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Werner Karl William

Disclosed activity across 1 company

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140711
SEC CIK
0001661696

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RB GLOBAL INC.

Report date March 31, 2021 · Filed April 01, 2021

Section 16 reporting ended · disclosed 2021-04-01. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2020 Filed Mar 24, 2020 20:43 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-020943 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

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March 20, 2020 Filed Mar 24, 2020 20:43 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 8,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-020943 · doc4.xml · nonDerivative · entry 3

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 22:52 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017891 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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March 06, 2020 Filed Mar 10, 2020 22:51 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2017 PSUs) · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017890 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Shares · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:03 UTC RB GLOBAL INC. RBA · Entity 3351 GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $40.64 $0.00
Disclosure

SEC source: 0001209191-20-017494 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.

F2 · derivative.expiration_date: The option expires on March 5, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 02, 2020 Filed Mar 5, 2020 01:01 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2017 PSUs) · Derivative 499 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016391 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499

Underlying: Common Shares · 499 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 01:01 UTC RB GLOBAL INC. RBA · Entity 3351 GrantPerformance Share Units (2017 PSUs) · Derivative 8,441 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016391 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Underlying: Common Shares · 8,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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December 31, 2019 Filed Mar 4, 2020 18:24 UTC RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 754 $35.28 $26,601.12
Disclosure

SEC source: 0001209191-20-015932 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,443

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from March 1, 2019 through December 31, 2019, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from March 1, 2019 through December 31, 2019, at prices ranging from $28.75 to $37.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 18, 2019 Filed Dec 19, 2019 22:46 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061395 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 17:44 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050297 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:19 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038584 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:06 UTC RB GLOBAL INC. RBA · Entity 3351 Tax withholdingCommon Shares 2,981 $36.69 $109,372.89
Disclosure

SEC source: 0001209191-19-019280 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,957

F1 · shares: Tax Withholding on the 2016 PSUs and DERs that vested on March 1, 2019.

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March 08, 2019 Filed Mar 12, 2019 18:06 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018708 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 07, 2019 Filed Mar 9, 2019 00:05 UTC RB GLOBAL INC. RBA · Entity 3351 GrantEmployee Stock Option (Right to Buy) · Derivative 27,334 $0.00 Strike: $33.79 $0.00
Disclosure

SEC source: 0001209191-19-018288 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,334

Underlying: Common Shares · 27,334 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 7, 2019 and vests in three equal annual installments beginning March 7, 2020.

F2 · derivative.expiration_date: The option expires on March 7, 2029; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:46 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionDividend Equivalent Rights (2016 PSUs) · Derivative 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017027 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:46 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionPerformance Share Units (2016 PSUs) · Derivative 2,951 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017027 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:46 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 485 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017027 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:46 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 7,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017027 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionDividend Equivalent Rights (2016 PSUs) · Derivative 716 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · derivative · entry 8

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 716 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionPerformance Share Units (2016 PSUs) · Derivative 11,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · derivative · entry 7

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,222 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2016 PSUs) · Derivative 486 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

Underlying: Common Shares · 486 shares

Expires 2019-03-01

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 GrantPerformance Share Units (2016 PSUs) · Derivative 8,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,222

Underlying: Common Shares · 8,271 shares

Expires 2019-03-01

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 716 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

Read SEC document
March 01, 2019 Filed Mar 13, 2019 23:15 UTC Amendment RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 11,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019244 · doc4a.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

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December 31, 2018 Filed Mar 5, 2019 00:54 UTC RB GLOBAL INC. RBA · Entity 3351 OtherCommon Shares 538 $35.16 $18,916.08
Disclosure

SEC source: 0001209191-19-016025 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 541

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from June 8, 2018 through December 31, 2018, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from June 8, 2018 through December 31, 2018, at a prices ranging from $31.99 to $38.04. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 19, 2018 Filed Dec 21, 2018 19:42 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063852 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Shares · 18 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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December 19, 2018 Filed Dec 21, 2018 19:42 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2016 PSUs) · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063852 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

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September 19, 2018 Filed Sep 21, 2018 23:17 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051995 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Shares · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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September 19, 2018 Filed Sep 21, 2018 23:17 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2016 PSUs) · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051995 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

Underlying: Common Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

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June 20, 2018 Filed Jun 22, 2018 21:44 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039291 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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June 20, 2018 Filed Jun 22, 2018 21:44 UTC RB GLOBAL INC. RBA · Entity 3351 GrantDividend Equivalent Rights (2016 PSUs) · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039291 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Shares · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

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June 11, 2018 Filed Jun 12, 2018 20:59 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,757 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001209191-18-037259 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,757 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.

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June 11, 2018 Filed Jun 12, 2018 20:59 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 4,757 $35.60 $169,349.20
Disclosure

SEC source: 0001209191-18-037259 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 11, 2018 Filed Jun 12, 2018 20:59 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 4,757 $24.84 $118,163.88
Disclosure

SEC source: 0001209191-18-037259 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,848 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 17

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,757

Underlying: Common Shares · 19,848 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,222 $0.00 Strike: $24.07 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 16

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,110

Underlying: Common Shares · 26,222 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,284 $0.00 Strike: $22.46 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 15

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,284 shares

Expires 2024-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,600 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 14

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,600 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $23.44 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 13

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,500 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,600 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 12

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,600 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,827 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · derivative · entry 11

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,827 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.

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June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 98,881 $35.52 $3,512,253.12
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 9

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 19,848 $24.84 $493,024.32
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 8

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 26,222 $24.07 $631,163.54
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 7

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 16,284 $22.46 $365,738.64
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 13,600 $21.34 $290,224.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 9,500 $23.44 $222,680.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 9,600 $25.91 $248,736.00
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 3

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 Exercise / conversionCommon Shares 3,827 $21.82 $83,505.14
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:17 UTC RB GLOBAL INC. RBA · Entity 3351 SaleCommon Shares 3,390 $35.49 $120,311.10
Disclosure

SEC source: 0001209191-18-037204 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.