Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Chairman, President & CEO | August 27, 2026 | August 28, 2026 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,447.467 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Other · Acquired 8,375.5601 · Balance 28,447.467 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess Savings Plan.
F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
NORTHROP GRUMMAN CORP /DE/
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,837 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 75 · Balance 2,837 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · derivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,606 Underlying: Common Stock · 8,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which vested on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 10,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · derivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,293 | $169.71 | $728,565.03 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,179.7006 Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,472.7006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,023 | $169.71 | $852,453.33 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,868.7006 Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004970 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,891.7006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2024 Filed May 10, 2024 20:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003959 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,938 Underlying: Common Stock · 188 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 20:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 73 | $478.66 | $34,942.18 |
DisclosureSEC source: 0001628280-24-014098 · wk-form4_1712004916.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,369 Underlying: Common Stock · 6,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,329 Underlying: Common Stock · 5,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 112,269 | $0.00 Strike: $180.87 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,269 Underlying: Common Stock · 112,269 shares Expires 2034-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 22,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,454 Underlying: Common Stock · 22,454 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,069 | $180.87 | $555,090.03 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,732.2281 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,801.2281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,583 | $180.87 | $467,187.21 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,678.2281 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,261.2281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 168 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001260 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,754 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan). F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan) is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan) is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 45,443 | $185.18 | $8,414,907.53 |
DisclosureSEC source: 0001562180-24-001065 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,032.1609 Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 25,933 | $185.18 | $4,802,143.28 |
DisclosureSEC source: 0001562180-24-001065 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,475.1609 Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 91,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001065 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,408.1609 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2021-2023) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 53,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001065 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,122.1609 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2021-2023) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 31, 2023 Filed Jan 2, 2024 21:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 75 | $468.14 | $35,110.50 |
DisclosureSEC source: 0001628280-24-000075 · wk-form4_1704232715.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 33,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008350 · primarydocument.xml · derivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which vested on 12/11/22, and 32,258 of which vested on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · balance_after: On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which vested on 12/11/22, and 32,258 of which vested on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008350 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,432.9364 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 16,538 | $162.81 | $2,692,469.09 |
DisclosureSEC source: 0001562180-23-008350 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,432.9364 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 33,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008350 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,970.9364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 13:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-007628 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,609 Underlying: Common Stock · 208 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 20:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 79 | $440.19 | $34,775.01 |
DisclosureSEC source: 0001628280-23-033487 · wk-form4_1696278114.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 804 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006280 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,410 Underlying: Common Stock · 212 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 77 | $455.80 | $35,096.60 |
DisclosureSEC source: 0001628280-23-024261 · wk-form4_1688588715.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · derivative · entry 9 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,210 Underlying: Common Stock · 8,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F5 · balance_after: On 06/08/21, the reporting person was granted 33,313 RSUs, 8,328 of which vested on 06/08/22, 8,328 of which vested on 06/08/23, 8,328 of which will vest on 06/08/24, and 8,329 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 10,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · derivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,091 Underlying: Common Stock · 10,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/20, the reporting person was granted 39,068 RSUs, 9,767 of which vested on 06/08/21, 9,767 of which vested on 06/08/22, 9,767 of which vested on 06/08/23, and 9,767 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,283 | $134.99 | $578,140.76 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,162.0384 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,445.0384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,010 | $134.99 | $676,274.85 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,841.0384 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,851.0384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · derivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/07/19, the reporting person was granted 15,565 RSUs, 3,891 of which vested on 06/07/20, 3,891 of which vested on 06/07/21, 3,891 of which vested on 06/07/22, and 3,892 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/07/19, the reporting person was granted 15,565 RSUs, 3,891 of which vested on 06/07/20, 3,891 of which vested on 06/07/21, 3,891 of which vested on 06/07/22, and 3,892 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,995 | $133.32 | $265,973.40 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,760.0384 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005037 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,755.0384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:44 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 392 | $447.34 | $175,357.28 |
DisclosureSEC source: 0001628280-23-019082 · wf-form4_168452902126127.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 644 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004069 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,230 Underlying: Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 76 | $461.72 | $35,090.72 |
DisclosureSEC source: 0001628280-23-010625 · wf-form4_168064012936264.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,492 Underlying: Common Stock · 5,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 146,923 | $0.00 Strike: $133.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,923 Underlying: Common Stock · 146,923 shares Expires 2033-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 24,492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001775 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,492 Underlying: Common Stock · 24,492 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,123 of these units on February 21, 2024, 6,123 of these units on February 21, 2025, 6,123 of these units on February 21, 2026, and 6,123 of these units on February 21, 2027. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,577 | $133.01 | $342,753.89 |
DisclosureSEC source: 0001562180-23-001775 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,637.2249 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001775 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,214.2249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 219 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001342 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,969 Underlying: Common Stock · 219 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 43,894 | $134.30 | $5,894,744.73 |
DisclosureSEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,968.9658 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 23,042 | $134.30 | $3,094,425.39 |
DisclosureSEC source: 0001562180-23-000962 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,862.9658 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.