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person · Reporting owner

Puckett Anthony R.

Disclosed activity across 1 company

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142110
SEC CIK
0001685757

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VALVOLINE INCVVV · Entity 1678SVP, President, Quick LubesFebruary 25, 2021March 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VALVOLINE INC

Report date February 25, 2021 · Filed March 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-02-25 transaction · row 11
11 source rows · reconciled sequence

Row 1 · 2021-02-25 · Exercise / conversion · Acquired 8,070 · Balance 8,070

Row 2 · 2021-02-25 · Tax withholding · Disposed 6,314 · Balance 1,756

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Row 3 · 2021-02-25 · Exercise / conversion · Acquired 7,801 · Balance 9,557

Row 4 · 2021-02-25 · Tax withholding · Disposed 6,929 · Balance 2,628

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Row 5 · 2021-02-25 · Exercise / conversion · Acquired 9,684 · Balance 12,312

Row 6 · 2021-02-25 · Tax withholding · Disposed 8,564 · Balance 3,748

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Row 7 · 2021-02-25 · Exercise / conversion · Acquired 11,298 · Balance 15,046

Row 8 · 2021-02-25 · Tax withholding · Disposed 9,835 · Balance 5,211

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Row 9 · 2021-02-25 · Exercise / conversion · Acquired 7,875 · Balance 13,086

Row 10 · 2021-02-25 · Tax withholding · Disposed 6,874 · Balance 6,212

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Row 11 · 2021-02-25 · Sale · Disposed 6,212 · Balance 0

F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.

FY 2014 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.67 · Expires 2023-12-13Direct0 Reported balance After 2021-02-25 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-02-25 · Exercise / conversion · Disposed 8,070 · Balance 0

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

FY 2015 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.99 · Expires 2024-12-12Direct0 Reported balance After 2021-02-25 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-02-25 · Exercise / conversion · Disposed 7,801 · Balance 0

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

FY 2016 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.80 · Expires 2025-12-18Direct0 Reported balance After 2021-02-25 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2021-02-25 · Exercise / conversion · Disposed 9,684 · Balance 0

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

FY 2017 Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.29 · Expires 2026-12-16Direct0 Reported balance After 2021-02-25 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2021-02-25 · Exercise / conversion · Disposed 11,298 · Balance 0

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2028-11-19Direct2,625 Reported balance After 2021-02-25 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-02-25 · Exercise / conversion · Disposed 7,875 · Balance 2,625

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan4,735 Reported balance Holding disclosure · report date 2021-02-25 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 4,735

F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

F2: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.

F3: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the Transaction Date.

F4: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionStock Appreciation Right · Derivative 7,875 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · derivative · entry 17

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 7,875 shares

Expires 2028-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2017 Stock Appreciation Right · Derivative 11,298 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · derivative · entry 16

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,298 shares

Expires 2026-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2016 Stock Appreciation Right · Derivative 9,684 $0.00 Strike: $20.80 $0.00
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · derivative · entry 15

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,684 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2015 Stock Appreciation Right · Derivative 7,801 $0.00 Strike: $20.99 $0.00
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · derivative · entry 14

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,801 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2014 Stock Appreciation Right · Derivative 8,070 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · derivative · entry 13

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,070 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 6,212 $25.01 $155,362.12
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 11

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were sold in multiple transactions at prices ranging from $25.00 to $25.075, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 6,874 $25.02 $171,987.48
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 10

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212

F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 7,875 $20.37 $160,413.75
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 9

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 9,835 $25.03 $246,170.05
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 8

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,211

F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 11,298 $20.29 $229,236.42
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 7

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 8,564 $25.03 $214,356.92
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 6

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 9,684 $20.80 $201,427.20
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 5

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 6,929 $25.03 $173,432.87
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 4

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628

F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 7,801 $20.99 $163,742.99
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 6,314 $25.04 $158,102.56
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 8,070 $16.67 $134,526.90
Disclosure

SEC source: 0001674910-21-000033 · wf-form4_161463626776131.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:07 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 1,600 $22.72 $36,352.00
Disclosure

SEC source: 0001674910-20-000235 · wf-form4_160694684345247.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, effective February 27, 2020.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 17:23 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 2,083 $23.55 $49,046.32
Disclosure

SEC source: 0001674910-20-000223 · wf-form4_160634299731109.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
November 20, 2020 Filed Nov 23, 2020 17:14 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 671 $22.05 $14,795.55
Disclosure

