Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE FINANCIAL CORP /WA/
Report date March 15, 2021 · Filed March 16, 2021
Section 16 reporting ended · disclosed 2021-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,770 |
Ending reported balance
After 2021-03-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 638 · Balance 24,879 Row 2 · 2021-03-15 · Exercise / conversion · Acquired 460 · Balance 25,339 Row 3 · 2021-03-15 · Exercise / conversion · Acquired 466 · Balance 25,805 Row 4 · 2021-03-15 · Exercise / conversion · Acquired 440 · Balance 26,245 Row 5 · 2021-03-15 · Tax withholding · Disposed 475 · Balance 25,770 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-03-15 | Direct | 1,276 |
Reported balance
After 2021-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-15 · Exercise / conversion · Disposed 638 · Balance 1,276 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-15 | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-15 · Exercise / conversion · Disposed 460 · Balance 0 F1: RSU grant 2018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-15 | Direct | 932 |
Reported balance
After 2021-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-15 · Exercise / conversion · Disposed 466 · Balance 932 |
| Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-15 | Direct | 940 |
Reported balance
After 2021-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-15 · Exercise / conversion · Disposed 440 · Balance 940 F2: PSU grant 2018 F3: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout. F4: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU grant 2018
F2: PSU grant 2018
F3: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout.
F4: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2017 Filed Jun 13, 2017 21:32 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 619 | $25.50 | $15,784.50 |
DisclosureSEC source: 0001046025-17-000100 · wf-form4_149738955678639.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,466 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:25 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 409 | $23.95 | $9,795.55 |
DisclosureSEC source: 0001046025-17-000059 · wf-form4_148944030162655.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,085 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 19:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-17-000034 · wf-form4_148796572893856.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,697 F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 19:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantCommon Stock | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-17-000034 · wf-form4_148796572893856.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,125 F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,000 | $25.32 | $50,637.00 |
DisclosureSEC source: 0001046025-17-000018 · wf-form4_148770226397730.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,553 Read SEC document |
| March 10, 2016 Filed Mar 13, 2017 21:25 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 203 | $17.66 | $3,584.98 |
DisclosureSEC source: 0001046025-17-000059 · wf-form4_148944030162655.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,494 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.