Werner Karl William

SEC source: 0001209191-21-021518 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 0

SEC source: 0001209191-21-021515 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 10

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Shares · 8,334 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 9

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Underlying: Common Shares · 9,111 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 8

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,375 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 7

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-020692 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

SEC source: 0001209191-21-020692 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

SEC source: 0001209191-21-019182 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

Underlying: Common Shares · 52 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

SEC source: 0001209191-21-019182 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Underlying: Common Shares · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-21-019752 · doc4a.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,728

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F3 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 PSUs on 3/5/2021, which were vested upon issuance.

SEC source: 0001209191-21-019752 · doc4a.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,676

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F2 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 RSUs on 3/5/2021, which were vested upon issuance.

SEC source: 0001209191-21-016598 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016598 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016598 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016598 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016596 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016596 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016596 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016596 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016796 · doc4a.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Due to a clerical error, title of derivative security corrected from Dividend Equivalent Rights 2018 RSU to Dividend Equivalent Rights 2018 PSU.

F3 · derivative.exercise_price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F4 · shares: Due to a clerical error, amount of securities issued corrected from 179 to 654.

F3 · derivative.exercise_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016796 · doc4a.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Due to a clerical error, title of derivative security corrected from 2018 RSU to 2018 PSU.

F3 · derivative.exercise_price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · shares: Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.

F3 · derivative.exercise_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016796 · doc4a.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F4 · shares: Due to a clerical error, amount of securities issued corrected from 179 to 654.

F3 · price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016796 · doc4a.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.

F3 · price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-011962 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654

Underlying: Common Shares · 654 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

SEC source: 0001209191-21-011962 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,429

Underlying: Common Shares · 12,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

SEC source: 0001209191-21-002940 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,138

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from May 29, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from May 29, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

SEC source: 0001209191-20-064549 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

SEC source: 0001209191-20-051218 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Shares · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

SEC source: 0001209191-20-037890 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 12

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,222

Underlying: Common Shares · 9,112 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020.

SEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 11

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Underlying: Common Shares · 16,752 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019.

SEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 10

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,263 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018.

SEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 9

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,222

Underlying: Common Shares · 6,556 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 8

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 7

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 3

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-033315 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,778

Underlying: Common Shares · 6,554 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.

SEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-20-020943 · doc4.xml · derivative · entry 7

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Shares · 542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-020943 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Underlying: Common Shares · 8,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-020943 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,783

F4 · shares: Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.