SEC source: 0001674910-20-000205 · wf-form4_160616964762899.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683

F2 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, effective February 27, 2020.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:14 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2019 Restricted Stock Units · Derivative 982 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000205 · wf-form4_160616964762899.xml · derivative · entry 5

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983

Underlying: Common Stock · 982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:14 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 311 $22.14 $6,885.54
Disclosure

SEC source: 0001674910-20-000205 · wf-form4_160616964762899.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:14 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 982 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000205 · wf-form4_160616964762899.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 16:46 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 1,230 $22.64 $27,847.20
Disclosure

SEC source: 0001674910-20-000190 · wf-form4_160564955543215.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, effective February 27, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2020 Restricted Stock Units · Derivative 964 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · derivative · entry 11

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionFY 2018 Restricted Stock Units · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · derivative · entry 10

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 305 $22.35 $6,816.75
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 6

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 964 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 5

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 264 $22.35 $5,900.40
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 4

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,254

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 835 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2021 Stock Appreciation Rights · Derivative 12,970 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · derivative · entry 9

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,970

Underlying: Common Stock · 12,970 shares

Expires 2030-11-12

F5 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 GrantFY 2021 Restricted Stock Units · Derivative 3,060 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · derivative · entry 8

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 740 $21.60 $15,984.00
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,683

Read SEC document
November 12, 2020 Filed Nov 16, 2020 19:37 UTC VALVOLINE INC VVV · Entity 1678 GrantCommon Stock 2,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001674910-20-000173 · wf-form4_160557344867321.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423

F1 · shares: Represents shares earned from the FY18-FY20 performance stock unit ("PSU") award granted on November 13, 2017, as certified by the Compensation Committee of the Board of Directors on November 12, 2020. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY18, FY19 and FY20, and a fourth cumulative FY18-FY20 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY18-FY20 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 51.2% of Target.

F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 17:39 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 49 $20.49 $1,004.01
Disclosure

SEC source: 0001674910-20-000145 · wf-form4_160037873426811.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 27, 2020.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionUnits · Derivative 73 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · derivative · entry 7

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units granted on September 14, 2017 vest in full upon the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units granted on September 14, 2017 vest in full upon the third anniversary of the grant date.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 24 $20.80 $499.20
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · nonDerivative · entry 4

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,137

Read SEC document
September 15, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:39 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 9,005 $20.95 $188,654.75
Disclosure

SEC source: 0001674910-20-000145 · wf-form4_160037873426811.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 27, 2020.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionUnits · Derivative 13,166 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · derivative · entry 6

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units granted on September 14, 2017 vest in full upon the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units granted on September 14, 2017 vest in full upon the third anniversary of the grant date.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 4,161 $20.92 $87,048.12
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,088

Read SEC document
September 14, 2020 Filed Sep 16, 2020 19:39 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 13,166 $0.00 $0.00
Disclosure

SEC source: 0001674910-20-000131 · wf-form4_160029954886064.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:57 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 656 $23.19 $15,212.64
Disclosure

SEC source: 0001674910-19-000205 · wf-form4_157437343746835.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

F2 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2019.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 16:57 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionUnits · Derivative 960 $0.00 $0.00
Disclosure

SEC source: 0001674910-19-000205 · wf-form4_157437343746835.xml · derivative · entry 5

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 16:57 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 304 $23.19 $7,049.76
Disclosure

SEC source: 0001674910-19-000205 · wf-form4_157437343746835.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

Read SEC document
November 19, 2019 Filed Nov 21, 2019 16:57 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 960 $0.00 $0.00
Disclosure

SEC source: 0001674910-19-000205 · wf-form4_157437343746835.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 16:39 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 451 $23.04 $10,391.04
Disclosure

SEC source: 0001674910-19-000180 · wf-form4_157419956139724.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:43 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionUnits · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · derivative · entry 7

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:43 UTC VALVOLINE INC VVV · Entity 1678 SaleCommon Stock 557 $23.20 $12,922.40
Disclosure

SEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · nonDerivative · entry 3

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534

F2 · price: Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:43 UTC VALVOLINE INC VVV · Entity 1678 Tax withholdingCommon Stock 209 $23.05 $4,817.45
Disclosure

SEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · nonDerivative · entry 2

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:43 UTC VALVOLINE INC VVV · Entity 1678 Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001674910-19-000163 · wf-form4_157412057515342.xml · nonDerivative · entry 1

Puckett Anthony R. · CIK 0001685757 · SVP, President, Quick Lubes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.