Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | SVP, President, Quick Lubes | February 25, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date February 25, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-02-25 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2021-02-25 · Exercise / conversion · Acquired 8,070 · Balance 8,070 Row 2 · 2021-02-25 · Tax withholding · Disposed 6,314 · Balance 1,756 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 3 · 2021-02-25 · Exercise / conversion · Acquired 7,801 · Balance 9,557 Row 4 · 2021-02-25 · Tax withholding · Disposed 6,929 · Balance 2,628 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 5 · 2021-02-25 · Exercise / conversion · Acquired 9,684 · Balance 12,312 Row 6 · 2021-02-25 · Tax withholding · Disposed 8,564 · Balance 3,748 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 7 · 2021-02-25 · Exercise / conversion · Acquired 11,298 · Balance 15,046 Row 8 · 2021-02-25 · Tax withholding · Disposed 9,835 · Balance 5,211 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 9 · 2021-02-25 · Exercise / conversion · Acquired 7,875 · Balance 13,086 Row 10 · 2021-02-25 · Tax withholding · Disposed 6,874 · Balance 6,212 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Row 11 · 2021-02-25 · Sale · Disposed 6,212 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote. |
| FY 2014 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.67 · Expires 2023-12-13 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-02-25 · Exercise / conversion · Disposed 8,070 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2015 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.99 · Expires 2024-12-12 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-02-25 · Exercise / conversion · Disposed 7,801 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2016 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.80 · Expires 2025-12-18 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-02-25 · Exercise / conversion · Disposed 9,684 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| FY 2017 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.29 · Expires 2026-12-16 | Direct | 0 |
Reported balance
After 2021-02-25 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-02-25 · Exercise / conversion · Disposed 11,298 · Balance 0 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2028-11-19 | Direct | 2,625 |
Reported balance
After 2021-02-25 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-02-25 · Exercise / conversion · Disposed 7,875 · Balance 2,625 F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,735 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 4,735 F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.
F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.
F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date.
F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2017 Filed Jun 19, 2017 15:37 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000953 · form4.xml · derivative · entry 3 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common Stock · 7 shares Expires not disclosed F3 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:37 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000953 · form4.xml · derivative · entry 2 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 1 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.expiration_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2017 Stock Appreciation Right · Derivative | 11,298 | Not disclosed Strike: $20.29 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 10 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298 Underlying: Common Stock · 11,298 shares Expires 2026-12-16 F21 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F21 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F22 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 16, 2017, twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2018 and twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2019. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2016 Stock Appreciation Right · Derivative | 9,684 | Not disclosed Strike: $20.80 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 9 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684 Underlying: Common Stock · 9,684 shares Expires 2025-12-18 F19 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F19 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F20 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 18, 2016, twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2017 and twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2018. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2015 Stock Appreciation Right · Derivative | 7,801 | Not disclosed Strike: $20.99 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 8 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,801 Underlying: Common Stock · 7,801 shares Expires 2024-12-12 F17 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $20.99. F17 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $20.99. F18 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 12, 2015, twenty-five percent (25%) of the stock appreciation rights vested on November 12, 2016 and twenty-five percent (25%) of the stock appreciation rights vest on November 12, 2017. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2014 Stock Appreciation Right · Derivative | 8,070 | Not disclosed Strike: $16.67 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 7 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,070 Underlying: Common Stock · 8,070 shares Expires 2023-12-13 F15 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $16.67. F15 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $16.67. F16 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 13, 2014, twenty-five percent (25%) of the stock appreciation rights vested on November 13, 2015 and twenty-five percent (25%) of the stock appreciation rights vested on November 13, 2016. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2013 Stock Appreciation Right · Derivative | 8,339 | Not disclosed Strike: $13.08 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 6 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 Underlying: Common Stock · 8,339 shares Expires 2022-12-14 F13 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $13.08. F13 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $13.08. F14 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 14, 2013, twenty-five percent (25%) of the stock appreciation rights vested on November 14, 2014 and twenty-five percent (25%) of the stock appreciation rights vested on November 14, 2015. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2012 Stock Appreciation Right · Derivative | 7,263 | Not disclosed Strike: $10.33 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 5 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 Underlying: Common Stock · 7,263 shares Expires 2022-01-02 F11 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $10.33. F11 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $10.33. F12 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on December 2, 2012, twenty-five percent (25%) of the stock appreciation rights vested on December 2, 2013 and twenty-five percent (25%) of the stock appreciation rights vested on December 2, 2014. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2011 Stock Appreciation Right · Derivative | 3,362 | Not disclosed Strike: $9.64 | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 4 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Underlying: Common Stock · 3,362 shares Expires 2020-12-17 F9 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $51.86 was converted to $9.64. F9 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $51.86 was converted to $9.64. F10 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 17, 2011, twenty-five percent (25%) of the stock appreciation rights vested on November 17, 2012 and twenty-five percent (25%) of the stock appreciation rights vested on November 17, 2013. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 4,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · derivative · entry 3 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,443 Underlying: Common Stock · 4,443 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Valvoline common stock. F5 · shares: Represents the sum of 3,188 restricted stock units granted pursuant to the adjustment described in footnote (6) below and 1,255 restricted stock units granted pursuant to the plan described in footnote (7) below. F6 · shares: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of restricted stock units of Valvoline equal to the Equity Award Exchange Ratio for each such restricted stock unit. F7 · shares: Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 233 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Exchange Ratio. F5 · price: Represents the sum of 3,188 restricted stock units granted pursuant to the adjustment described in footnote (6) below and 1,255 restricted stock units granted pursuant to the plan described in footnote (7) below. F6 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of restricted stock units of Valvoline equal to the Equity Award Exchange Ratio for each such restricted stock unit. F7 · price: Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 233 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Exchange Ratio. F8 · derivative.exercise_date: The restricted stock units described in footnote (6) above vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. The restricted stock units described in footnote (7) above vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F8 · derivative.expiration_date: The restricted stock units described in footnote (6) above vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. The restricted stock units described in footnote (7) above vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000877 · form4.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140 F1 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016 (the "Employee Matters Agreement"), the Reporting Person was entitled to receive the number of shares of restricted stock of Valvoline obtained by dividing (x) the closing price of Ashland common stock on the Distribution Date by (y) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Exchange Ratio") for each such share of restricted stock. F2 · balance_after: Includes 640 shares of unvested restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:38 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 2,258.017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000821 · form4.xml · derivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258.017 Underlying: Common Stock · 2,258.017 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline Inc. ("Valvoline") common stock upon distribution. Subject to the terms and requirements of the Valvoline 2016 Deferred Compensation Plan for Employees (the "Plan"), the reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative. F3 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016, each of the reporting person's 419.675 outstanding units of Ashland was converted into the number of units of Valvoline obtained by dividing (a) the closing price of Ashland common stock on the Distribution Date by (b) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date. F2 · derivative.exercise_date: Shares of Valvoline common stock become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the reporting person's death, disability or separation from service, in accordance with the terms of the Plan. The reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative at any time. F2 · derivative.expiration_date: Shares of Valvoline common stock become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the reporting person's death, disability or separation from service, in accordance with the terms of the Plan. The reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative at any time. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:14 UTC | VALVOLINE INC VVV · Entity 1678 | PurchaseCommon Stock | 2,500 | $22.00 | $55,000.00 |
DisclosureSEC source: 0000950157-16-002273 · form4.xml · nonDerivative · entry 1 Puckett Anthony R. · CIK 0001685757 · President, Quick Lubes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.