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organization · Reporting owner

MonoLine Partners, L.P.

Disclosed activity across 1 company

Tapewire entity
141266
SEC CIK
0001747211

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aquestive Therapeutics, Inc.AQST · Entity 527610% ownerMarch 12, 2021March 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,688,639 Reported balance After 2021-03-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-03-12 · Other · Disposed 524,675 · Balance 1,688,639

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F4: These securities are beneficially owned by Monoline Rx.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes3,468,747 Reported balance After 2021-03-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-03-12 · Other · Disposed 564,160 · Balance 3,468,747

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F5: These securities are beneficially owned by Monoline II.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes2,657,943 Reported balance After 2021-03-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-03-12 · Other · Disposed 97,598 · Balance 2,657,943

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F6: These securities are beneficially owned by Monoline III.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes47,051 Reported balance After 2021-03-12 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-03-12 · Other · Disposed 40,404 · Balance 47,051

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F7: These securities are beneficially owned by MonoSol Rx Genpar, L.P. ("Monosol"). Bratton is the general partner of Monosol. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by Monosol.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-03-12 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-03-12 · Other · Disposed 2,249,077 · Balance 0

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F8: These securities are beneficially owned by MRX Partners.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,948,578 Reported balance After 2021-03-12 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-03-12 · Other · Acquired 1,783,578 · Balance 1,948,578

F9: Shares of Common Stock acquired through pro rata distribution for no consideration by MRX Partners.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F10: These securities are beneficially owned by MonoLine.

Common StockSEC Table I · non-derivativeDirect12,585 Reported balance After 2021-03-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-03-09 · Gift · Disposed 62,500 · Balance 12,585

F11: Gift of shares of Common Stock to charitable organization.

F12: Following the transactions reported on this Form 4, the Reporting Persons as listed in this Form 4 are the beneficial owners in the aggregate of 10,060,657 shares of Common Stock for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, representing a 27.8% ownership interest in the Issuer based on total shares outstanding of 36,213,969 as of March 5, 2021, such shares outstanding as reported in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F4: These securities are beneficially owned by Monoline Rx.

F5: These securities are beneficially owned by Monoline II.

F6: These securities are beneficially owned by Monoline III.

F7: These securities are beneficially owned by MonoSol Rx Genpar, L.P. ("Monosol"). Bratton is the general partner of Monosol. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by Monosol.

F8: These securities are beneficially owned by MRX Partners.

F9: Shares of Common Stock acquired through pro rata distribution for no consideration by MRX Partners.

F10: These securities are beneficially owned by MonoLine.

F11: Gift of shares of Common Stock to charitable organization.

F12: Following the transactions reported on this Form 4, the Reporting Persons as listed in this Form 4 are the beneficial owners in the aggregate of 10,060,657 shares of Common Stock for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, representing a 27.8% ownership interest in the Issuer based on total shares outstanding of 36,213,969 as of March 5, 2021, such shares outstanding as reported in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 1,783,578 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 6

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,948,578

F9 · kind: Shares of Common Stock acquired through pro rata distribution for no consideration by MRX Partners.

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F10 · ownership.nature: These securities are beneficially owned by MonoLine.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 2,249,077 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 5

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F8 · ownership.nature: These securities are beneficially owned by MRX Partners.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 4

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 47,051

F1 · kind: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F7 · ownership.nature: These securities are beneficially owned by MonoSol Rx Genpar, L.P. ("Monosol"). Bratton is the general partner of Monosol. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by Monosol.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 97,598 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 3

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,657,943

F1 · kind: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F6 · ownership.nature: These securities are beneficially owned by Monoline III.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 564,160 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 2

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,468,747

F1 · kind: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F5 · ownership.nature: These securities are beneficially owned by Monoline II.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 OtherCommon Stock 524,675 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 1

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,688,639

F1 · kind: Pro rata distribution for no consideration of shares of common stock of the Issuer ("Common Stock") by the applicable MonoLine Entity or Monosol (each as defined below), as indicated in the respective footnotes.

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine Partners, L.P. ("MonoLine"), MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities" and each individually a "Monoline Entity". Bratton Capital Management, L.P. ("Bratton Capital Management") is the manager of MRX Partners and general partner of each of the other Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director and President of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F3 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

F4 · ownership.nature: These securities are beneficially owned by Monoline Rx.

Read SEC document
March 09, 2021 Filed Mar 16, 2021 20:20 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 GiftCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003203 · marketforms-51911.xml · nonDerivative · entry 7

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

MonoLine Partners, L.P. · CIK 0001747211 · 10% owner

MonoLine RX, L.P. · CIK 0001410626 · 10% owner

MonoLine RX II, L.P. · CIK 0001410625 · 10% owner

MonoLine RX III, L.P. · CIK 0001747169 · 10% owner

MonoSol Rx Genpar, L.P. · CIK 0001747548 · 10% owner

MRX Partners, LLC · CIK 0001746904 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,585

F11 · kind: Gift of shares of Common Stock to charitable organization.

F12 · balance_after: Following the transactions reported on this Form 4, the Reporting Persons as listed in this Form 4 are the beneficial owners in the aggregate of 10,060,657 shares of Common Stock for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, representing a 27.8% ownership interest in the Issuer based on total shares outstanding of 36,213,969 as of March 5, 2021, such shares outstanding as reported in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2020.

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July 24, 2018 Filed Jul 26, 2018 14:59 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 PurchaseCommon Stock 165,000 $15.00 $2,475,000.00
Disclosure

SEC source: 0000897423-18-000055 · edgar.xml · nonDerivative · entry 1

BRATTON DOUGLAS K · CIK 0001281933 · Director · 10% owner

Monoline Partners, L.P. · CIK 0001747211 · 10% owner

Bratton Capital Management, L.P. · CIK 0001723787 · 10% owner

Bratton Capital Inc. · CIK 0001723783 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 165,000

F1 · ownership.nature: These securities are beneficially owned by MonoLine Partners, L.P. ("MonoLine").

F2 · ownership.nature: These securities are owned, as indicated, by MonoLine, MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities". Bratton Capital Management, L.P. ("Bratton Capital Management") is the general partner of each of the Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director of Bratton and has voting and investment power over all shares held by the Monoline Entities.

F8 · ownership.nature: Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.