Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eaton Corp plcETN · Entity 2604 | See Remarks below. | February 25, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eaton Corp plc
Report date February 25, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 57,162 |
Ending reported balance
After 2021-02-26 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-02-25 · Exercise / conversion · Acquired 424 · Balance 56,529 Row 2 · 2021-02-25 · Tax withholding · Disposed 127 · Balance 56,402 Row 3 · 2021-02-26 · Exercise / conversion · Acquired 512 · Balance 56,914 Row 4 · 2021-02-26 · Tax withholding · Disposed 153 · Balance 56,761 Row 5 · 2021-02-26 · Exercise / conversion · Acquired 573 · Balance 57,334 Row 6 · 2021-02-26 · Tax withholding · Disposed 172 · Balance 57,162 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 861 |
Reported balance
After 2021-02-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-02-25 · Exercise / conversion · Disposed 424 · Balance 861 F1: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F2: This field is not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-02-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-02-26 · Exercise / conversion · Disposed 512 · Balance 0 F3: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F2: This field is not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 590 |
Reported balance
After 2021-02-26 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-02-26 · Exercise / conversion · Disposed 573 · Balance 590 F2: This field is not applicable. |
| Ordinary SharesSEC Table I · non-derivative | Indirectby trustee of ESP | 5,112 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,112 |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F2: This field is not applicable.
F3: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · derivative · entry 7 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839 Underlying: Ordinary Shares · 813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F5 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 510 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · derivative · entry 6 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 510 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: These options were granted on February 24, 2015, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 251 | $82.12 | $20,612.12 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · nonDerivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,325 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · nonDerivative · entry 3 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 150 | $82.12 | $12,318.00 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,763 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:29 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000066 · wf-form4_151968055040929.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000019 · wf-form4_151941798401371.xml · derivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Ordinary Shares · 595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F5 · derivative.expiration_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:33 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 210 | $81.96 | $17,211.60 |
DisclosureSEC source: 0001551182-18-000019 · wf-form4_151941798401371.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,403 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 15:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 595 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000019 · wf-form4_151941798401371.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 10:08 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 15,595 | $0.00 Strike: $41.57 | $0.00 |
DisclosureSEC source: 0001551182-18-000014 · wf-form4_151879372308455.xml · derivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 15,595 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 10:08 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 15,595 | $82.67 | $1,289,238.65 |
DisclosureSEC source: 0001551182-18-000014 · wf-form4_151879372308455.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,018 F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 10:08 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 15,595 | $41.57 | $648,206.18 |
DisclosureSEC source: 0001551182-18-000014 · wf-form4_151879372308455.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 342 | $75.48 | $25,814.16 |
DisclosureSEC source: 0001551182-17-000152 · wf-form4_149790446334270.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,018 F1 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted shares. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · derivative · entry 7 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510 Underlying: Ordinary Shares · 495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · derivative · entry 6 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 169 | $71.76 | $12,127.44 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · nonDerivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,360 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · nonDerivative · entry 3 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 149 | $71.76 | $10,692.24 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,034 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:34 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000087 · wf-form4_148831762266735.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:46 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000068 · wf-form4_148823194625202.xml · derivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Underlying: Ordinary Shares · 813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:46 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 311 | $72.34 | $22,497.74 |
DisclosureSEC source: 0001551182-17-000068 · wf-form4_148823194625202.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,717 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:46 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000068 · wf-form4_148823194625202.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 16:16 UTC | Eaton Corp plc ETN · Entity 2604 | GrantStock Option · Derivative | 9,050 | $0.00 Strike: $71.89 | $0.00 |
DisclosureSEC source: 0001551182-17-000039 · wf-form4_148788458442041.xml · derivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 Underlying: Ordinary Shares · 9,050 shares Expires 2027-02-21 F2 · derivative.exercise_date: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 16:16 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 1,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000039 · wf-form4_148788458442041.xml · derivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,805 Underlying: Ordinary Shares · 1,805 shares Expires not disclosed F1 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F1 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 2,405 | $41.57 Strike: $41.57 | $99,963.83 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 10 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 Underlying: Ordinary Shares · 2,405 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 19,913 | $40.41 Strike: $40.41 | $804,584.77 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 9 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 19,913 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 2,487 | $40.41 Strike: $40.41 | $100,487.24 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 8 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,913 Underlying: Ordinary Shares · 2,487 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 1,444 | $69.20 | $99,924.80 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 6 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,215 F1 · shares: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 2,405 | $41.57 | $99,963.83 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 5 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 19,913 | $69.15 | $1,376,910.27 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 4 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,254 F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $69.05 - $69.165. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 19,913 | $40.41 | $804,584.77 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 3 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 1,452 | $69.16 | $100,420.32 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 2 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,254 F1 · shares: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:37 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 2,487 | $40.41 | $100,487.24 |
DisclosureSEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 1 SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.