Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | SVP, Global Customer Success | March 05, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Exercise / conversion · Acquired 362 · Balance 42,268 F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,110 |
Reported balance
After 2021-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-05 · Tax withholding · Disposed 158 · Balance 42,110 |
| Common stockSEC Table I · non-derivative | Direct | 42,442 |
Reported balance
After 2021-03-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-08 · Exercise / conversion · Acquired 332 · Balance 42,442 F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,297 |
Reported balance
After 2021-03-08 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-03-08 · Tax withholding · Disposed 145 · Balance 42,297 |
| Common stockSEC Table I · non-derivative | Direct | 42,850 |
Reported balance
After 2021-03-09 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-03-09 · Exercise / conversion · Acquired 553 · Balance 42,850 F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,608 |
Reported balance
After 2021-03-09 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-03-09 · Tax withholding · Disposed 242 · Balance 42,608 F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,899 |
Reported balance
After 2021-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-05 · Exercise / conversion · Disposed 362 · Balance 2,899 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,981 |
Reported balance
After 2021-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-08 · Exercise / conversion · Disposed 332 · Balance 3,981 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Disposed 553 · Balance 0 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
F6: Once vested, shares of common stock are not subject to expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · derivative · entry 10 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,568 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 464 | $57.49 | $26,675.36 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on September 1, 2017, ranging from $57.15 to $57.70. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 514 | $57.70 | $29,657.80 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,757 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 723 | $57.49 | $41,565.27 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on September 1, 2017, ranging from $57.15 to $57.70. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 801 | $57.70 | $46,217.70 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,016 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,092 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 467 | $60.20 | $28,113.40 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on August 1, 2017, ranging from $59.85 to $60.55. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 511 | $60.70 | $31,017.70 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,760 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 727 | $60.20 | $43,765.40 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on August 1, 2017, ranging from $59.85 to $60.55. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 797 | $60.70 | $48,377.90 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,020 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047471 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,890 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,616 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested 20% on December 8, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 465 | $58.20 | $27,063.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 513 | $58.70 | $30,113.10 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,758 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 724 | $58.20 | $42,136.80 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 800 | $58.70 | $46,960.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,017 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043726 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:13 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 32,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001209191-17-041114 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,704 Underlying: Common Stock · 64,704 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. F4 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 32,352, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:13 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 13,787 | $59.11 | $814,949.57 |
DisclosureSEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 F2 · price: Represents the weighted average of the sale prices on June 16, 2017, ranging from $58.95 to $59.35. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:13 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 18,213 | $59.30 | $1,080,030.90 |
DisclosureSEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,080 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:13 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · derivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,284 Underlying: Common Stock · 11,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F2 · shares: Represents 5% vesting on June 9, 2017. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 09, 2017 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 180 | $63.65 | $11,457.00 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 Read SEC document |
| June 09, 2017 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 5% vesting on June 9, 2017. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 163 | $60.60 | $9,877.80 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,921 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 21:02 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · derivative · entry 11 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130 Underlying: Common Stock · 11,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F4 · shares: Represents 5% vesting on June 2, 2017. The original grant was 11145 restricted stock units, with 20% vesting on March 2,2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 181 | $58.90 | $10,660.90 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,582 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents 5% vesting on June 2, 2017. The original grant was 11145 restricted stock units, with 20% vesting on March 2,2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · derivative · entry 10 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,868 Underlying: Common Stock · 11,740 shares Expires 2018-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,140 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 593 | $58.39 | $34,625.27 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,206 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on June 1, 2017, ranging from $58.05 to $58.75. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 385 | $58.50 | $22,522.50 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,799 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 923 | $58.39 | $53,893.97 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,206 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on June 1, 2017, ranging from $58.05 to $58.75. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 601 | $58.50 | $35,158.50 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,129 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037844 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,846 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,664 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 575 | $45.39 | $26,099.25 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,206 F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the weighted average of the sale prices on May 1, 2017, ranging from $45.25 to $45.60. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 403 | $45.90 | $18,497.70 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,781 Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:00 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 894 | $45.39 | $40,578.66 |
DisclosureSEC source: 0001209191-17-029750 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,206 F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the weighted average of the sale prices on May 1, 2017, ranging from $45.25 to $45.60. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.