Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VICOR CORPvicr · Entity 1442 | Director · CFO and Secretary | March 10, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VICOR CORP
Report date March 10, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,303 |
Ending reported balance
After 2021-03-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-10 · Exercise / conversion · Acquired 157 · Balance 11,460 Row 2 · 2021-03-10 · Sale · Disposed 157 · Balance 11,303 |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.29 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2021-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-10 · Exercise / conversion · Disposed 157 · Balance 0 F1: This stock option is exercisable in full. |
Filing footnotes · ownership attribution and instrument terms
F1: This stock option is exercisable in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2020 Filed Sep 11, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 40,000 | $84.11 | $3,364,288.00 |
DisclosureSEC source: 0001254402-20-000004 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,250 Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 15:11 UTC | VICOR CORP vicr · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 731 | $0.00 Strike: $68.48 | $0.00 |
DisclosureSEC source: 0001254402-20-000003 · primary_doc.xml · derivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731 Underlying: Common Stock · 731 shares Expires 2030-06-26 F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 3,197 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,498 Underlying: Common Stock · 3,197 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · derivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 3,197 | $58.44 | $186,848.35 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 3,197 | $6.29 | $20,109.13 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 10,000 | $58.44 | $584,449.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 10,000 | $7.34 | $73,400.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 5,000 | $58.44 | $292,224.50 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:05 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,000 | $5.35 | $26,750.00 |
DisclosureSEC source: 0001254402-20-000002 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 14,179 | $0.00 Strike: $7.05 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,179 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,085 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,085 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,085 | $0.00 Strike: $11.25 | $0.00 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · derivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,085 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 7,340 | $53.10 | $389,776.75 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 14,179 | $7.05 | $99,961.95 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 2,857 | $53.10 | $151,715.56 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,411 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,085 | $11.25 | $57,223.54 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 2,849 | $53.10 | $151,290.73 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,183 F2 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| May 05, 2020 Filed May 6, 2020 19:30 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,085 | $11.25 | $57,223.54 |
DisclosureSEC source: 0001254402-20-000001 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2019. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:07 UTC | VICOR CORP vicr · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 1,611 | $0.00 Strike: $31.05 | $0.00 |
DisclosureSEC source: 0001254402-19-000001 · primary_doc.xml · derivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 1,611 shares Expires 2029-06-28 F3 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:07 UTC | VICOR CORP vicr · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 14,179 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001254402-19-000001 · primary_doc.xml · derivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,179 Underlying: Common Stock · 14,179 shares Expires 2020-12-31 F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 17:30 UTC | VICOR CORP VICR · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 1,061 | $0.00 Strike: $47.15 | $0.00 |
DisclosureSEC source: 0000899243-18-017137 · doc4.xml · derivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 Underlying: Common Stock · 1,061 shares Expires 2028-06-15 F3 · derivative.exercise_date: Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| May 30, 2018 Filed Jun 19, 2018 17:30 UTC | VICOR CORP VICR · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 10,170 | Not disclosed Strike: $11.25 | Not disclosed |
DisclosureSEC source: 0000899243-18-017137 · doc4.xml · derivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,170 Underlying: Common Stock · 10,170 shares Expires 2020-11-01 F2 · price: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. F1 · derivative.exercise_date: This stock option is exercisable in full. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,470 Underlying: Common Stock · 5,000 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 3,728 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,470 Underlying: Common Stock · 3,728 shares Expires 2024-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 20,257 | $0.00 Strike: $11.42 | $0.00 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · derivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,198 Underlying: Common Stock · 20,257 shares Expires 2024-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 5,000 | $36.72 | $183,594.50 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,705 F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 5,000 | $5.35 | $26,750.00 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 3,728 | $36.72 | $136,888.06 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,705 F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 3,728 | $8.05 | $30,010.40 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 20,257 | $36.72 | $743,814.76 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,705 F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:37 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 20,257 | $11.42 | $231,334.94 |
DisclosureSEC source: 0001254402-18-000001 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 18:03 UTC | VICOR CORP vicr · Entity 1442 | GrantNon Qualified Stock Option · Derivative | 2,584 | $0.00 Strike: $19.35 | $0.00 |
DisclosureSEC source: 0001254402-17-000002 · primary_doc.xml · derivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,455 Underlying: Common Stock · 2,584 shares Expires 2027-06-16 F1 · derivative.exercise_date: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 7,541 | $0.00 Strike: $8.38 | $0.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 12 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,871 Underlying: Common Stock · 7,541 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 11 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,412 Underlying: Common Stock · 10,000 shares Expires 2023-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 11,459 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 10 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,412 Underlying: Common Stock · 11,459 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionNon Qualified Stock Option · Derivative | 3,541 | $0.00 Strike: $5.35 | $0.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 9 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,871 Underlying: Common Stock · 3,541 shares Expires 2023-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 7,541 | $16.14 | $121,702.69 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 8 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 7,541 | $8.38 | $63,193.58 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 7 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 10,000 | $16.14 | $161,388.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 6 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 10,000 | $6.29 | $62,900.00 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 5 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 11,459 | $16.14 | $184,934.51 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 4 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 11,459 | $5.35 | $61,305.65 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 3 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | SaleCommon Stock | 3,541 | $16.09 | $56,982.13 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 2 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:47 UTC | VICOR CORP vicr · Entity 1442 | Exercise / conversionCommon Stock | 3,541 | $5.35 | $18,944.35 |
DisclosureSEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 1 SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.