Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSOCIATED BANC-CORPASB · Entity 2747 | Director · President & CEO | March 15, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSOCIATED BANC-CORP
Report date March 15, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 280,432 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Grant · Acquired 1,278 · Balance 280,432 F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider. |
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Indirectby Trust | 519,965 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 519,965 |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2018 Filed Feb 12, 2018 20:34 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 4,260 | $23.60 | $100,536.00 |
DisclosureSEC source: 0001127602-18-005141 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,314 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 141,268 | $24.25 Strike: $24.25 | $3,425,749.00 |
DisclosureSEC source: 0001127602-18-004669 · form4.xml · derivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,268 Underlying: Common Stock $0.01 Par Value · 141,268 shares Expires 2028-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 11,130 | $24.25 | $269,902.50 |
DisclosureSEC source: 0001127602-18-004669 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,574 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 54,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004669 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,704 F1 · kind: Includes 15,588 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 12,886 shares attributable to the time-based portion, of PRSUs granted in 2018, and 25,773 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $25.08 | $250,750.00 |
DisclosureSEC source: 0001127602-18-004277 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 511,241 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 22:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,957 | $25.20 | $74,516.40 |
DisclosureSEC source: 0001127602-18-002816 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,457 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:14 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 2,025 | $25.30 | $51,232.50 |
DisclosureSEC source: 0001127602-18-001248 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,414 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 146 | $25.80 | $3,766.80 |
DisclosureSEC source: 0001127602-18-000121 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,439 Read SEC document |
| October 30, 2017 Filed Oct 31, 2017 17:22 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $25.25 | $252,500.00 |
DisclosureSEC source: 0001127602-17-030578 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 521,241 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,906 | $23.65 | $45,076.90 |
DisclosureSEC source: 0001127602-17-024479 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 531,241 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 1,100 | $23.63 | $25,987.50 |
DisclosureSEC source: 0001127602-17-024479 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 533,147 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 17:39 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 6,994 | $23.60 | $165,058.40 |
DisclosureSEC source: 0001127602-17-024479 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 534,247 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:17 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $24.81 | $248,100.00 |
DisclosureSEC source: 0001127602-17-016373 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 541,241 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 208,214 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · derivative · entry 8 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 208,214 shares Expires 2022-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 2,575 | $26.10 | $67,207.50 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 6 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,377 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 42,301 | $26.08 | $1,102,998.58 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 5 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,952 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 123,800 | $26.05 | $3,224,990.00 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,253 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 14,730 | $26.03 | $383,348.25 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,053 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 24,808 | $26.00 | $645,008.00 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,783 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:13 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Exercise / conversionCommon Stock $0.01 Par Value | 208,214 | $12.97 | $2,700,535.58 |
DisclosureSEC source: 0001127602-17-007175 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 8,956 | $25.05 | $224,347.80 |
DisclosureSEC source: 0001127602-17-004806 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,377 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 119,929 | $25.20 Strike: $25.20 | $3,022,210.80 |
DisclosureSEC source: 0001127602-17-004545 · form4.xml · derivative · entry 4 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,929 Underlying: Common Stock $0.01 Par Value · 119,929 shares Expires 2027-02-06 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 35,231 | $25.20 | $887,821.20 |
DisclosureSEC source: 0001127602-17-004545 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,333 F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 105,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004545 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,564 F1 · kind: Includes 67,862 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 12,400 shares attributable to the time-based portion, of PRSUs granted in 2017, and 24,801 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 17:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 7,000 | $25.01 | $175,035.00 |
DisclosureSEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 491,449 F2 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 17:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 2 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 498,449 F2 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 17:47 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | Tax withholdingCommon Stock $0.01 Par Value | 3,234 | $25.45 | $82,305.30 |
DisclosureSEC source: 0001127602-17-003029 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,501 F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 16:01 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | SaleCommon Stock $0.01 Par Value | 10,000 | $19.86 | $198,620.00 |
DisclosureSEC source: 0001127602-16-065510 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 501,449 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:10 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B | 40,000 | $25.50 | $1,020,000.00 |
DisclosureSEC source: 0001127602-16-062721 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.