Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director | August 28, 2020 | December 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jefferies Financial Group Inc.
Report date August 28, 2020 · Filed December 07, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,985 |
Reported balance
After 2020-08-28 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-08-28 · Grant · Acquired 594 · Balance 106,985 F1: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARINGS CORPORATE INVESTORS
Report date April 23, 2021 · Filed April 26, 2021
Section 16 reporting ended · disclosed 2021-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative | Direct | 8,909.154 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,909.154 F1: The reporting person retired as Trustee of Barings Corporate Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Corporate Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person retired as Trustee of Barings Corporate Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Corporate Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
BARINGS PARTICIPATION INVESTORS
Report date April 23, 2021 · Filed April 26, 2021
Section 16 reporting ended · disclosed 2021-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative | Direct | 17,744.253 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,744.253 F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
| Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative | IndirectBy Spouse | 2,519.355 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,519.355 F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
ORMAT TECHNOLOGIES, INC.
Report date August 07, 2017 · Filed August 08, 2017
Section 16 reporting ended · disclosed 2017-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-07 · Exercise / conversion · Acquired 7,500 · Balance 7,500 Row 2 · 2017-08-07 · Sale · Disposed 7,500 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.46 · Expires 2018-07-26 | Direct | 0 |
Reported balance
After 2017-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-07 · Exercise / conversion · Disposed 7,500 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 18, 2017 12:01 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | SaleCommon Stock | 7,500 | $57.00 | $427,500.00 |
DisclosureSEC source: 0001437749-17-009522 · rdgdoc.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 16, 2017 Filed May 18, 2017 12:01 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | Exercise / conversionCommon Stock | 7,500 | $38.24 | $286,800.00 |
DisclosureSEC source: 0001437749-17-009522 · rdgdoc.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 97 | $26.00 | $2,522.00 |
DisclosureSEC source: 0001214659-17-002323 · marketforms-38488.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 21:20 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 108 | $23.22 | $2,507.76 |
DisclosureSEC source: 0001214659-16-015512 · marketforms-37469.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,799 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 22:01 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $47.46 | $0.00 |
DisclosureSEC source: 0001437749-16-041604 · rdgdoc.xml · derivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires 2023-11-08 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 131 | $19.04 | $2,494.24 |
DisclosureSEC source: 0001214659-16-013955 · marketforms-36373.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,691 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.