Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | SVP, Global Customer Success | March 05, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Exercise / conversion · Acquired 362 · Balance 42,268 F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,110 |
Reported balance
After 2021-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-05 · Tax withholding · Disposed 158 · Balance 42,110 |
| Common stockSEC Table I · non-derivative | Direct | 42,442 |
Reported balance
After 2021-03-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-08 · Exercise / conversion · Acquired 332 · Balance 42,442 F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,297 |
Reported balance
After 2021-03-08 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-03-08 · Tax withholding · Disposed 145 · Balance 42,297 |
| Common stockSEC Table I · non-derivative | Direct | 42,850 |
Reported balance
After 2021-03-09 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-03-09 · Exercise / conversion · Acquired 553 · Balance 42,850 F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,608 |
Reported balance
After 2021-03-09 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-03-09 · Tax withholding · Disposed 242 · Balance 42,608 F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,899 |
Reported balance
After 2021-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-05 · Exercise / conversion · Disposed 362 · Balance 2,899 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,981 |
Reported balance
After 2021-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-08 · Exercise / conversion · Disposed 332 · Balance 3,981 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Disposed 553 · Balance 0 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
F6: Once vested, shares of common stock are not subject to expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 7, 2018 23:18 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantStock Options · Derivative | 23,327 | $0.00 Strike: $58.95 | $0.00 |
DisclosureSEC source: 0001209191-18-017808 · doc4.xml · derivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,327 Underlying: Common Stock · 23,327 shares Expires 2028-03-05 F4 · shares: Stock options will vest 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:18 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantRestricted Stock Units · Derivative | 7,246 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017808 · doc4.xml · derivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,346 Underlying: Common Stock · 7,246 shares Expires not disclosed F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s (the "Company") common stock. F2 · shares: RSUs will vest 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly installments over the remaining four years. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,477 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · derivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F2 · shares: Represents 20% vesting on March 2, 2018. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · derivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,458 Underlying: Common Stock · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 432 | $55.90 | $24,148.80 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,439 F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 20% vesting on March 2, 2018. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 160 | $55.90 | $8,944.00 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,394 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017425 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on March 2, 2018. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · derivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180 Underlying: Common Stock · 11,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F2 · shares: Represents 5% vesting on December 9, 2017, with a release date of December 11, 2017, the first business day following the vesting. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 260 | $49.65 | $12,909.00 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,996 Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 5% vesting on December 9, 2017, with a release date of December 11, 2017, the first business day following the vesting. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · derivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,514 Underlying: Common Stock · 10,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 5% vesting on December 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 238 | $49.15 | $11,697.70 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,704 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065051 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on December 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064232 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,016 Underlying: Common Stock · 11,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 263 | $50.25 | $13,215.75 |
DisclosureSEC source: 0001209191-17-064232 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,438 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:42 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064232 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on December 2, 2017, with a release date of December 4, 2017, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,520 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 456 | $49.90 | $22,754.40 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on December 1, 2017, ranging from $49.05 to $50.20. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 522 | $50.25 | $26,230.50 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 708 | $49.90 | $35,329.20 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on December 1, 2017, ranging from $49.05 to $50.20. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 812 | $50.25 | $40,803.00 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,852 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:48 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063960 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vest 20% on December 11, 2009, and the remaining 80% vest in equal quarterly installments over the remaining four years. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 Underlying: Common Stock · 32,000 shares Expires 2017-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest 20% on December 13, 2008, and the remaining 80% vest in equal quarterly installments over the remaining four years. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 465 | $57.82 | $26,886.30 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.65 to $58.10. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 513 | $58.75 | $30,138.75 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,609 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 724 | $57.82 | $41,861.68 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on November 1, 2017, ranging from $57.65 to $58.10. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 800 | $58.75 | $47,000.00 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:55 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059199 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 978 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,956 Underlying: Common Stock · 11,740 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 1,524 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044 Underlying: Common Stock · 32,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 464 | $57.91 | $26,870.24 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on October 2, 2017, ranging from $57.05 to $58.40. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 514 | $57.75 | $29,683.50 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,608 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 723 | $57.91 | $41,868.93 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: Represents the weighted average of the sale prices on October 2, 2017, ranging from $57.05 to $58.40. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 801 | $57.75 | $46,257.75 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,867 F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:21 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052671 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732 Underlying: Common Stock · 11,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 260 | $55.65 | $14,469.00 |
DisclosureSEC source: 0001209191-17-052671 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,144 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 21:24 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052671 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052269 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Underlying: Common Stock · 10,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F1 · shares: Represents 5% vesting on September 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 237 | $56.25 | $13,331.25 |
DisclosureSEC source: 0001209191-17-052269 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,852 Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 21:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052269 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on September 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · derivative · entry 11 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,573 Underlying: Common Stock · 11,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. F4 · shares: Represents 5% vesting on September 2, 2017, with a release date of September 5, 2017, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F8 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 263 | $57.65 | $15,161.95 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,587 Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 20:44 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051655 · doc4.xml · nonDerivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents 5% vesting on September 2, 2017, with a release date of September 5, 2017, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.