Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | SVP, President, Quick Lubes | February 25, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date February 25, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-02-25 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2021-02-25 · Exercise / conversion · Acquired 8,070 · Balance 8,070 Row 2 · 2021-02-25 · Tax withholding · Disposed 6,314 · Balance 1,756 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 3 · 2021-02-25 · Exercise / conversion · Acquired 7,801 · Balance 9,557 Row 4 · 2021-02-25 · Tax withholding · Disposed 6,929 · Balance 2,628 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 5 · 2021-02-25 · Exercise / conversion · Acquired 9,684 · Balance 12,312 Row 6 · 2021-02-25 · Tax withholding · Disposed 8,564 · Balance 3,748 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 7 · 2021-02-25 · Exercise / conversion · Acquired 11,298 · Balance 15,046 Row 8 · 2021-02-25 · Tax withholding · Disposed 9,835 · Balance 5,211 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 9 · 2021-02-25 · Exercise / conversion · Acquired 7,875 · Balance 13,086 Row 10 · 2021-02-25 · Tax withholding · Disposed 6,874 · Balance 6,212 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 11 · 2021-02-25 · Sale · Disposed 6,212 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote. |
| FY 2014 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.67 · Expires 2023-12-13 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-02-25 · Exercise / conversion · Disposed 8,070 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2015 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.99 · Expires 2024-12-12 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-02-25 · Exercise / conversion · Disposed 7,801 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2016 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.80 · Expires 2025-12-18 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-02-25 · Exercise / conversion · Disposed 9,684 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2017 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.29 · Expires 2026-12-16 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-02-25 · Exercise / conversion · Disposed 11,298 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2028-11-19 | Direct | 2,625 |
Reported balance
After 2021-02-25 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-02-25 · Exercise / conversion · Disposed 7,875 · Balance 2,625 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,735 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 4,735 F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.
F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.
F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date.
F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2019 Filed Nov 15, 2019 16:12 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 258 | $23.01 | $5,936.58 |
DisclosureSEC source: 0001674910-19-000139 · wf-form4_157385236184214.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:43 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2020 Stock Appreciation Rights · Derivative | 12,160 | $0.00 Strike: $23.01 | $0.00 |
DisclosureSEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · derivative · entry 6 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,160 Underlying: Common Stock · 12,160 shares Expires 2029-11-14 F5 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 18:43 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2020 Restricted Stock Units · Derivative | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · derivative · entry 5 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 Underlying: Common Stock · 2,830 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:12 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000139 · wf-form4_157385236184214.xml · derivative · entry 4 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 16:12 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000139 · wf-form4_157385236184214.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:45 UTC | VALVOLINE INC VVV · Entity 1678 | OtherCommon Stock | 5,097 | $22.60 | $115,192.20 |
DisclosureSEC source: 0001674910-19-000111 · wf-form4_156754349471559.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 3,450 F1 · shares: Intra-plan transfer by the Reporting Person of shares of Valvoline common stock held in the Valvoline 401(k) Plan. F2 · balance_after: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on August 30, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:01 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000107 · wf-form4_156503888554371.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock F2 · derivative.exercise_date: The units become 100% vested on the third anniversary of the grant date. F2 · derivative.expiration_date: The units become 100% vested on the third anniversary of the grant date. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 2,588 | $20.32 | $52,588.16 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 9 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 F2 · balance_after: Shares were sold pursant to a Rule 10b5-1 Plan adopted by the reporting person on May 21, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:45 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 10,500 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001674910-18-000120 · wf-form4_154281872560041.xml · derivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2028-11-19 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:45 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 2,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000120 · wf-form4_154281872560041.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Underlying: Common Stock · 2,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 645 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · derivative · entry 14 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645 Underlying: Common Stock · 645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F5 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · derivative · entry 13 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F4 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 669 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · derivative · entry 12 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F5 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · derivative · entry 11 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F4 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 204 | $20.41 | $4,163.64 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 8 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,671 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 7 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 397 | $20.41 | $8,102.77 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 6 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 5 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 212 | $20.41 | $4,326.92 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 3 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 384 | $20.41 | $7,837.44 |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,914 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:42 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000105 · wf-form4_154275374529964.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:36 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 544 | $19.91 | $10,831.04 |
DisclosureSEC source: 0001674910-18-000084 · wf-form4_154240417573583.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 796 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000080 · wf-form4_154223384456702.xml · derivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:17 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 252 | $19.73 | $4,971.96 |
DisclosureSEC source: 0001674910-18-000080 · wf-form4_154223384456702.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,627 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:17 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000080 · wf-form4_154223384456702.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 6,132 | $21.72 | $133,187.04 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · nonDerivative · entry 5 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2013 Stock Appreciation Right · Derivative | 8,339 | $0.00 Strike: $13.08 | $0.00 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · derivative · entry 9 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,339 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2012 Stock Appreciation Right · Derivative | 7,263 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · derivative · entry 8 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,263 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2011 Stock Appreciation Right · Derivative | 3,362 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · derivative · entry 7 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,362 shares Expires 2020-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 12,832 | $21.65 | $277,812.80 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · nonDerivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,215 F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 8,339 | $13.08 | $109,074.12 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · nonDerivative · entry 3 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 7,263 | $10.33 | $75,026.79 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:47 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 3,362 | $9.64 | $32,409.68 |
DisclosureSEC source: 0000947871-18-000563 · ownership.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 4,294 | $24.33 | $104,473.02 |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · nonDerivative · entry 5 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 F2 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $24.331 to $24.335 inclusive. Upon request, the Reporting Person will provide Valvoline, any security holder of Valvoline, or the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · derivative · entry 8 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: Common Stock · 638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 228 | $24.47 | $5,579.16 |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · nonDerivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,377 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · nonDerivative · entry 3 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 631 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · derivative · entry 7 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272 Underlying: Common Stock · 631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 225 | $24.87 | $5,595.75 |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,967 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:37 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000961 · ss68482_4.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:23 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 10,120 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0000947871-17-000932 · ss67721_4.xml · derivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,120 Underlying: Common Stock · 10,120 shares Expires 2027-11-13 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 13, 2018, twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2019 and twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2020. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:23 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000932 · ss67721_4.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Underlying: Common Stock · 2,360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:02 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000923 · ss67606_4.xml · derivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. F3 · derivative.expiration_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:02 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 1,694 | $23.04 | $39,029.76 |
DisclosureSEC source: 0000947871-17-000923 · ss67606_4.xml · nonDerivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,561 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:02 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 4,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000923 · ss67606_4.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 18:05 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000797 · ss61326_4.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 1,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 16:55 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000732 · ss58954_4.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 16:29 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000593 · ss53416_4.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 4,113 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:37 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000953 · form4.xml · derivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263 Underlying: Common Stock · 5 shares Expires not disclosed F4 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F5 · shares: Acquired pursuant to the dividend reinvestment feature of the Valvoline 2016 Deferred Compensation Plan for Employees (the "Plan"), and exempt pursuant to Rule 16b-3. F6 · derivative.exercise_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. F6 · derivative.expiration_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.