Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | Vice President & Controller | April 28, 2021 | April 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date April 28, 2021 · Filed April 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,070.5679 |
Ending reported balance
After 2021-04-29 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-04-28 · Exercise / conversion · Acquired 1,200 · Balance 3,270.5679 Row 2 · 2021-04-28 · Sale · Disposed 1,200 · Balance 2,070.5679 F1: This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 3 · 2021-04-29 · Exercise / conversion · Acquired 3,574 · Balance 5,644.5679 Row 4 · 2021-04-29 · Exercise / conversion · Acquired 3,333 · Balance 8,977.5679 Row 5 · 2021-04-29 · Exercise / conversion · Acquired 1,767 · Balance 10,744.5679 Row 6 · 2021-04-29 · Sale · Disposed 8,674 · Balance 2,070.5679 F2: This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15 | Direct | 3,574 |
Reported balance
After 2021-04-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-04-28 · Exercise / conversion · Disposed 1,200 · Balance 3,574 F4: Exercise of Rule 16b-3 stock option. F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-04-29 · Exercise / conversion · Disposed 3,574 · Balance 0 F4: Exercise of Rule 16b-3 stock option. F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.92 · Expires 2029-02-14 | Direct | 1,667 |
Reported balance
After 2021-04-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-04-29 · Exercise / conversion · Disposed 3,333 · Balance 1,667 F4: Exercise of Rule 16b-3 stock option. F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.34 · Expires 2030-02-13 | Direct | 3,533 |
Reported balance
After 2021-04-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-04-29 · Exercise / conversion · Disposed 1,767 · Balance 3,533 F4: Exercise of Rule 16b-3 stock option. F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $189.89 · Expires 2031-02-11 | Direct | 3,628 |
Reported balance
Holding disclosure · report date 2021-04-28 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 3,628 F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-02-11 | Direct | 566 |
Reported balance
Holding disclosure · report date 2021-04-28 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 566 F6: 1 for 1. F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 672 |
Reported balance
Holding disclosure · report date 2021-04-28 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 672 F6: 1 for 1. F8: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 668 |
Reported balance
Holding disclosure · report date 2021-04-28 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 668 F6: 1 for 1. F9: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 1,131 |
Reported balance
Holding disclosure · report date 2021-04-28 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 1,131 F6: 1 for 1. F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3: Option fully vested.
F4: Exercise of Rule 16b-3 stock option.
F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F6: 1 for 1.
F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F8: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $155.92 | $0.00 |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · derivative · entry 6 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-02-14 F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · derivative · entry 5 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433 Underlying: Common Stock · 121 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · derivative · entry 4 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerPerformance Units · Derivative | 47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · derivative · entry 3 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Underlying: Common Stock · 47 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 141 | $155.92 | $21,984.72 |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · nonDerivative · entry 2 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611.7854 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:17 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006918 · form4.xml · nonDerivative · entry 1 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,752.7854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000408 · form4.xml · derivative · entry 5 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,635.0102 Underlying: Common Stock · 402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F6 · balance_after: This information is based on a plan statement dated September 30, 2018, as updated by the transaction being reported. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000408 · form4.xml · derivative · entry 4 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000408 · form4.xml · derivative · entry 3 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402 Underlying: Common Stock · 11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:49 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 11 | $144.25 | $1,586.75 |
DisclosureSEC source: 0001127602-19-000408 · form4.xml · nonDerivative · entry 2 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443.7854 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:49 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000408 · form4.xml · nonDerivative · entry 1 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454.7854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018; the reporting person elected to defer the receipt of a portion of the underlying shares. F2 · balance_after: Includes 4.0142 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 10 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Underlying: Common Stock · 554 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F10 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F10 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 9 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Underlying: Common Stock · 554 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 4,774 | $0.00 Strike: $161.18 | $0.00 |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 8 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774 Underlying: Common Stock · 4,774 shares Expires 2028-02-15 F8 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F7 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 7 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Underlying: Common Stock · 217 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F6 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 6 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 5 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,199.74 Underlying: Common Stock · 431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · balance_after: This information is based on a plan statement dated December 31, 2017, as updated by the transaction being reported. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 4 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Common Stock · 431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 41 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · derivative · entry 3 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Underlying: Common Stock · 41 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 32 | $161.18 | $5,157.76 |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · nonDerivative · entry 2 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439.7712 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:27 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007304 · form4.xml · nonDerivative · entry 1 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471.7712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:32 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000281 · form4.xml · derivative · entry 5 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763.0394 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F6 · balance_after: This information is based on a plan statement dated September 30, 2017, as updated by the transaction being reported. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:32 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000281 · form4.xml · derivative · entry 4 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:32 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000281 · form4.xml · derivative · entry 3 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Underlying: Common Stock · 15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:32 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 15 | $174.30 | $2,614.50 |
DisclosureSEC source: 0001127602-18-000281 · form4.xml · nonDerivative · entry 2 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439.7712 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:32 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000281 · form4.xml · nonDerivative · entry 1 Strege Richard K · CIK 0001700758 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454.7712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017; the reporting person elected to defer the receipt of a portion of the underlying shares. F2 · balance_after: Includes 3.5593 shares acquired under a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.