Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | EVP | March 02, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date March 02, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,490 |
Reported balance
After 2021-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-02 · Grant · Acquired 5,000 · Balance 87,490 F1: Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 86,272 |
Reported balance
After 2021-03-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-02 · Tax withholding · Disposed 1,218 · Balance 86,272 F2: Shares withheld for taxes upon vesting of performance shares. F3: Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 7,524 |
Reported balance
Holding disclosure · report date 2021-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,524 F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan.
F2: Shares withheld for taxes upon vesting of performance shares.
F3: Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
F4: Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2021 Filed Mar 4, 2021 18:47 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,218 | $19.57 | $23,836.26 |
DisclosureSEC source: 0001209191-21-017991 · doc4.xml · nonDerivative · entry 2 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,272 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 18:47 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017991 · doc4.xml · nonDerivative · entry 1 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,490 F1 · shares: Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:49 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 985 | $19.75 | $19,453.75 |
DisclosureSEC source: 0001209191-21-015461 · doc4.xml · nonDerivative · entry 2 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,490 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:49 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 3,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015461 · doc4.xml · nonDerivative · entry 1 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,475 F1 · shares: Vesting of performance shares awarded in 2018 under the Issuer's Long-term Incentive Plan. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 18:46 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 829 | $21.43 | $17,765.47 |
DisclosureSEC source: 0001209191-21-013421 · doc4.xml · nonDerivative · entry 1 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,703 F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units. F2 · balance_after: Total includes (i) 2,819 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2022, (ii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 11,439 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 18:08 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 11,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012854 · doc4.xml · nonDerivative · entry 1 Mercado Kenneth M · CIK 0001802390 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,532 F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F2 · balance_after: Total includes (i) 2,794 RSUs previously awarded under the Plan and vesting in February 2021, (ii) 2,819 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 17:23 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 1,008 | $24.16 | $24,353.28 |
DisclosureSEC source: 0001209191-20-014630 · doc4.xml · nonDerivative · entry 2 Mercado Kenneth M · CIK 0001802390 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,093 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Total includes (i) 2,794 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 2,819 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 7,151 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 17:23 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014630 · doc4.xml · nonDerivative · entry 1 Mercado Kenneth M · CIK 0001802390 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,101 F1 · shares: Vesting of performance shares awarded in 2017 under the Issuer's Long-term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.