $130.31 $22,413.32
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,162

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 573 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 153 $130.31 $19,937.43
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,761

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 512 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · derivative · entry 8

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Ordinary Shares · 424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 127 $131.63 $16,717.01
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,402

Read SEC document
February 25, 2021 Filed Mar 1, 2021 18:00 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 424 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 17:19 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,733 $129.45 $483,236.85
Disclosure

SEC source: 0001551182-21-000063 · wf-form4_161429152326053.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,105

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 17:19 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000063 · wf-form4_161429152326053.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Ordinary Shares · 1,020 shares

Expires not disclosed

F4 · derivative.exercise_date: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 17:19 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 5,250 $0.00 Strike: $130.86 $0.00
Disclosure

SEC source: 0001551182-21-000063 · wf-form4_161429152326053.xml · derivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Ordinary Shares · 5,250 shares

Expires 2031-02-23

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Ordinary Shares · 497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 149 $94.63 $14,099.87
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,372

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 497 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 572 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · derivative · entry 7

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163

Underlying: Ordinary Shares · 572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 171 $98.16 $16,785.36
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,024

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 572 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,289 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,623

F1 · shares: These shares were acquired upon the vesting of certain performance share awards.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 8,350 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · derivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

Underlying: Ordinary Shares · 8,350 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:25 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · derivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Ordinary Shares · 1,285 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 216 $104.47 $22,565.52
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,334

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 614 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:04 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 22,000 $104.58 $2,300,760.00
Disclosure

SEC source: 0001551182-20-000018 · wf-form4_158223266704712.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,936

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $104.42 - $104.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 15:48 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 17,000 $88.69 $1,507,730.00
Disclosure

SEC source: 0001551182-19-000177 · wf-form4_156866329068098.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,936

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $88.65 - $88.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 15:54 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 622 $78.14 $48,603.08
Disclosure

SEC source: 0001551182-19-000143 · wf-form4_156080125357574.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,936

F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted shares.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · derivative · entry 7

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009

Underlying: Ordinary Shares · 496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,978 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,558

F1 · shares: These shares were acquired upon the vesting of certain performance share awards.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 223 $80.19 $17,882.37
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,580

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 496 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 9,900 $0.00 Strike: $80.49 $0.00
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · derivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Ordinary Shares · 9,900 shares

Expires 2029-02-26

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 17:09 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000086 · wf-form4_155139173805500.xml · derivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735

Underlying: Ordinary Shares · 1,735 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 4,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · derivative · entry 10

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units vest on the third anniversary of the date of the grant.

F3 · derivative.expiration_date: These restricted stock units vest on the third anniversary of the date of the grant.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 839 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · derivative · entry 9

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F2 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 1,470 $80.31 $118,055.70
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,307

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February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 4,930 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 261 $80.31 $20,960.91
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,847

Read SEC document
February 22, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 839 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · derivative · entry 8

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Ordinary Shares · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

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February 21, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 210 $79.48 $16,690.80
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,269

Read SEC document
February 21, 2019 Filed Feb 25, 2019 14:51 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 596 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000035 · wf-form4_155112429018717.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 13:18 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 11,500 $86.57 $995,555.00
Disclosure

SEC source: 0001551182-18-000219 · wf-form4_153694550246467.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,883

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $86.53 - $86.65. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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June 15, 2018 Filed Jun 19, 2018 14:21 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 467 $78.60 $36,706.20
Disclosure

SEC source: 0001551182-18-000191 · wf-form4_152943249954332.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,383

F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted shares.

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February 27, 2018 Filed Mar 1, 2018 16:59 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 7,250 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-18-000126 · wf-form4_151994154948127.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Ordinary Shares · 7,250 shares

Expires 2028-02-27

F5 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 27, 2018 Filed Mar 1, 2018 16:59 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000126 · wf-form4_151994154948127.xml · derivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Ordinary Shares · 1,505 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This field is not applicable.

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February 27, 2018 Filed Mar 1, 2018 16:59 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 413 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000126 · wf-form4_151994154948127.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,738

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
February 27, 2018 Filed Mar 16, 2018 13:14 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 7,250 $0.00 Strike: $81.96 $0.00
Disclosure

SEC source: 0001551182-18-000163 · wf-form4a_152122046600505.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Ordinary Shares · 7,250 shares

Expires 2028-02-27

F5 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 27, 2018 Filed Mar 16, 2018 13:14 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 1,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000163 · wf-form4a_152122046600505.xml · derivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Ordinary Shares · 1,505 shares

Expires not disclosed

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This field is not applicable.

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February 27, 2018 Filed Mar 16, 2018 13:14 UTC Amendment Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001551182-18-000163 · wf-form4a_152122046600505.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,850

F1 · shares: These shares were acquired upon the vesting of performance share awards. The amount has been revised to show the proper amount awarded.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.